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USDOL/OALJ Reporter
Blackburn v. Metric Constructors, Inc., 86-ERA-4 (Sec'y June 21, 1988)


U.S. DEPARTMENT OF LABOR

SECRETARY OF LABOR
WASHINGTON, D.C.

DATE: June 21, 1988
CASE NO. 86-ERA-4

IN THE MATTER OF

PAUL A. BLACKBURN,
    COMPLAINANT,

    v.

METRIC CONSTRUCTORS, INC.,
    RESPONDENT.

BEFORE: THE SECRETARY OF LABOR

DECISION AND ORDER
REMAND ORDER

    This proceeding was commenced by Complainant Paul A. Blackburn under the employee protection provisions of the Energy Reorganization Act (ERA or the Act), 42 U.S.C. § 5851(a) (1982).

    Metric Constructors, Inc. (Metric or Respondent) is an independent contractor hired to perform various kinds of construction work for the Carolina Power and Light Company (CP&L) at CP&L's H.P. Robinson Plant in Hartsville, South Carolina. Complainant was employed by Respondent as an electrician from March 28, 1984, until his discharge on September 5, 1984. At the time of his discharge, Complainant was working in the container crew in the reactor building at the Robinson Plant. Hearing Transcript (T.) at 10. Complainant is


[Page 2]

a high school graduate but he had no prior nuclear facility experience before his employment with Respondent. T. at 91.

    On September 4, and 5, 1984, Complainant was assigned to work in the containment building, a locked, high radiation area. On September 4, Complainant read the safety report to the crew, which advised that much of the shielding which is used to reduce radiation exposure was being removed from the reactor building. Complainant was unable to work in the building on September 4, because he did not have "his dress-out clothes."1 On September 5, 1984, Complainant checked the posted radiation level surveys before entering the reactor building and determined that the radiation limits were higher than normal. He told his foreman that he felt it was unsafe to go into the reactor building because the lead shielding had been removed. Complainant then spoke to a Quality Control Technician who told him that the radiation in the containment area was substantially higher than before. Complainant next told his foreman that he did not think it was safe to go into the work area until the radiation shielding was restored. The foreman advised Complainant that he would discuss the matter with the superintendent, following which he told Complainant that Complainant would have approximately one half hour, until break time, to decide whether to enter the area or be terminated for refusing the assignment. Complainant declined to enter the area and was discharged. T. at 12-19.

    Complainant filed a complaint alleging a violation of the Act, and upon investigation, the Department's Wage and Hour Division agreed and ordered that Complainant be reinstated with back pay to his former job or a similar job with comparable pay, benefits, and career potential; that he be reimbursed for expenses incurred in pursuing his claim, and expenses incurred in finding other employment; and that the effective blacklisting of Complainant on CP&L jobs be eliminated and his personnel and other records be purged. Complainant's Exhibit Number 10.

    Respondent requested a hearing before an Administrative Law Judge (ALJ) which was held on December 16, 1985. The issues considered by the ALJ were whether the complaint was timely filed, whether Complainant had engaged in protected activity within the scope of the ERA, and if so, whether the termination of his employment involved discrimination which violated the Act. Recommended Decision and Order (R. D. and O.) at 7. The ALJ found the complaint timely, id., and this was not challenged by Respondent. The record supports the ALJ's conclusion which I adopt.

    With regard to the question of protected activity, the ALJ citing Mackowiak v. University Nuclear Systems, 735 F.2d 1159 (9th


[Page 3]

Cir. 1984), which relied on Philips v. Department of Interior Board of Mine Appeals, 500 F.2d 772 (D.C. Cir. 1974), cert. denied, 420 U.S. 988 (1975), and the Secretary's decision in Wells v. Kansas Gas and Electric Company, 83-ERA-12, June 14, 1984,2 held that Complainant was engaged in protected activity when he made his safety complaint to his foreman on September 5, 1984. R. D. and O. at 9. I agree with the ALJ's analysis of the record and his conclusion on this point.3

    On the question of discrimination, the ALJ concluded that Complainant had "acted on the belief that he would have been exposed to undue radiation had he gone into the reactor area as ordered." R. D. and O. at 10. The decision continued:

Nevertheless, on the basis of his training and work experience he should have known that the means were available to him to determine whether his fears were founded in fact before he refused the assignment. Complainant, on the basis of the records pertaining to his prior cumulative exposure to radiation, the applicable surveys and radiation work permits and discussions with a Health Specialist could have ascertained that his exposure would not have exceeded NRC limits if he had complied with the order to go to work. (Findings 10-12, 17-20).

Id. The ALJ's summation on this issue was as follows:

Respondent, on the basis of employee training procedures, and the applicable safety procedures at the work site had reason to believe that Complainant knew or should have known that the prospective radiation exposure on September 5 would not violate NRC regulations. As a result, Metric, on the basis of the information available to it, could reasonably infer that Mr. Blackburn's complaint was motivated by the desire simply to avoid further radiation exposure rather than to make a safety complaint preliminary to a proceeding for violation of NRC regulations. Some radiation exposure, provided that it is within NRC limits, is inevitable and permissible if the work of nuclear plant construction is to be


[Page 4]

accomplished. Under the circumstances, the record does not support a finding that Mr. Blackburn's discharge was intended as retaliation against a safety complaint preliminary to an ERA proceeding. Rather the record compels the inference that Mr. Blackburn's discharge was a normal disciplinary measure for refusal of a work assignment which Complainant should have known would not violate NRC regulations. Complainant has not demonstrated a discrimination cognizable under ERA.

Id.

    The recommended decision was forwarded for Secretarial review. 29 C.F.R. § 24.6(b) (1987). The ALJ 's decision did not discuss Complainant's refusal to work as a protected activity in light of the Secretary's decision in Pensyl v. Catalytic, Inc., 83-ERA-2 January 13, 1984, and the parties were invited to submit briefs addressing this issue. See Order issued January 27, 1987.

    Thereafter, Complainant's counsel requested and was granted permission to withdraw from this case. Complainant has not selected substitute counsel, but has proceeded pro se. Respondent briefed the refusal to work issue addressed in Pensyl.

    Pensyl held that under the Act, "[a] worker has the right to refuse to work when he has a good faith, reasonable belief that working conditions are unsafe or unhealthful. Whether the belief is reasonable depends on the knowledge available to a reasonable man in the circumstances with the employee's training and experience." Slip op. at 6-7. The Secretary reasoned that "[r]efusal to work loses its protection after the perceived hazard has been investigated by responsible management officials and government inspectors, if appropriate, and if found safe, adequately explained to the employee." Id. at 7.

    Although the ALJ held that Complainant's refusal to work was protected activity, his analysis, without benefit of Pensyl, speculated on the reasons Complainant refused the assignment and concluded that:

[T]he record does not support a finding that Mr. Blackburn's discharge was intended as retaliation against the safety complaint preliminary to an ERA proceeding. Rather the record compels the inference that Mr. Blackburn's discharge was a normal disciplinary measure for refusal of a work assignment which the complainant should have known would not violate NRC regulations.


[Page 5]

R. D. and O. at 1O. Because I find that the record, viewed in light of Pensyl and other decisions which have addressed refusal to work,4 compels a contrary inference, I reject the ALJ's recommendation on the discrimination issue.

    Complainant testified about his termination as follows:

Q. What happened on September 5th?

A. I went to my normal job, the one I was working on and later he came and said, "Are you ready to go?" I said, "Yes." So, I left and went towards the crew I was supposed to be working on. I walked through the dress out area and looked at the surveys as I passed through, and I left out of there and went and looked for my foreman I was supposed to meet. I didn't find him, so I went back through and checked the surveys again. Some of the guys I was supposed to go in with, which was ten of us, they said, "We're going to be sent in a real hot area," said it would be a pump bay under the floor, which would have been a high rad, a locked high radiation area. So, I checked some of the Surveys and being as the shielding was out, naturally, the radiation limit was going to be more.

Q. What did you see on the surveys?

A. Well, they were much higher than normal.

Q. Did you then, look for your foreman gain?

A. Yes, I did. There was a hustle bustle with everybody trying to get organized. I never did run into the foreman, but I went back to my foreman and told him what I felt, that it was unsafe to go into the reactor building because of the lead shielding being taken out. This was Bobby Jones.

Q. Did you talk to a Quality Control Technician?


[Page 5]

A. Yes, I did. I met him. The job I was performing on the outside, he was my technician.

Q. What was his name?

A. His name is Mr. Richard Miles.

Q. Do you know where he is now?

A. No, ma'am. I don't.

Q. Did you learn anything from him?

A. Yes, ma'am. He told me that the radiation in there was substantially higher. A week before, he had been in the hatchway where he picked up no radiation, and just in the hatchway entry, the radiation, was 85 millirems, he said.

Q. What did you do then?

A. I went back and told my foreman that I didn't think it was safe for me to go in there, or any of the rest of us people until the shielding was put back in.

Q. Did you refuse to go at all, or just until the shielding was back up?

A. I told him that I didn't mind doing the job, that I knew when I hired on that the job as a radiation worker, you would get certain amounts of radiation, but I didn't feel safe about the job and it just was unsafe.

Q. This morning, did you look at the Employment Manual that Respondent is going to introduce into evidence?

A. Yes I did.

A. Did you find a section that you were trained with that gave you responsibility for your own safety?

[Page 7]

A. Right.

JUDGE VONBRAND: Could you identify that by exhibit number?

MS. BURNETTE: This would be Respondent's Exhibit No. 1.

Q. (by Ms Burnette) Would you please look on page 16?

Q. Would you read that statement on page 16?

A. Each employee at CP & L must assume full responsibility for his/her personal safety. Q. Would you read again on page 76?

A. Each worker shares in the responsibility for radiation exposure. Each workers [sic] is also obligated to report any unsafe or potentially unsafe practices to CP&L. If there is no response by CP&L, report to the NRC.

Q. Did you believe that you were following the procedure as set out by this manual?

A. Yes, ma'am. These are on bulletins that are posted all over the plant.

Q. Had you ever had exposures in large amounts in the past?

A. Well, I was in there one other time and we had a pretty good amount of exposure for five days. I assure we was.

Q Were you terminated as a result of your reporting that you felt it was unsafe for you to work in that area?

A. Yes, ma'am.


[Page 8]

Q. Tell me all about your termination. What happened?

A. Well, I told Bobby Young how I felt and he said, "Well, I can not make you go in a place like that because I don't have the authority, but I will talk with our superintendent, Horace Howell, and see what he has to say." Well, I don't know who told Horace Howell or give the hand down, but my foreman came back to me later on, at about 8:30 and said "We're going to give you until break time to tell us what you want to do. Like I say, we can't make you go in there, but if you don't, we'll have to terminate you."

JUDGE VONBRAND: Who is Bobby Young."

MS. BURNETTE: He was the foreman.

JUDGE VONBRAND: Your foreman? THE WITNESS: At that time.

JUDGE VONBRAND: All right. Proceed.

Q. (by Ms. Burnette) Go ahead.

A. Well, at break time, he said, "I'll need to know what your answer's going to be." Well, I went into the break which was approximately 9:00 and we sat down, I sat down at the table where my crew always takes their break at and all the guys in there told me, "If you don't feel it's safe, don't do it because you don't have to." I told those guys I didn't mind doing the job, but I didn't feel it was safe.

Bobby Young came in before the break was over and said, "Well, what's it going to be?" And, I told him, "Well, if they put the shielding up and make it a safe job, I'll do it. But, if it's not, I won't."

So, at that time, he left and went to talk to Horace Howell again and came back and told me that at 10:00, I would be terminated.


[Page 9]

Q. Were you terminated at 10:00?

A. Yes, ma'am.

Q. Did you try to contact a representative of the Nuclear Regulatory Commission that day?

A. Yes, ma'am, I did, but my clearance was taken away fast. I was hustled out before I could do any talking to anybody.
T. at 14-19.

    Complainant's uncontradicted testimony as to how and why he was fired, was consistent with the testimony of Respondent's witness, Floyd Slatton, the project Manager at the H.P. Robinson Plant:

Q. Why was Mr. Blackburn terminated?

A. He refused a job assignment.

Q. Was Mr. Blackburn's termination because of any fear that Metric had that he would report Metric to the NRC or some other Regulatory Agency?

A. None, whatsoever. That wasn't the reason I terminated him. He was terminated. I'm the final arbitor. I signed it and he was terminated for refusing a job assignment he was assigned to do.

T. and 61-62.

Q. Did you ever meet with Mr. Blackburn that day?

A. No, ma'am. I didn't.

Q. He did not actually have a chance to give you his reasons, did he?

A. I didn't talk to him that day for whatever reasons. I don't know what the reason was.
T. at 63.


[Page 10]

Q. At the 9:00 o'clock break, his foreman was gonna talk to him again. Bobby Young was going to talk to him again and find out whether he wanted to go and do this job?

A. I understood him to say that Bobby told him he would like to know at break time what his decision was, yes ma'am.

Q. Break was at 9:00?

A. Yes ma'am.

Q. To your knowledge did Bobby Young or you try to check out any of Mr. Blackburn's concerns by going to the figures or to the maps or anything between 8:30 and 9:00, before he was told he was fired.

A. When I got his determination slip would have been probably right when he was terminated and there was nothing said by anybody about a safety concern on this incident.

Q. You do not know whether he brought that up or not do you?

A. That's right. Personnally, I do not know.

Q. It could have brought it up with Bobby Young?

A. Yes, ma'am.

Q. You were not there?

A. No ma'am.

T. at 64-65.

    Testimony from Respondent's other witness, Bruce Meyer, Health Physics Specialist with CP&L, confirmed the basis for Complainant's expressed concerns:

Q. Then, admittedly there is a great difference or there could be a great difference in the amount of radiation without the shielding?


[Page 11]

A. Right. The exposure rates will vary with or without the shielding, that's correct.

T. at 90.

Q. Do you think lie might have a reasonable fear for his safety?

A. That's a matter of what reasonable is. Workers and us are always talking to each other. I don't know if I'd call it reasonable. I can see where someone could be fearful, yes.

Q. He might bring these concerns to his foreman?

A. Yes.

Q. Would you believe that if the foreman had checked out the information and brought back more information and attempted to calm his fears, that might have worked? Have you had that experience in working with these people?

A. Yes.

T. at 101.

    Excerpts from Respondent's Exhibit Number 1, a copy of the General Employee Training Manual, published by Carolina Power and Light Company, T. at 6, 8, read into the record by Complainant, stated that "[e]ach employee at CP&L must assume full responsibility for his/her personal safety," and that "[e]ach worker shares in the responsibility for radiation exposure. Each workers [sic] is also obligated to report any unsafe or potentially unsafe practices to CP&L. If there is no response by CP&L, report to NRC." T. at 17.

    The record demonstrates that employees at the Robinson Plant site were given specific directions to monitor their own safety and report their concerns to the employer. The record reflects that Complainant did that.

    The threshhold issue, under Pensyl, is whether Complaint's belief that working conditions in the containment area were unsafe was reasonable, as measured by the "knowledge available to a reasonable man in the circumstances with the employee's training and experience." slip op, at 7. Complainant had been exposed to the nuclear work place


[Page 12]

approximately six months, and the record does not reflect any prior experience with the removal of portable shielding, the occurrence which precipitated the refusal to work and the firing. Complainant testified that he had not previously worked in the reactor building without benefit of the shielding, as follows:

Q. How did you learn about radiation and safety procedures?

A. We took a training course required upon being hired on the job. Every employee has to go through it.

Q. What does ALARA mean?

A. ALARA is as low as reasonably achievable.

Q. Did you recieve training in that? A. Right.

Q. What was that?

A. It has to do with planning your job, the time and distance and shielding to protect you and get the job done in less time.

Q. On this particular quarter, September of 1984, how many millirems of exposure had you received?

A. I don't think I had an for that quarter.

Q. Tell us about the events of September 4, 1984.

A. September 4th, which was the day after Labor Day, we came back in and met where all our crew meets and we had a safety report which was at the start of every week. Being as how we were off on the holiday, we had it that next day. I read the safety report to the crew. That was Bobby Young's crew. In it, it said that there was a lot of shielding being removed from the reactor building. And, we discussed safety glasses, hardhats and more or less the same thing we always do. From


[Page 13]

where I was standing, you could look into the RCA lay down yard and see the shielding, itself, out scattered in it.

Q. Had you worked in the reactor before?

A. Right, I had.

Q. Had the shielding been up then?

A. Yes, ma'am.

Q. What did you learn about the shielding, if anything?

A. Well, shielding reduced a lot of your radiation exposure. Radiation won't pass through lead, where it will paper or any such thing.

Q. On this particular day, you said that the report included information about the shielding being removed?

A. Right.

T. at 12-13.

    Complainant provided uncontradicted testimony of events precipitating his refusal to work, all concerned with the removal of the protective shielding: the concerns expressed by his fellow workers, the information from the Quality Control Technician, Miles, that the radiation levels had risen, and confirmation of the higher radiation by the posted surveys. All of these contributed to Complainant's concern that working in the reactor building would be unsafe. It is not reasonable to expect him to have done more in the brief time available to him before he was fired and "hustled" from the work site. T. at 19. I do not agree with the ALJ's apparent reasoning that Complainant could have ascertained "that his exposure would not have exceeded NRC limits" after he had gone to work in the area he reasonably believed to be unsafe. R. D. and O. at 10. Complainant's decision whether or not to accept what he believed to be an unsafe work assignment had to be made before he entered the containment area, and adequate information should have been available for him to do so. The record does not substantiate the ALJ's conclusion that "on the basis of training and work experience he


[Page 14]

[complainant] should have known that the means were available to him to determine whether his fears were founded in fact before he refused the assignment." Id. Rather it shows that Complainant had a good faith, reasonable belief that working conditions in the containment area were unsafe.

    Under Pensyl, Complainant's refusal to work would have lost its protection if Complainant's concerns about increased radiation levels had been investigated by Respondent, and if found safe, adequately explained to him. However, the record provides no evidence this was done. Respondent's two witnesses, Floyd Slatton and Bruce Meyer, testified with respect to the procedures of Metric and CP&L to maintain safe working conditions but they did not explain what if anything was done to investigate Complainant's safety concerns or to allay his fears. The two employer's representatives who appeared to be best able to rebut Complainant's testimony, foreman Bobby Young and the Quality Control Technician, Richard Miles, did not testify. The record establishes that Blackburn was discharged for refusing to work in what he believed was an unsafe area. He was engaged in a protected activity and there were no steps taken by Respondent which, under Pensyl, would have caused the loss of this protection. I find that in discharging Blackburn for engaging in this protected activity, Metric violated the Act.

    The ERA requires that when a violation of section 5851 is found, "the Secretary shall order the person who committed the violation to reinstate the complainant to his former position together with the compensation (including back pay), terms, conditions and privileges of his employment. . . . ." In addition, the Secretary may order compensatory damages and, "at the request of complainant shall assess against the person against whom the order is issued a sum equal to the aggregate amount of all costs and expenses (including attorneys'... fees) reasonably incurred . . . for, or in connection with, the bringing of the complaint . . . ." 42 U.S.C. § 5851(b)(2)(B).

    The hearing before the ALJ did not address damages, as the parties and the ALJ all agreed that timeliness and liability were the issues to be determined. T. at 3-4. The record is inadequate as to the facts necessary to establish the amount of back pay and/or other make-whole damages, whether any compensatory damages may be warranted and if so, in what amount, and the amount of attorneys' fees which Complainant claims.

    Accordingly it is ORDERED that


[Page 15]

(1) Respondent reinstate Complainant to his position as an electrician, or to a comparable position with comparable pay and benefits;

(2) Respondent shall purge Complainant's personnel file of all references relative to his discharge on September 5, 1984; and

(3) This case is remanded to the ALJ for receipt of such evidence as is necessary to determine what back pay and/or compensatory damages are due to Complainant and for a determination of attorneys' fees.5

    SO ORDERED.

       ANN MCLAUGHLIN
       Secretary of Labor

Washington, D.C.

[ENDNOTES]

1 "Dress-out" clothing is worn under the protective clothing in case the outer clothing gets contaminated and must be removed. T. at 14.

2 Wells was affirmed in Kansas Gas and Electric v. Brock, 780 F.2d 1505 (10th Cir. 1985), cert. denied, 106 S. Ct. 3311 (1986)

3 I do not adopt the ALJ's assumption that the decision in Brown & Root v. Donovan, 700 F.2d 281 (5th Cir. 1985), would be dispositive of this issue in the Fifth Circuit. See Willy v. The Coastal Corporation, 85-CAA-1, Secretary's Decision and Order of Remand, June 4, 1987, slip op. at 3-4, 8.

4 See Wilson v. Bechtel Construction Inc., 86-ERA-34, Secretary's Final Decision and Order, February 9, 1988; Smith v. Catalytic, Inc., 86-ERA-12, Secretary's Decision and Remand Order, May 28, 1986.

5 The parties are encouraged to stipulate these amounts, but if they fail to agree, the ALJ may convene a further hearing limited to these issues.



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