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September 23, 2008         DOL Home > OALJ Home > Whistleblower Collection
USDOL/OALJ Reporter
Norman v. Niagara Mohawk Power Corp., 85-ERA-13 (Sec'y June 1, 1995)


DATE: June 1, 1995
CASE NO. 85-ERA-13


IN THE MATTER OF

RUDOLPH A. NORMAN,

          COMPLAINANT,

     v.

NIAGARA MOHAWK POWER
CORPORATION

          RESPONDENT.


BEFORE:   THE SECRETARY


                         FINAL DECISION AND ORDER

     This case arises under the employee protection provision of
the Energy Reorganization Act of 1974, as amended (ERA or the
Act), 42 U.S.C. § 5851 (1988) and the regulations governing
its implementation at 29 C.F.R. Part 24 (1994).  The ERA provides
protection from discriminatory employment actions against covered
employees who engage in certain protected activity.  Before me
for review is the Administrative Law Judge's (ALJ) [Recommended]
Decision and Order (R. D. and O.), issued May 9, 1985.  The ALJ
recommended that the case be dismissed.
                                BACKGROUND
     In a complaint filed with this Department on January 22,
1985, the Complainant alleged that job transfers he received in
August and October 1984 and unspecified "harassments . . .
suffered in the past four months" violated his rights under the
Act's employee protection provisions.  Following an investigation
of these allegations, the Assistant Area Director (Albany, New
York) of the Wage and Hour Division issued an initial decision
finding that the complaint had not been timely filed within 30 

[PAGE 2] days of the alleged discriminatory conduct, as required by the Act. 42 U.S.C. § 5851(b)(1) (1988); 29 C.F.R. § 24.3(b). On May 6, 1985, following notification to both parties dated March 28, 1985, an evidentiary hearing was convened. Neither Complainant nor any representative of his appeared. The ALJ opened the record and considered a motion for summary judgment filed by Respondent. Respondent's motion for summary judgment was granted by the ALJ because the record revealed no genuine issue as to any material fact sufficient to support an allegation that discrimination had occurred within 30 days of the filing of the complaint. The complaint was dismissed as a matter of law. R. D. and O. at 2. Based on my review of the record, I affirm the ALJ's recommended decision. DISCUSSION At the time Norman filed this complaint, the ERA provided that an employee had thirty days after a violation of the employee protection provision to file a complaint with the Secretary of Labor. 42 U.S.C. § 5851(b)(1) (1988). [1] The ALJ's decision to dismiss the complaint was made in response to Respondent's motion for summary judgment. The ALJ found that, "[f]rom the documents admitted into the record (D.O.L.), all events fall far outside the 30-day limitation period." R. D. & O. at 1. The case record reveals that the parties presented their respective arguments regarding the summary judgment motion prior to the scheduled hearing date of May 6, 1985. On April 26, 1985, Respondent submitted the motion and on May 3, 1985, Complainant, through his then counsel, submitted a Memorandum of Law In Opposition to Respondent's Motion To Dismiss the Complaint. A motion for summary judgment in an ERA case is governed by the Rules of Practice for Administrative Law Judges as set forth at 18 C.F.R. §§ 18.40 and 18.41. Trieber v. Tennessee Valley Authority, Case No. 87-ERA-25, Sec. Dec. and Order, Sept. 9, 1993, slip op. at 7. A party opposing a motion for summary judgment "must set forth specific facts showing that there is a genuine issue of fact for hearing." 29 C.F.R. § 18.40(c); Celotex Corp. v. Cavett, 477 U.S. 317 (1986). Respondent sought a summary judgment and submitted evidence in the form of an affidavit of counsel alleging that the complaint was not timely filed. In support thereof Respondent submitted a March 11, 1985 letter from the Wage and Hour Division's Assistant Area Director finding that "[o]ur investigation did not disclose any evidence of a discriminatory action occurring within the [timely] 30-day period." That letter also noted that the complaint was filed on Jan. 22, 1985, regarding discrimination which allegedly "took place in August of 1984."
[PAGE 3] In response to the motion for Summary Judgment, the Complainant filed a memorandum of law resisting the motion, but submitted no affidavit [2] or documentary evidence to support the allegations set out in the memorandum of law. Complainant had the opportunity to respond to the motion for Summary Judgment, yet he failed to provide factual support for his argument as required by the rules. See 29 C.F.R. § 18.40-41. The code states that "[w]hen a motion for summary judgment is made and supported as provided in this section, a party opposing the motion may not rest upon the mere allegations or denials of such pleadings." (Emphasis added). 24 C.F.R. § 18.40(c). Under the circumstances, including the evidentiary record then before him, the ALJ appears to have fully and fairly considered the parties' submissions. As a result, I accept the ALJ's finding that Complainant Norman failed to set forth with appropriate specificity facts indicating a genuine issue for hearing. Thus, the ALJ's determination that Respondent was entitled to summary judgment as a matter of law is correct and I adopt it. Finally, note must be made of certain procedural issues raised by Complainant before me, as follows: 1) a September, 1985 Petition for Remand and Consolidation, augmented by a similar pleading filed July 31, 1986, and 2) a November, 1988 motion to disqualify the firm of Bond, Schoeneck and King, as opposing counsel, from further participation in this matter. As to the latter, a subsequent request for a decision and order of the Secretary of Labor, filed on July 22, 1994, by Complainant's new attorneys withdraws the request for disqualification of opposing counsel. [3] As to the request for remand and consolidation, Complainant's latest petition seeks to have that request converted into a request for the Secretary to issue a decision and order reviewing and remanding the matter to the ALJ. July 22, 1994 petition at 1-2. Since I have held that the ALJ's decision to dismiss this complaint was correct as a matter of law, there are no appropriate issues for remand or reconsideration. [4] Accordingly, as explained herein, the decision of the ALJ is AFFIRMED and the complaint IS DISMISSED. SO ORDERED. ROBERT B. REICH Secretary of Labor Washington, D.C.
[PAGE 4] [ENDNOTES] [1] Norman filed his complaint on January 22, 1985. Section 2902(b) of the Energy Policy Act of 1992, Pub. L. No. 102-486, 106 Stat. 2776, amended the time period for filing a complaint to 180 days for claims filed on or after its enactment, October 24, 1992. See Section 1902(i) of Pub. L. No. 102-486. Therefore, the 30-day limit applies to this case. [2] Complainant's counsel did submit an affidavit, but it makes no mention of the timeliness of the complaint. [3] See, in any event, the decision of the United States Court of Appeals for the Second Circuit denying a request for disqualification. Norman and Bassett v. Niagara Mohawk Power Corp., 873 F.2d 634 (2d Cir. 1989) [4] Complainant's request for reconsideration appears to be primarily based upon a Notice of Violation to Respondent from the Nuclear Regulatory Commission in December of 1986. This notice, which does in fact cite discriminatory treatment against Complainant Norman, was not in existence at the time of the ALJ's decision in this case. As such, it is not a proper subject for my review. 29 C.F.R. § 24.6(b).



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