Administrative Law Judge Quentin P. McColgin (ALJ) submitted
a Recommended Decision and Order (R.D. and O.) concluding
that Respondent Tompkins-Beckwith, Inc. (TBI) had violated
the employee protection provision of the Energy Reorganization
Act (ERA), 42 U.S.C. § 5851(a) (1982),1 when TBI fired Claimant
Charles A. Atchison (Atchison).
The ALJ concluded that Atchison had established a prima
facie case. He said:
The parties are in agreement that the Supreme
Court's decision in Texas Department of Community
Affairs v. Burdine, 450 U.S. 248 (1981), (Burdine),
articulates the respective burdens of proof
under the Statute. To establish entitlement
under Burdine, the employee must initially
present a prima facie case by showing that
he engaged in protected conduct, that the employer
was aware of that conduct and took some action
against the employee which was more likely
than not the result of the protected conduct.
[Page 11]
The burden then shifts to the employer to profer
[sic] evidence tending to prove that there
were legitimate motives for the adverse employee
action. Once this intermediate burden is met,
the burden then shifts to the employee to show
that the proferred, [sic] legitimate reasons
were pretextural. [sic].
In this case, Atchison, has established that
he engaged in activities which were protected
under the Statute and that almost immediately
after the employer, TBI, learned of these activities,
he was discharged. Thus, a prima facie case
of discrimination for protected conducted has
been made out.
R.D. and O. at 3.
Based on his conclusion that a prima facie case had been
established the ALJ considered the reasons proffered by TBI
for firing Atchison and rejected them, finding that Orsini's
explanation as to his reasons for firing Atchison "to be unworthy
of credence." R.D. and O. at 9. Relying on TBI's brief the
ALJ discussed the three reasons proffered by TBI for firing
Atchison, as follow:
The first of these is that Atchison was determined
to be incompetent or incapable of performing
inspection functions irrespective of his qualifications
for such position. The second reason is that
he was determined to be unqualified in the
sense that he lacked sufficient education,
training and experience to meet TBI's existing
standards. The third reason is the same as
that expressed in TBI's brief, namely, that
Atchison was determined to be lacking in trustworthiness.
The proof establishes beyond doubt that whatever
the reason or reasons for discharging Atchison
were, they did not include a determination
that Atchison was unqualified or untrustworthy.
[Page 12]
This is clear from the testimony of the TBI
official who discharged Atchison. According
to Orsini, he made the decision to discharge
Atchison. Orsini, who worked at TBI's headquarters
in Florida, testified that he read the newspaper
article (CX-7C & D) Friday, July 30th at his
office. This article reported on Atchison's
testimony at the Commanche [sic] Peak hearing.
It also reported that Atchison had been discharged
by his former employer, Brown & Root, for "lack
of ability in performing assigned tasks.";
that Brown & Root had appealed a United States
Department of Labor ruling requiring it to
reinstate Atchison to his job with back pay;
that Atchison had lied on his resume when seeking
employment with Brown & Root by falsely representing
that he had received a Junior College degree
when he did not; that he had altered a verification
form so that it read "degree obtained" instead
of "no degree obtained"; that shortly before
he was fired, two safety supervisors had rated
Atchison's performance "good" and "excellent"
and that Atchison believed he was fired by
Brown & Root for "over-inspecting areas of
the plant." (CX-7C & D)
Before coming to the Waterford III jobsite
the next Monday, Orsini secured a copy of Atchison's
resume. Additionally, it appears that he was
informed that Atchison told Manger [sic], TBI's
recruiting agent, that the former had been
terminated by his last employer (Brown & Root)
as a result of a reduction of force whereas
the newspaper articles reported that he had
been fired for cause.
R.D. and O. at 6.
The ALJ then reviewed the testimony of the meeting between
Orsini and Atchison at the time of Atchison's firing (quoted
above at 11-12) and concluded that because Atchison was not
"given an opportunity to explain or even comment upon the
information orsini had which related to the issues of Atchison's.
qualifications and trustworthiness" that "the evidence overwhelmingly
[Page 13]
establishes that orsini consciously rejected consideration
of Atchison's qualifications and trustworthiness in reaching
the decision to discharge him." R.D. and O. at 7.
The ALJ then rejected the remaining proffered reason
for discharging Atchison, namely, that he was incapable or
incompetent to perform the Level II inspection duties he was
hired to perform. The ALJ evaluated this evidence in part,
as follows.
The proof supporting this proferred [sic] reason
is the testimony of Orsini and the memorandum
he prepared (RX-12) after he fired Atchison.
In essence, Orsini maintains that he fired
Atchison upon learning that the latter had
been fired by his previous employer for inability
to perform his assigned functions. Orsini
reasoned that since Atchison was performing
the same inspection functions for Brown & Root
that be was hired to perform for TBI, and since
be was found by his previous employer to be
unable to perform those functions, he could
not be relied upon to perform such functions
for TBI either.
The conclusion Orsini claims to have reached
concerning Atchison's preceived [sic] lack
of ability to perform inspection functions
is simply unjustified by the circumstances
then confronting Orsini. The newspaper article
which was Orsini's primary source of information
reported ambiguous if not contradictory evaluations
of Atchison's capability. While on the one
hand the article reported that Atchison was
fired by his previous employer for "lack of
ability" it also reported that his supervisor
had rated his performance good and excellent
shortly before he was fired. The article also
presented a possible ulterior motive for Brown
& Root's actions, namely Atchison's claim that
he had been fired for over-inspecting.
Faced with these unresolved charges and counter
chargers, [sic] Orsini made a single, unsuccessful
[Page 14]
attempt to communicate with Brown & Root officials
concerning the circumstance resulting in their
discharging Atchison. However, it was reported
to Orsini that the Brown & Root people refused
to comment because the matter was in litigation.
This constituted the only effort Orsini made
to secure information going to Atchison's
capabilities other than the information he
elicited from Atchison. Orsini did not communicate
with his own employee, Holstead, who was supervising
Atchison during the orientation period nor
did he make any effort to communicate with
officials of the Department of Labor to secure
information about their reported action in
ordering Brown & Root to reinstate Atchison
to his job.
As is apparent from Orsini's own account of
his interview with Atchison, the former would
not to [sic] let Atchison present any information
other than to confirm Brown & Root's stated
reasons for firing him. These actions do not
represent a conscientious attempt to evaluate
the conflicting claims going to Atchison's
capabilities as an employee.
Furthermore, orsini's explanation of why he
wouldn't consider or even hear the information
which Atchison tried to present to him is beyond
comprehension. Orsini claims that he didn't
want to consider the information Atchison tried
to present to him because he (Orsini) didn't
believe himself qualified to evaluate the information
proferred. [sic] Yet the effect of not permitting
Atchison to offer his explanation was to decide
Atchison's fate without adequate information
from any source. Given the obvious nature
of the controversy that existed between Atchison
and his previous employer, as well as the dearth
of conflicting facts which Orsini acted on,
no dispassionate manager, motivated by legitimate
concerns of maintaining a capable work force
could be expected to take the action that Orsini
did. His actions are far more consistent with
that of a person who is predisposed to fire
an employee for reasons other than the reasons
Orsini ascribed.
[Page 15]
For these reasons, Orsini's explanation is
found to be unworthy of credence and is therefore
rejected as the reason for discharging Atchison.
Thus, all three reasons advanced by TBI for
discharging Atchison are rejected and the inference
of discriminatory motive created by the establishment
of a prima facie case obtains.
R.D. and O. at 8-9.
The ALJ then considered arguments by TBI as to Atchison's
misconduct and lack of job qualification which he found to
be either affirmative defenses or in mitigation of damages.
He stated.
TBI's argument going to Atchison's alleged
misconduct or dishonesty is set forth at pp.
45-48 of its brief. While the specific conduct
Atchison is claimed to have engaged in that
constitutes misconduct or dishonesty is not
there specified, it is presumed that TBI is
referring to the conduct specified at page
39 of its brief which is cited for the proposition
Atchison "has woven a web of deceit and
dishonesty in his previous employment and in
employment with Tompkins-Beckwith."
With respect to his previous employment, TBI
refers to Atchison's misrepresentations while
employed by Brown & Root concerning his academic
achievements and his alteration of a college
record made to perpetuate such misrepresentation.
With respect to his employment with TBI it
is claimed that Atchison:
- Provided a resume and job certifications
from his previous employer listing him as
having a college degree he admittedly does
not have, thus lying about his job qualifications
(Tr. 36);
[Page 16]
- Lied to Jerry Magner concerning the reason
for his termination from his previous employer,
claiming he had been terminated as part
of a reduction in force when he was actually
discharged for cause (Tr. 283); and
- Listed coursework in radiological monitoring
at Weatherford Junior College. The Company's
contact with the College reflected that
the College had no record of Mr. Atchison
(Tr. 458).
R.D. and O. at 9-10.
The ALJ then concluded that "the only misrepresentation
Atchison has been shown to have made incident to securing
employment with TBI is the misrepresentation he made to Magner
concerning the former's reason for leaving his previous employment.
This misrepresentation was not material and does not, alone,
appear to represent the sort of egregious conduct which would
warrant punitative [sic] action." R.D. and O. at 14.
DISCUSSION
Based upon a thorough review of the record and the applicable
law, I reject the ALJ's ultimate conclusion that TBI discharged
Atchison or otherwise discriminated against him in retaliation
for his having engaged in protected activity.
The ALJ correctly set forth the requirements for establishing
a prima facie case in a retaliatory adverse action as enunciated
in Texas Department of Community Affairs v. Burdine, 450 U.S.
248 (1981), and adopted by the Secretary in Dean Dartey v.
Zack Company of Chicago, Case No 82-ERA-2, Decision of the
Secretary, slip op. at 6-9. As noted in Dartey, in Burdine,
the Supreme Court also made clear that the plaintiff always
bears the burden of proof or persuasion that intentional
discrimination occurred. Dartey at 7.
I will first examine whether Atchison has established
a prima facie case.
Atchison has attempted to portray the activities of Magner
and the employees of TBI involved in his hiring as some sort
of conspiracy to keep him from testifying at the NRC hearing.
T. at 158, 225, 287. However, I have no hesitancy in accepting
No employer, including a Commission licensee,
an applicant for a Commission license, or a
contractor or a subcontractor of a Commission
licensee or applicant, may discharge any employee
or otherwise discriminate against any employee
with respect to his compensation, terms, conditions,
or privileges of employment because the employee
(or any person acting pursuant to a request
of the employee) -(1) commenced, caused to
be commenced, or is about to commence or cause
to be commenced a proceeding under this chapter
or the Atomic Energy Act of 1954, as amended
[42 U.S.C. 2011 et seq.], or a proceeding for
the administration or enforcement of any requirement
imposed under this chapter or the Atomic Energy
Act of 1954, as amended;
(2) testified or is about to testify in any
such proceeding or;
(3) assisted or participated or is about to
assist or participate in any manner in such
a proceeding or in any other manner in such
a proceeding or in any other action to carry
out the purposes of this chapter or the Atomic
Energy Act of 1954, as amended [42 U.S.C. 2011
et seq.].
3 Jacksonville, Florida, is where
the home office of TBI
is located.
4 Kenney is not Orsini's
supervisor. Kenney testified that
they are "peers" in the organization, T. at 345, and that
the Quality Assurance Department reports directly to the Chairman
of the Board. T. at 333.
5 Magner testified that he was just
doing the preliminary
contacting and that the interviewing was actually being done
on the job site. T. at 276. He said that he did not know
the requirements for a Level 2 Inspector at TBI. T. at 260,
378.
6 Holstead thought Magner has
interviewed Atchison. T. at
170.
8 The record contains three
different articles concerning
Atchison, identified as follows: CX 7A and 7B, dated Thursday
Morning, July 29, 1982; CX 7C and 7D dated, Friday
July 30, 1982; and CX 7E and 7F, which is undated but bears
the handwritten date "July 29" on CX 7F.
9 Kenney testified that he received
copies of the newspaper
articles. T. at 352.
10 During the hearing no
attempt was made to establish this
charge. Holstead, called as a witness on behalf of both parties,
was never asked whether he made the statement attributed to
him. T. at 149-215.
11 The hearing in this case was
held on February 22 and 23,
1983, before Administrative Law Judge James R. Howard Judge
Howard died before a recommended decision was issued. The
case was reassigned to ALJ McColgin and the parties waived
any rights they might have to a rehearing. R.D. and O. at
1.
12 Since the ALJ who
conducted the hearing is deceased, see
n. 12 supra, the demeanor of the witnesses is not a factor
and I am making credibility determinations solely on the record
before me. The record includes the decision of the ALJ in
Atchison v. Brown & Root, Inc., 82-ERA-9 (1983), reversed
sub nom. Brown & Root, Inc., v. Donovan, 747 F.2d 1029 (5th
Cir. 1984). See CX 4.
13 I also note that Magner had
been the victim of a reduction
of force at Brown & Root, three months after receiving a promotion,
T. at 261, and, I infer from this fact that Magner would
have no basis for engaging in a conspiracy to help Brown &
Root.
14 Whether Atchison's evidence
is sufficient to raise the
inference that he was fired because he was testifying at the
hearing is a close question, in view of the fact that TBI
also learned at the same time that Atchison had been fired
by Brown & Root and had lied about his education.
15 The fact of Atchison's
untrustworthiness was amply documented
in the record developed at the NRC hearing and reported in
the media as to Atchison's having lied on his resume when
seeking employment at Brown & Root and by altering a verification
to show he had obtained a degree. Additionally, he lied to
Magner about being fired ROF'd by Brown & Root, rather than
having been fired for cause. See supra at 15.
16 This is important since it
indicates an attempt to bring
the problem out in the open and contradicts Atchison's argument
made in his First Amended Post Hearing Brief, at 8, that "[t]he
last thing [TBI) needed was an inspector who would dare to
tell the truth about construction deficiencies."
17 The transcript references are
those cited by Atchison
in support of the several points he has set forth.
18 The ALJ considered Orsini's
explanation as to "why [Orsini]
wouldn't consider or even hear the information which Atchison
tried to present to him [as] beyond comprehension." Since
I find Orsini's explanation quite plausible I reject the ALJ's
evaluation of this evidence, especially his conclusion that
"the evidence overwhelmingly establishes that Orsini consciously
rejected consideration of Atchison's qualifications and
trustworthiness in reaching the decision to discharge him."
R.D. and O. at 7, supra at 15-16.
19 In the hearing in this case, in
addition to admitting
his misrepresentation as to being ROF'd, rather than fired
at Brown & Root, Atchison admitted lying under oath as a witness
in the NRC licensing proceeding involving Comanche Peak (the
nuclear plant at which he worked for Brown & Root) when he
testified during a deposition on June 16, 1982, that he had
earned 123 hours of college at Tarrant County Junior College.
Atchison also admitted that he did not correct this
misrepresentation until the July hearing before the NRC when
an attorney took him through his education, quarter by quarter.
T. at 126-132. Atchison also admitted that he did not tell
anybody at TBI that the certifications be provided TBI from
Brown & Root were incorrect. T. at 135-136.
20 Atchison presented evidence
that all subpoenas issued
for Atchison's appearance at the NRC hearing had been accounted
for, CX 6, and the record contains no explanation as to the
source of this subpoena.
21See Secretary's
decision in Dartey v. Zack Company of
Chicago, slip op. at 11, in which it was noted that the employer
was acting out of excess caution, in part because it was mindful
of the protections of Section 5851.
22 Upon learning of the
falsified documents and employment
background of Atchison, a recalculation of the number of points
Atchison actually had, as compared to the number of points
TBI required for Level 2 Inspector, indicated that Atchison
did not qualify for that position. T. at 251. See also supra
at 7-8 concerning the original calculation by Holstead in
the Personnel Certification Checklist he prepared on
July 28, 1982, and his reliance on Brown & Root certifications
to credit Atchison with 12 points for having an AA degree.
23 In view of this conclusion it
is unnecessary to address
the numerous other issues raised by TBI in its exceptions
to the ALJ's R.D. and O and its brief in support of those
exceptions.