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USDOL/OALJ Reporter
Atchison v. Tompkins-Beckwith, Inc., 82-ERA-12 (Sec'y Jan. 28, 1988)


U.S. DEPARTMENT OF LABOR

SECRETARY OF LABOR
WASHINGTON, D.C.

DATE: January 28, 1988
CASE NO. 82-ERA-12

IN THE MATTER OF

CHARLES A. ATCHISON;
    CLAIMANT,

    v.

TOMPKINS-BECKWITH, INC.
    RESPONDENT.

BEFORE: THE SECRETARY OF LABOR

DECISION AND ORDER

    Administrative Law Judge Quentin P. McColgin (ALJ) submitted a Recommended Decision and Order (R.D. and O.) concluding that Respondent Tompkins-Beckwith, Inc. (TBI) had violated the employee protection provision of the Energy Reorganization Act (ERA), 42 U.S.C. § 5851(a) (1982),1 when TBI fired Claimant Charles A. Atchison (Atchison).

    For the reasons stated below I reject the ALJ's


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recommendation and deny the complaint.

BACKGROUND

    TBI entered into a contract with Louisiana Power and Light (LP&L) and its agent EBASCO Services, Inc. (EBASCO) for the installation of piping and piping support systems at a nuclear power plant known as Waterford III. T. at 330- 331.2 TBI had approximately 850 employees and of that number, approximately 70 were quality assurance/quality control (QA/QC) employees.

    The QA/QC employees are differentiated from other site employees as part of the requirement to maintain independence of the inspection activity. The Quality Assurance Department does not report to the Production Department but reports directly to the chairman of the Board through a Quality Assurance Manager located in Jacksonville, Florida.3 T. at 332-333,

    A.F. Orsini, the Quality Assurance Manager for TBI distinguished between quality assurance, the unit which takes care of the paperwork, documentation and maintenance of the security vault, and the quality control department, which includes the employees out in the field going the on-site inspections. T. at 406.

    Approximately four miles of piping were being installed at Waterford III, T. at 325, and by June 1982, the physical installation of the piping and pipe supports was almost 90 per cent complete. The plant was nearing what is known as a "cold hydro test" which includes filling the system with water and applying elevated pressures to determine if the system is sound and that it will not leak. T. at 335, 408.

    In June or early July 1982, auditors for LP&L found that welds that had been approved were not the same size as those called for on the drawings. This was brought to the attention of Larry Richardson, the QA Supervisor for TBI. Richardson and his Lead Inspector went out to the field and reinspected some welds and agreed that there was a discrepancy. Richardson then advised Orsini of the problem.

    Orsini ordered a large sampling to be done. This sample


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inspection disclosed numerous discrepancies in the welds. QC Level 2 inspectors "had taken the liberty to make engineering decisions concerning the installation of piping supports." T. at 337.

    LP&L was advised of the result and a meeting followed at EBASCO. "[A]ttending the meeting were all of the Project Managers of EBASCO and engineers of EBASCO, LP&L officials, the Nuclear Regulatory Commission was there, and [Orsini] explained to these people what had been found." T. at 410- 411. Orsini testified about the reinspection program as follows:

A. I realized that I was in a situation where our credibility on this particular installation was in serious doubt.

Foremost in my mind was that I bad to reestablish the credibility of Tompkins-Beckwith Company and of the installation that we had put into the plant.

At that time, I told these gentlemen at that meeting that I was committing Tompkins-Beckwith Company to a reinspection of all of the pipe supports in that power plant.

Q. Now, this commitment was made on July 6, you testified?

A. Yes.

Q. Did you commit to completion of the reinspection program by a given date?

A. Yes, I did.

Of course the construction of the plant was continuing, and milestones were approaching fast. So we had to get the reinspection behind us in a hurry, and so we had originally run some figures through our heads and anticipated times.

I told them that I thought we could complete


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the reinspection program by the first day of November.

Q. Now, what was the scope of this reinspection commitment that you made?

A. There were approximately four thousand five hundred (4,500) pipe supports to be reexamined in the entire plant.

Of those four thousand five hundred, (4,500) there were fifteen hundred (1,500) of these supports, fifteen hundred and four (1,504) to be accurate that were contained in the cold- hydro boundary. Now, the cold-hydro was a milestone event that was approaching, scheduled for around the first of October, and we had to get those supports satisfied before the test could be conducted.

T. at 411-413.

    In testifying as to how the reinspection program was to be accomplished, Orsini said his "plan was to get it done properly, and to get it done in a hurry." T. at 425. He took inspectors from production and established a reinspection team. All of these inspectors were put back into classroom training.

    "[T]hey were retrained on the fundamentals of what is required of the weldments in these pipe supports." T. at 426. After the training program, Orsini "chastised the inspectors for the poor performance which they had exhibited on the first inspection of these hangers." T. at 426. He told them that "from now on we were in a zero defect program and that Tompkins- Beckwith Company was embarassed [sic] about what had happened and that it wasn't going to happen again." T. at 426.

    When questioned as to the meaning of "zero defect", Orsini testified that "[Y]ou are not allowed any mistakes from now on." T. at 426-427. However, when it was discovered that four inspectors on the reinspection team "had done some sloppy inspections," T. at 427, Orsini gave orders that they be fired. These firings occurred on July 14, 1982, and left the reinspection team shorthanded. T. at 428.


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The Hiring of Atchison

    After the firing of the four inspectors, Orsini instructed Richardson, the Quality Assurance Supervisor, that more inspectors were needed. A few days later Orsini received a call from James I. Kenney, Senior Vice President in Construction,4 who was quite irritated because he felt that people at the site were dragging their feet in recruitment and that the job was suffering from lack of Level 2 Inspectors. He said he had some names of inspectors in the Dallas/Fort Worth area and suggested that Orsini interview them if his people were too busy. It was decided that Don Holstead, a Quality control Engineer, would go and do the interviews. T. at 430.

    Holstead's job was "[t]o do some hiring, the interviewing . . . subsequent training, and monitor that training, and the subsequent certification for Inspectors." T. at 154. He was given names by Peter Foscolo, the Project Manager for TBI, of persons to contact in the Fort Worth area. Foscolo had been given the names of three or four persons by Joel Henry Magner, who had prescreened them.5 T. at 154-156.

    Magner was engaged in consulting in the engineering field. He bad been Chief Project Engineer at Brown & Root Inc., a major engineering design and construction firm, and had called TBI about a position for himself. Magner spoke to Foscolo who said he did not need Magner but needed "some hanger engineers." T. at 266. In early June of 1982, Magner ran an advertisement for hanger engineers. He was then advised that TBI needed QA/QC Inspectors and he ran another advertisement for Level 2 Inspectors in the Fort worth Star Telegram. T. at 259, 264-267.

    Atchison responded to that advertisement. In a telephone conversation with Magner, Atchison said he had been ROF'd (reduction of force) from Brown & Root. T. at 272. Atchison was later interviewed by Holstead6 and hired to begin work on Monday, July 26, 1982. T. at 155-156. On July 28, 1982, Holstead prepared a Personnel Certification Check, List, RX 3,7 using Brown & ROOT certifications,


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RX 2, and credited Atchison with 12 points for having an Associate in Arts (AA) degree in Liberal Arts. T. at 204-207.

    The record shows that Atchison had altered his college transcript which showed "no degree obtained" by whiting out the "no" so that it showed "degree obtained," T. at 114, and that Atchison had lied on his employment applications at Brown & Root by stating that he had an associates degree from Tarrant County Junior College. T. at 115.

    Atchison attributed the alteration in the transcript to a meeting with 'gold hats' (a term he used to refer to supervisors, T. at 58) as follows:

They came in, and my transcript came back that said no degree bad been obtained. They pointed out the fact that my application indicated that I had said, 'Yes', and the resume that I had prepared for Brown and Root said that I had an associates's degree, and the gold hats there said 'Well, all you have to do is have an eighth grade education. Just go ahead and file it, and don't worry about it.'

So, we got the verification filed for anybody who wanted to see it. The words that they said were something like I just told you I don't really recall. There were others there. I wasn't there by myself.

The next time that it came up was in mid-1981. The client that was having the Comanche Peak built, had several openings for an Auditor, and I liked the auditing part of it, and they were taking my resume to the Dallas Corporate Office to put in my application for the auditing position. One of the guys said, "Hey, this doesn't match up. Here it says that you have a degree, and here it says you don't. So, you need to do something to make this match."

So, I just quickly looked back in the office, and I whited it out on the transcripts, the "No" of the "No degree obtained", so when you read it, it said, "degree obtained".

I gave it to him, and he took it in his hand because be was leaving the job site at that moment.


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T. at 60-61.

The Firing of Atchison

    Atchison reported to work at Waterford III, at Taft, Louisiana, on Monday, July 26. On Monday and Tuesday preliminary matters were taken care of including payroll, insurance, assignment of a number and issuance of a hard hat. He also was given a package of required reading. T. at 168-169.

    On Wednesday Atchison returned to Fort Worth, Texas, to testify at a licensing hearing before the Nuclear Regulatory Commission (NRC) entitled "In the Matter of: TEXAS UTILITIES GENERATING COMPANY, et al. (Comanche Peak Steam Electric Station, Units 1 and 2)" Docket Nos. 50-445, 50-446. CX 6. Atchison had worked at the Comanche Peak facility for Brown & Root, the Prime contractor, prior to his being hired at TBI. His testimony at the hearing was reported by the local media.

    Magner heard reports on either radio or television that Atchison was testifying at the hearing. T. at 276. He obtained a copy of the Fort Worth Star Telegram which reported that Atchison had been fired by Brown & Root. CX-7A and 7B. He called Foscolo because there was a conflict in that Atchison had told him he had been ROF'd, rather than fired. T. at 283. Foscolo asked that the article be forwarded to him. T. at 284. Magner testified that he sent several copies of newspaper articles concerning Atchison to Foscolo. T. at 281.8

    Foscolo apparently called Kenney and later sent a copy of a newspaper article to Kenney.9 T. at 301-302. Orsini testified that on Thursday afternoon Kenney told him "that we may have a problem with an inspector." He said "there seems to be a problem about him being fired from the people you hired him from and some discrepancy about his qualifications." Kenney thought Orsini "had better look into it." T. at 301- 302.


[Page 8]

    Orsini obtained a copy of Atchison's resume over the telecopier from Richardson. He scanned it but, because it was late in the afternoon, he felt nothing much could be done that day. The next day Orsini saw a copy of one of the newspaper articles, CX 7C-7D, which upset him. He testified about his reaction:

A. Well, to say the least, I was pretty upset. This was totally in opposition to the zero defects program that I wanted, or that I had insisted take place out at Waterford III. I had enough problems with the embarassments [sic] over the reinspection program in the first place. It bad been compounded by some further long time inspectors that bad messed up some more, and I was really pounding on my folks up there about their accuracy; their integrity, and then I get this, and I show, you know, I have got an inspector on board that had been fired from his last job.

Q. For what?

A. For inability to perform assigned functions, and his last job was an inspection job.

T. at 434-435.

    On Monday, August 2, Orsini went to the Waterford site. There he met with Atchison. His testimony as to that meeting follows:

Q. What transpired at this interview?

A. Well, I sat down with Mr. Atchison, and I wanted to know why he had left his former employer. And when Mr. Atchison came into the office where I was talking to him, he had brought with him a large expandable file and a lot of papers. He started reaching into the file and was heading off into the direction that there wasn't going to be an answer to my question.


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So I stopped him, and I said, "Mr. Atchison, tell me why you left your former employer." And again he seemed to be evading my question. So I asked him a third time, probably a little bit more forcefully, and he told me that he had been terminated by Brown and Root by the QA Manager at Brown and Root for inability to perform his assigned functions.

Q. All right.
What did you then do?

A. I told Mr. Atchison at that time that I was unwilling to accept an inspector on my payroll who had been terminated from his last job for inability to perform his job, since I was looking for him to perform the same job.

T. at 437-438.

    Orsini wrote a memorandum to go into Atchison's personnel file. The memorandum is dated August 3, 1982, although Orsini testified that he wrote it after his meeting with Atchison T. at 439, which was on August 2, 1982. In that memorandum he set forth other considerations that had not been discussed as follows:

The fact that he told our employment agent (Mr. Magner) during initial interview that he had been laid off from Brown & Root due to a reduction in force when in fact he was fired for cause.

Presentation to Tompkins-Beckwith of documents which indicate attendance and graduation from Weatherford Junior College at Weatherford, Texas, for "Special Radiological Monitoring" in 1962. The contact we made with the school, Ms. Alma Chandler, can find no record of Mr. Atchison.

Presentation to Tompkins-Beckwith of Brown & Root documents which show possession of an AS Degree-Liberal Arts from Tarrant County


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Junior College when in fact no degree was issued, and the admission of Mr. Atchison that he altered documents from the school to indicate possession of the degree.

Indicating "Field Inspection duties 1981-1982" on his resume' which was assumed to encompass 1 year or more when in fact it was 4 months.

Based upon his termination from Brown & Root and his admission of falsification of documents for employment and the numerous discrepancies in his resume' lead me to the conclusion that Mr. Atchison is neither qualified nor trustworthy to permit him to make inspections for Tompkins- Beckwith at Waterford 3.

RX 13.

Atchison's Complaint

    On or about August 9, 1982, Atchison filed a complaint alleging that TBI had violated the ERA in that the reasons given by TBI for firing Atchison were pretexual. He charged that the "[r]eal reason for my firing it was believed at the site I was either NRC plant or because of my assoc. with Citizen Assoc. for Sound Energy." According to the complaint the foregoing was a direct quote of Don Holstead.10

ALJ's Decision11

    The ALJ concluded that Atchison had established a prima facie case. He said:

The parties are in agreement that the Supreme Court's decision in Texas Department of Community Affairs v. Burdine, 450 U.S. 248 (1981), (Burdine), articulates the respective burdens of proof under the Statute. To establish entitlement under Burdine, the employee must initially present a prima facie case by showing that he engaged in protected conduct, that the employer was aware of that conduct and took some action against the employee which was more likely than not the result of the protected conduct.


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The burden then shifts to the employer to profer [sic] evidence tending to prove that there were legitimate motives for the adverse employee action. Once this intermediate burden is met, the burden then shifts to the employee to show that the proferred, [sic] legitimate reasons were pretextural. [sic].

In this case, Atchison, has established that he engaged in activities which were protected under the Statute and that almost immediately after the employer, TBI, learned of these activities, he was discharged. Thus, a prima facie case of discrimination for protected conducted has been made out.

R.D. and O. at 3.

    Based on his conclusion that a prima facie case had been established the ALJ considered the reasons proffered by TBI for firing Atchison and rejected them, finding that Orsini's explanation as to his reasons for firing Atchison "to be unworthy of credence." R.D. and O. at 9. Relying on TBI's brief the ALJ discussed the three reasons proffered by TBI for firing Atchison, as follow:

The first of these is that Atchison was determined to be incompetent or incapable of performing inspection functions irrespective of his qualifications for such position. The second reason is that he was determined to be unqualified in the sense that he lacked sufficient education, training and experience to meet TBI's existing standards. The third reason is the same as that expressed in TBI's brief, namely, that Atchison was determined to be lacking in trustworthiness.

The proof establishes beyond doubt that whatever the reason or reasons for discharging Atchison were, they did not include a determination that Atchison was unqualified or untrustworthy.


[Page 12]

This is clear from the testimony of the TBI official who discharged Atchison. According to Orsini, he made the decision to discharge Atchison. Orsini, who worked at TBI's headquarters in Florida, testified that he read the newspaper article (CX-7C & D) Friday, July 30th at his office. This article reported on Atchison's testimony at the Commanche [sic] Peak hearing. It also reported that Atchison had been discharged by his former employer, Brown & Root, for "lack of ability in performing assigned tasks."; that Brown & Root had appealed a United States Department of Labor ruling requiring it to reinstate Atchison to his job with back pay; that Atchison had lied on his resume when seeking employment with Brown & Root by falsely representing that he had received a Junior College degree when he did not; that he had altered a verification form so that it read "degree obtained" instead of "no degree obtained"; that shortly before he was fired, two safety supervisors had rated Atchison's performance "good" and "excellent" and that Atchison believed he was fired by Brown & Root for "over-inspecting areas of the plant." (CX-7C & D)

Before coming to the Waterford III jobsite the next Monday, Orsini secured a copy of Atchison's resume. Additionally, it appears that he was informed that Atchison told Manger [sic], TBI's recruiting agent, that the former had been terminated by his last employer (Brown & Root) as a result of a reduction of force whereas the newspaper articles reported that he had been fired for cause.

R.D. and O. at 6.

    The ALJ then reviewed the testimony of the meeting between Orsini and Atchison at the time of Atchison's firing (quoted above at 11-12) and concluded that because Atchison was not "given an opportunity to explain or even comment upon the information orsini had which related to the issues of Atchison's. qualifications and trustworthiness" that "the evidence overwhelmingly


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establishes that orsini consciously rejected consideration of Atchison's qualifications and trustworthiness in reaching the decision to discharge him." R.D. and O. at 7.

    The ALJ then rejected the remaining proffered reason for discharging Atchison, namely, that he was incapable or incompetent to perform the Level II inspection duties he was hired to perform. The ALJ evaluated this evidence in part, as follows.

The proof supporting this proferred [sic] reason is the testimony of Orsini and the memorandum he prepared (RX-12) after he fired Atchison. In essence, Orsini maintains that he fired Atchison upon learning that the latter had been fired by his previous employer for inability to perform his assigned functions. Orsini reasoned that since Atchison was performing the same inspection functions for Brown & Root that be was hired to perform for TBI, and since be was found by his previous employer to be unable to perform those functions, he could not be relied upon to perform such functions for TBI either.

The conclusion Orsini claims to have reached concerning Atchison's preceived [sic] lack of ability to perform inspection functions is simply unjustified by the circumstances then confronting Orsini. The newspaper article which was Orsini's primary source of information reported ambiguous if not contradictory evaluations of Atchison's capability. While on the one hand the article reported that Atchison was fired by his previous employer for "lack of ability" it also reported that his supervisor had rated his performance good and excellent shortly before he was fired. The article also presented a possible ulterior motive for Brown & Root's actions, namely Atchison's claim that he had been fired for over-inspecting.

Faced with these unresolved charges and counter chargers, [sic] Orsini made a single, unsuccessful


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attempt to communicate with Brown & Root officials concerning the circumstance resulting in their discharging Atchison. However, it was reported to Orsini that the Brown & Root people refused to comment because the matter was in litigation. This constituted the only effort Orsini made to secure information going to Atchison's capabilities other than the information he elicited from Atchison. Orsini did not communicate with his own employee, Holstead, who was supervising Atchison during the orientation period nor did he make any effort to communicate with officials of the Department of Labor to secure information about their reported action in ordering Brown & Root to reinstate Atchison to his job.

As is apparent from Orsini's own account of his interview with Atchison, the former would not to [sic] let Atchison present any information other than to confirm Brown & Root's stated reasons for firing him. These actions do not represent a conscientious attempt to evaluate the conflicting claims going to Atchison's capabilities as an employee.

Furthermore, orsini's explanation of why he wouldn't consider or even hear the information which Atchison tried to present to him is beyond comprehension. Orsini claims that he didn't want to consider the information Atchison tried to present to him because he (Orsini) didn't believe himself qualified to evaluate the information proferred. [sic] Yet the effect of not permitting Atchison to offer his explanation was to decide Atchison's fate without adequate information from any source. Given the obvious nature of the controversy that existed between Atchison and his previous employer, as well as the dearth of conflicting facts which Orsini acted on, no dispassionate manager, motivated by legitimate concerns of maintaining a capable work force could be expected to take the action that Orsini did. His actions are far more consistent with that of a person who is predisposed to fire an employee for reasons other than the reasons Orsini ascribed.


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For these reasons, Orsini's explanation is found to be unworthy of credence and is therefore rejected as the reason for discharging Atchison. Thus, all three reasons advanced by TBI for discharging Atchison are rejected and the inference of discriminatory motive created by the establishment of a prima facie case obtains.

R.D. and O. at 8-9.

    The ALJ then considered arguments by TBI as to Atchison's misconduct and lack of job qualification which he found to be either affirmative defenses or in mitigation of damages. He stated.

TBI's argument going to Atchison's alleged misconduct or dishonesty is set forth at pp. 45-48 of its brief. While the specific conduct Atchison is claimed to have engaged in that constitutes misconduct or dishonesty is not there specified, it is presumed that TBI is referring to the conduct specified at page 39 of its brief which is cited for the proposition Atchison "has woven a web of deceit and dishonesty in his previous employment and in employment with Tompkins-Beckwith."

With respect to his previous employment, TBI refers to Atchison's misrepresentations while employed by Brown & Root concerning his academic achievements and his alteration of a college record made to perpetuate such misrepresentation. With respect to his employment with TBI it is claimed that Atchison:

- Provided a resume and job certifications from his previous employer listing him as having a college degree he admittedly does not have, thus lying about his job qualifications (Tr. 36);


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- Lied to Jerry Magner concerning the reason for his termination from his previous employer, claiming he had been terminated as part of a reduction in force when he was actually discharged for cause (Tr. 283); and

- Listed coursework in radiological monitoring at Weatherford Junior College. The Company's contact with the College reflected that the College had no record of Mr. Atchison (Tr. 458).

R.D. and O. at 9-10.

    The ALJ then concluded that "the only misrepresentation Atchison has been shown to have made incident to securing employment with TBI is the misrepresentation he made to Magner concerning the former's reason for leaving his previous employment. This misrepresentation was not material and does not, alone, appear to represent the sort of egregious conduct which would warrant punitative [sic] action." R.D. and O. at 14.

DISCUSSION

    Based upon a thorough review of the record and the applicable law, I reject the ALJ's ultimate conclusion that TBI discharged Atchison or otherwise discriminated against him in retaliation for his having engaged in protected activity.

    The ALJ correctly set forth the requirements for establishing a prima facie case in a retaliatory adverse action as enunciated in Texas Department of Community Affairs v. Burdine, 450 U.S. 248 (1981), and adopted by the Secretary in Dean Dartey v. Zack Company of Chicago, Case No 82-ERA-2, Decision of the Secretary, slip op. at 6-9. As noted in Dartey, in Burdine, the Supreme Court also made clear that the plaintiff always bears the burden of proof or persuasion that intentional discrimination occurred. Dartey at 7.

    I will first examine whether Atchison has established a prima facie case.

    Atchison has attempted to portray the activities of Magner and the employees of TBI involved in his hiring as some sort of conspiracy to keep him from testifying at the NRC hearing. T. at 158, 225, 287. However, I have no hesitancy in accepting


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the testimony of Orsini, T. at 301, Holstead, T. at 171, and Richardson, T. at 226,12 all of whom I find to be credible witnesses, that they first acquired knowledge of such testimony after Atchison had been hired and started work.13 I reject Atchison's theory of a conspiracy.

    At the same time that TBI officials learned about Atchison's testimony, they learned that he been fired, rather than ROF'D as he had told Magner. Orsini, who fired Atchison, also learned that the reason given for Atchison's termination by Brown & Root was his failure to carry out assigned functions. It was after receiving confirmation of this fact from Atchison that the dismissal from TBI occurred. T. at 438.

    There is no question but that Atchison's testimony before the NRC constituted protected activity, and that TBI knew of that activity, satisfying the first two requirements for establishing a prima facie case. The third requirement that the adverse action (Atchison's firing) was more likely than not, the result of his protected conduct, is not so easily established.14 However, assuming arguendo, that Atchison has established a prima facie case, TBI has argued and presented evidence that Atchison's firing was for legitimate business reasons. Atchison, however, argues that the reasons given were pretextual. An examination of the record supports TBI's contention that Atchison was fired for legitimate business reasons.

    The background of the reinspection program was set forth earlier because it is this background and the need for qualified and trustworthy inspectors that convinces me that Orsini's stated and written reasons for firing Atchison were not pretextual15 but were in accord with his prior actions and statements insofar as the reinspection program was concerned.

    Orsini, after learning of the problem with the inspection of the welds at Waterford III, established the Piping Support Reinspection Program . When establishing this reinspection program he met not only with LP&L and EBASCO officials but also with a representative of the NRC.16


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T. at 411. In addition, to assure that the "zero defects program" went forward properly, Orsini had the reinspection teams followed. He testified as follows:

Q. All right. Were there any further mistakes after you established the zero criteria?

A. Unfortunately yes. It was the following week. I had taken our Lead Inspector and had instructed him that I wanted him to go into the field and to personally follow behind each of the reinspection teams, and I wanted him to take a sampling of what they were doing in their reinspection and to report back to me.

He did report back to me through his immediate supervisors at the site. The following week, Mr. Richardson called me and told me he had some bad news for me. He said, 'Well, we have got a few of the Inspectors that did not listen to you.' And he went on to describe four Inspectors that had done some sloppy inspections.

Q. What did you do?

A. Yes, he said, "What do I do?

And I said, "You fire all four of them, sir."

T. at 427. Thus, less than three weeks before he fired Atchison, Orsini had four inspectors fired because they did not follow his instructions.

    In support of his contention that the reasons given for his termination were pretextual, Atchison, in his brief to the ALJ and in his response to Respondent's exceptions makes several points with references to the hearing transcript. (1) TBI did not give him an opportunity to explain or dispute the reasons for his firing by Brown & Root, but allowed David


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Stenson, another employee fired by Brown & Root, to do so. T. at 83, 303, 199.17 (2) When Atchison returned from testifying he was given an employment application "apparently hoping Charles Atchison would commit some error giving Respondent a valid reason for terminating him." T. at 76, 210. (3) Holstead told Atchison "not to let the people upstairs know what he was doing, [going to the hearings] referring to his superiors." T. at 64, 65. (4) TBI officials were excited because Atchison was "bold enough to testify frankly and openly about defects at a sister company's nuclear power plant." T. at 173, 178, 184, 266, 357. (5) The method and manner in which he was fired: "decided at a top corporate level only after meeting with company lawyers when normally an employee of Atchison's stature is simply fired by his immediate supervisor." T. at 359, 357, 253, 190. "Orsini himself physically flew to New Orleans to personally fire Charles Atchison and made up the termination slip." T. at 226.

    Atchison's arguments continued as follows:

In addition to the above facts presented which show the true reason Charles Atchison was fired was because of the delicate situation Respondent was in vis-a-vis their poor workmanship and because their new employee was causing problems for his past nuclear contractor by testifying at a NRC hearing about the Brown & Root QA- QC problems, the record shows conclusively two further supportive points: (1) Respondent treated similar employees differently; and (2) Respondent, when confronted with Atchison's ERA complaint gave varying and shifting reasons for Atchison's firing which shows said explanations were merely pretextual.

David Stinson [sic] and Charles Atchison both worked for Brown & Root as QA-QC inspectors and were both fired from their jobs there. Both of them filed ERA claims against Brown & Root and both of them were hired by Respondent as QA-QC inspectors. Jerry Magner said Stinson had no college degree (Tr.p. 397). Upon finding out that Atchison was testifying at the Texas


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NRC hearing, Orsini called Brown & Root and was told Stinson had had personality conflicts with his supervisor and was told nothing about Atchison (Tr. p. 299). Stinson was allowed to explain his termination and given a warning (Tr. p. 199, 303) but Atchison was not. College was not required for the job and "job history" could be used to meet any qualifications for level two QA-QC inspector as well as on-the- job training (Tr. p. 235, 236) Respondent even admitted it would be impossible to determine, unless further investigation was done, whether or not Atchison meet [sic] their job experience/college credit requirements (Tr. p. 390-398). The only difference between Stinson and Atchison is that Atchison testified at the NRC hearing about defects in the Texas Nuclear power plant - protected conduct under the ERA.

As for the shifting reasons given by Respondent for their termination of Charles Atchison. Orsini says it was because Atchison's reason for termination from Brown & Root was unacceptable (Tr. p. 293) and yet Orsini did not know really why Atchison was fired at Brown & Root except possibly from the newspaper articles. (Yet Orsini testified incredibly that he did not remember if he was told Atchison was testifying at a "NRC hearing" (Tr. p. 352). Next Larry Richardson, the on-site QA-QC supervisor says the reason Atchison was fired was because he did not meet the point system requirements which fantastically enough had been worked up just that week that Charles Atchison was appearing at the NRC hearings (Tr. P. 224, 241-244). Earlier Richardson said Atchison was fired because his reason for termination from Brown & Root was unacceptable (Tr. p. 223) but then he testified that he was not fired because of the "college degree" matter in his Brown & Root certification papers (Tr. p. 224). (It must be pointed out here that Orsini himself, the head of all QA-QC for Tompkins


[Page 21]

Beckwith only has a high school degree (Tr. P. 406). What was the real reason Charles Atchison, was fired by Respondent? Was it because he told a previous employer he had a junior college degree when he actually had only 27 credit hours, or was it because he did not meet the brand new point requirements which were developed even while Atchison testified before the NRC, or maybe it was because of the reason Brown & Root fired Atchison was unacceptable as reported in the Fort Worth Star Telegram, or just maybe it was the fact that Charles Atchison was testifying at those NRC bearings at all. Pete Foscolo, the Tompkins- Beckwith overall plant manager was upset that the news articles in Fort Worth mentioned Tompkins- Beckwith's name (Tr. p. 184) and remarked when finding out Atchison was testifying "What in the hell is this all about" (Tr.p. 184). Tompkins-Beckwith was in deep trouble with their own QA-QC and the last thing they needed was an inspector who would dare to tell the truth about construction deficiencies.

Even though it is untenable that Respondent fired Charles Atchison because his "reason for prior termination was unacceptable" for the reasons shown above, to in fact fire him for that reason continues the illegal effect of the Brown & Root termination. When Atchison went to work for Tompkins-Beckwith the labor investigation had already ruled his termination was illegal and pretextual finding that the real reason he was fired was his statement to his supervisor that if Brown & Root continued to refuse to disclose the welding defects he had found that he would report the defects to the NRC. Tompkins-Beckwith certainly is not charged with relitigating the validity of the Brown & Root termination but when they are put on notice that Atchison filed an ERA claim for that termination and expressly refuse to discuss that termination with him or let him explain his version of it or fail to look


[Page 22]

at the Labor Department documents Atchison had with him, then even that pretextual excuse given by Respondent becomes a continuing violation of the rights the ERA was enacted to protect. Their total lack of information about the facts surrounding the Brown & Root termination, in fact their intentional and conscious refusal to go past the newspaper article and Brown & Root's 'refusal to discuss Charles Atchison over the telephone' (supra page 6) show overwhelmingly that this reason given by Respondent is pretextual and secondary at best. It was not the primary motive for Atchison's dismissal.

Complainant's First Amended Post Hearing Brief at 6-9. Complainant's Response to Respondent's Exceptions at 5-9.

    The arguments will be considered in order. (1) Atchison argues that TBI did not give him an opportunity to explain his firing by Brown & Root although it allowed David Stenson, another employee, also fired by Brown & Root, to do so. Orsini, who fired Atchison, readily admitted that he refused to look at the papers Atchison offered to show him. His explanation was; "I didn't want to get into it. I didn't first of all, feel that I was qualified to go into documents like that or to make a judgement or to really evaluate what they had said." T. at 295. He testified further that be asked Foscolo "to verify the separation of Mr. Atchison and also of David Stenson." Brown & Root refused to talk about Atchison but told Foscolo that Stenson had been fired because of a personality conflict with a supervisor. Foscolo also was told that Brown & Root had no problem with Stenson's work and that he performed his duties well. T. at 299.

    In light of the difference in the reasons for the terminations of Atchison and Stenson, and considering TBI's need for trustworthy qualified inspectors, it is readily understandable why TBI would allow Stenson to explain his firing by Brown & Root since it had nothing to do with his ability to perform his duties as an inspector On the other hand, any explanation by Atchison would require, as testified to by Orsini, the evaluation of differing views as to his termination. This is supported by Atchison's statement that "[they] would not let me present my case . . . . ", T. at 134, a case which was


[Page 23]

then being litigated in another forum.18

    (2) Atchison was given an employment application, according to his argument, in the hope that he would make some error providing TBI with a valid reason for terminating him. Atchison's argument on this point is pure speculation since there is nothing in the record to support such an inference. However, it should be noted that one of the other considerations listed by Orsini, see supra at 12-13, leading to Atchison's termination was the presentation of documents indicating that a degree had been obtained, and Atchison's admission that he altered documents to indicate possession of a degree, RX 13.

    It is plain on the face of Atchison's application to TBI, RX 4, that Atchison started to show a date of graduation from Tarrant County Junior College, a falsehood that had been carried forward in other applications he submitted for employment at least until the middle of 1982. T. at 114-116.

    (3) Atchison testified that Holstead told him not to let Orsini or Richardson know that he was going to the NRC hearings. T. at 64. In contrast, Holstead testified that he did not know that Atchison was going to testify at NRC hearings; that he gave Atchison permission to leave for personal reasons, T. at 171-173; and that "[t]he first time [Holstead] knew that [Atchison] was at an NRC hearing at all was Thursday." T. at 171.

    Holstead, when asked why he felt it necessary that Atchison not tell "Orsini and Richardson what he was doing," testified:

THE WITNESS: I am the immediate supervisor for the inspectors. I make those decisions myself. If I feel that there is anything that would warrant my supervisor's attention, then I would bring it to him.

BY MR. GILMORE:

Q. You felt that you could make these decisions yourself?

A. I have in the past, and I continue to do so.

Q. Do you think that they would have concurred in your opinion?


[Page 24]

A. Knowing that he went home for personal reasons, yes, sir, I sure do.

Q. Knowing that we [sic] went out to testify in a nuclear licensing hearing?

A. I did not know that, not until after it happened.

T. at 173.

    On this point, if Atchison can be believed, it would indicate that Holstead knew that it would be inadvisable to let Richardson and/or Orsini know that Atchison was going to testify at a NRC hearing. However, Atchison's testimony is directly contradicted by that of Holstead. Holstead's testimony was consistent and completely credible. On the other hand, this record demonstrates that Atchison totally lacks veracity. In the earlier hearing before this Department involving Atchison's claim against Brown & Root, Administrative Law Judge Ellin M. O'Shea who presided at the hearing found Atchison to be a totally unreliable witness and that nothing he said could be believed without independent corroboration. CX 4 at 3-4.

    The ALJ's finding in that case is buttressed by Atchison's failure to tell the truth when he applied for his job at TBI, telling Magner that he was "ROF'd" or terminated because of a reduction in force. T. at 261. Additionally, I find that Atchison's story concerning his meeting with "gold hats", and how the alteration of his transcript to show that a degree was obtained came about, T. at 58-61, 119-135, was fabricated, in part to justify having presented to TBI uncorrected certifications from Brown & Root indicating that Atchison had obtained an AA degree from Tarrant Junior College.19 On cross examination, T. at 119-123, Atchison could not recall whether he had told the story of the "gold hats" at the NRC hearings in June or July of the previous year.

    I, therefore, find Atchison to be a witness unworthy of belief and credit Holstead's testimony that he did not know Atchison was to testify at the bearing.


[Page 25]

    Points (4) as to TBI officials being excited because of Atchison's testimony about defects at a sister company's nuclear power plant and (5) as to the method and manner in which Atchison was fired will be treated together since they are interrelated. Holstead agreed that Foscolo was very excited because a subpoena had been delivered to the site for Atchison.20 When Holstead was asked why Foscolo was excited, he answered, "[i]t just doesn't ordinarily happen at the sites." T. at 178. When asked whether Foscolo was upset that TBI and Waterford III had been mentioned in the article, CX 7C-7D, Holstead answered, "I am sure he was. He was excitable." T. at 184. Holstead explained that Foscolo had come in with an article and asked "[w]hat in the hell is this all about?" T. at 184.

    Examination of the hearing transcripts at 173 and 266, cited by Atchison in support of his argument, sheds no light on the point Atchison is trying to make except for the reference by Magner that "it was a crisis situation that [Foscolo] was working in."

    Kenney testified that after receiving a copy of the article be had a meeting with Orsini. After the meeting they had a meeting with counsel. Kenney was asked, "is it customary in your company to fire someone for not having qualifications?" His response was "[n]othing about this situation is customary. This is a first". T. at 357.

    An analysis of these statements must be made in light of what Foscolo, Orsini and Kenney had before them. As to the subpoena, Holstead's explanation that it was an unusual occurrence is sufficient. However, the excitement and reaction over the newspaper article, and the consultation with counsel may be examined further.

    Orsini had just learned that, despite his "zero defect program", TBI had hired Atchison who had been fired from his last job rather than ROF'd as a quality control inspector and that questions had been raised as to Atchison's qualifications. Under the circumstances it was understandable if TBI officials were excited, especially Orsini, who had recently fired four inspectors for doing "some sloppy inspections." See supra at 5-6.


[Page 26]

    Both Kenney, T. at 361, and Orsini, T. at 435, testified they were aware of Section 5851(a) of the ERA. For this reason they decided to consult with counsel before proceeding further, recognizing, as Orsini testified, "how sensitive this was going to be." T. at 435.21 Although Atchison charges that Orsini flew to New Orleans to fire him, Orsini testified that a trip had already been planned so the trip was not specifically for that purpose. T. at 302-303.

    Finally, Atchison's argument that TBI gave shifting reasons for his firing is not supported by the record. Orsini, who fired Atchison, told him the reason for the action was that he "was unwilling to accept an inspector on [his] payroll who had been terminated from his last job for inability to perform his job, since [he] was looking for him to perform the same job." Orsini, put this in a memorandum dated the following day, setting forth essentially the same reason. He also set forth other considerations which he did not discuss with Atchison which generally dealt with Atchison's lack of truthfulness leading to a conclusion that Atchison was neither qualified22 nor trustworthy.

    Atchison misreads Richardson's testimony that the point system which was used by TBI in qualifying Level 2 Inspectors "fantastically enough had been worked up just that week." See supra at 24. Richardson testified that the point system had been in effect for about 3 1/2 years and that with the points credited to Atchison "that week," TBI would not have been able to contractually and legally employ Atchison as an Inspector Level 2. T. at 245-251.

CONCLUSION

    I reject the ALJ's conclusion in this case that Atchison's misrepresentation that he was ROF'd, rather than fired for cause, was not a material misrepresentation or that such "misrepresentation does not constitute the sort of egregious conduct that would, alone warrant denying Atchison the statutory remedy of reinstatement." R.D. and O. at 12. In my view of the evidence, the probability is that if Atchison had initially told the truth as to having been fired by Brown & Root, and as to his educational background, he would not have been hired, considering TBI's search for qualified and trustworthy inspectors.


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I infer from the record that Atchison recognized that probability and thus lied about his termination. Additionally I conclude that it is neither the function of the ALJ, nor mine to determine which misrepresentations made to an employer are material or represent egregious conduct. Whistleblower protection provisions are not intended to deprive employers from using their best business judgment as to whom they will employ or retain in employment, so long as that judgment is untainted by unlawful motive. See Dunham v. Brock, 794 F. 2d 1037, 1040- 1041 (5th Cir. 1986).

    As stated earlier, based upon thorough review of the record, I find that the testimony of TBI officials, primarily that of Orsini, as to the reasons for Atchison's firing, is credible. I conclude that TBI's reasons for firing Atchison were not motivated, in whole or in part, by Atchison's protected activity and that Atchison has failed to establish his case by a preponderance of the evidence.23 Dartey v. Zack Company of Chicago, slip op. at 8. Accordingly the complaint is DENIED.

       SO ORDERED.

       ANN MCLAUGHLIN
       Secretary of Labor

Washington, D.C.

[ENDNOTES]

1 Section 5851(a) provides:

No employer, including a Commission licensee, an applicant for a Commission license, or a contractor or a subcontractor of a Commission licensee or applicant, may discharge any employee or otherwise discriminate against any employee with respect to his compensation, terms, conditions, or privileges of employment because the employee (or any person acting pursuant to a request of the employee) -(1) commenced, caused to be commenced, or is about to commence or cause to be commenced a proceeding under this chapter or the Atomic Energy Act of 1954, as amended [42 U.S.C. 2011 et seq.], or a proceeding for the administration or enforcement of any requirement imposed under this chapter or the Atomic Energy Act of 1954, as amended;

(2) testified or is about to testify in any such proceeding or;

(3) assisted or participated or is about to assist or participate in any manner in such a proceeding or in any other manner in such a proceeding or in any other action to carry out the purposes of this chapter or the Atomic Energy Act of 1954, as amended [42 U.S.C. 2011 et seq.].

2 Transcript of bearing.

3 Jacksonville, Florida, is where the home office of TBI is located.

4 Kenney is not Orsini's supervisor. Kenney testified that they are "peers" in the organization, T. at 345, and that the Quality Assurance Department reports directly to the Chairman of the Board. T. at 333.

5 Magner testified that he was just doing the preliminary contacting and that the interviewing was actually being done on the job site. T. at 276. He said that he did not know the requirements for a Level 2 Inspector at TBI. T. at 260, 378.

6 Holstead thought Magner has interviewed Atchison. T. at 170.

7 RX - Respondent's exhibit; CX - Complainant's exhibit;

8 The record contains three different articles concerning Atchison, identified as follows: CX 7A and 7B, dated Thursday Morning, July 29, 1982; CX 7C and 7D dated, Friday July 30, 1982; and CX 7E and 7F, which is undated but bears the handwritten date "July 29" on CX 7F.

9 Kenney testified that he received copies of the newspaper articles. T. at 352.

10 During the hearing no attempt was made to establish this charge. Holstead, called as a witness on behalf of both parties, was never asked whether he made the statement attributed to him. T. at 149-215.

11 The hearing in this case was held on February 22 and 23, 1983, before Administrative Law Judge James R. Howard Judge Howard died before a recommended decision was issued. The case was reassigned to ALJ McColgin and the parties waived any rights they might have to a rehearing. R.D. and O. at 1.

12 Since the ALJ who conducted the hearing is deceased, see n. 12 supra, the demeanor of the witnesses is not a factor and I am making credibility determinations solely on the record before me. The record includes the decision of the ALJ in Atchison v. Brown & Root, Inc., 82-ERA-9 (1983), reversed sub nom. Brown & Root, Inc., v. Donovan, 747 F.2d 1029 (5th Cir. 1984). See CX 4.

13 I also note that Magner had been the victim of a reduction of force at Brown & Root, three months after receiving a promotion, T. at 261, and, I infer from this fact that Magner would have no basis for engaging in a conspiracy to help Brown & Root.

14 Whether Atchison's evidence is sufficient to raise the inference that he was fired because he was testifying at the hearing is a close question, in view of the fact that TBI also learned at the same time that Atchison had been fired by Brown & Root and had lied about his education.

15 The fact of Atchison's untrustworthiness was amply documented in the record developed at the NRC hearing and reported in the media as to Atchison's having lied on his resume when seeking employment at Brown & Root and by altering a verification to show he had obtained a degree. Additionally, he lied to Magner about being fired ROF'd by Brown & Root, rather than having been fired for cause. See supra at 15.

16 This is important since it indicates an attempt to bring the problem out in the open and contradicts Atchison's argument made in his First Amended Post Hearing Brief, at 8, that "[t]he last thing [TBI) needed was an inspector who would dare to tell the truth about construction deficiencies."

17 The transcript references are those cited by Atchison in support of the several points he has set forth.

18 The ALJ considered Orsini's explanation as to "why [Orsini] wouldn't consider or even hear the information which Atchison tried to present to him [as] beyond comprehension." Since I find Orsini's explanation quite plausible I reject the ALJ's evaluation of this evidence, especially his conclusion that "the evidence overwhelmingly establishes that Orsini consciously rejected consideration of Atchison's qualifications and trustworthiness in reaching the decision to discharge him." R.D. and O. at 7, supra at 15-16.

19 In the hearing in this case, in addition to admitting his misrepresentation as to being ROF'd, rather than fired at Brown & Root, Atchison admitted lying under oath as a witness in the NRC licensing proceeding involving Comanche Peak (the nuclear plant at which he worked for Brown & Root) when he testified during a deposition on June 16, 1982, that he had earned 123 hours of college at Tarrant County Junior College. Atchison also admitted that he did not correct this misrepresentation until the July hearing before the NRC when an attorney took him through his education, quarter by quarter. T. at 126-132. Atchison also admitted that he did not tell anybody at TBI that the certifications be provided TBI from Brown & Root were incorrect. T. at 135-136.

20 Atchison presented evidence that all subpoenas issued for Atchison's appearance at the NRC hearing had been accounted for, CX 6, and the record contains no explanation as to the source of this subpoena.

21 See Secretary's decision in Dartey v. Zack Company of Chicago, slip op. at 11, in which it was noted that the employer was acting out of excess caution, in part because it was mindful of the protections of Section 5851.

22 Upon learning of the falsified documents and employment background of Atchison, a recalculation of the number of points Atchison actually had, as compared to the number of points TBI required for Level 2 Inspector, indicated that Atchison did not qualify for that position. T. at 251. See also supra at 7-8 concerning the original calculation by Holstead in the Personnel Certification Checklist he prepared on July 28, 1982, and his reliance on Brown & Root certifications to credit Atchison with 12 points for having an AA degree.

23 In view of this conclusion it is unnecessary to address the numerous other issues raised by TBI in its exceptions to the ALJ's R.D. and O and its brief in support of those exceptions.



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