I have before me for review a Recommended Decision and
order (R.D. and O.) issued on June 30, 1986, by Administrative
Law Judge (ALJ) Edward C. Burch which recommends that the
complaint of Alfredo S. Lopez (Complainant) be dismissed.
This proceeding is brought in accordance with 29 C.F.R.
Part 24 (1986) which implements the several Federal employee
protection provisions (whistleblower statutes) for which I have
been given responsibility, including the Safe Drinking Water
[Page 2]
Act, 42 U.S.C. § 300j-9(i) (1982); the Water Pollution Control
Act, 33 U.S.C. § 1367 (1982); the Toxic Substances Control Act,
15 U.S.C. § 6971 (1982); the Clean Air Act, 42 U.S.C. § 7622
(1982); and the Energy Reorganization Act of 1974, 42 U.S.C.
§ 5851 (1982).
Each of the above named statutes prohibits employers from
discharging or otherwise discriminating against employees who
have engaged in certain protected activities. Complainant filed
a complaint alleging he was discriminatorily discharged by his
employer, West Texas Utilities (Respondent). The ALJ found that
Respondent terminated Complainant for insubordination and "would
have discharged Complainant even in the absence of protected
conduct." R.D. and O. at 6.
Although I agree with the ALJ's conclusion that the
complaint should be dismissed, I disagree with his analysis. In
a whistleblower case the burden is on the complainant to prove
by a preponderance of the evidence that retaliation for
protected activity was a motivating factor in any adverse
action. See Mackowiak v. University Nuclear Systems. Inc., 735
F.2d 1159, 1163-1164 (9th Cir. 1984); Dean Dartey v. Zack
Company of Chicago, 82-ERA-2, Final Decision and Order of the
Secretary issued April 25, 1983, slip op. at 6-9; Steven Lockert
v. Pullman Power Products Corp., 85-ERA-15, Final Decision and
Order of the Secretary issued October 22, 1987, slip op. at 2.
The record has been thoroughly reviewed and I conclude that
Complainant failed to establish a prima facie case of
discrimination.
The requirements for establishing a prima facie case were
enunciated in Texas Department of Community Affairs v. Burdine,
450 U.S. 248 (1981), and adopted by the Secretary in Dean Dartey
v. Zack Company. They are (1) that the employee engaged in
protected conduct; (2) that the employer was aware of such
conduct; and (3) that the employer took some action adverse to
the employee which was more likely than not the result of the
protected conduct.
The essence of Complainant's charge of discrimination was
his allegation that he was fired in retaliation for "[r]efusing
to lie about bad readings and/or Falsifying readings on reports
and conditions on disposal of potentially dangerous oils and
solvents at plant site." CX 3.1[Page 3]
2 This testimony is contradicted
by RX 2 which is a letter
from Respondent to the EPA advising that agency that water
temperatures had in fact, exceeded the permit limit of 105 Dgrs.
F, indicating that there was no attempt to cover up the facts.
Complainant, however, on cross-examination testified that he
seriously doubted whether "reports indicating that there had
been temperatures in excess of 105" were turned in. T. at 33-
34.