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USDOL/OALJ Reporter
Wilson v. Bechtel Construction, Inc., 86-ERA-34 (ALJ Oct. 31, 1986)


U.S. Department of Labor
Office of Administrative Law Judges
211 Main Street - Suite 600
San Francisco, California 94105

Commercial (415) 974-0514
Government 8-454-0514

CASE NO. 86-ERA-34

In the Matter of

MICHAEL D. WILSON
    Complainant

    v.

BECHTEL CONSTRUCTION, INC.
    Respondent

Kevin B. Christensen, Attorney
    Sabbath & Christensen
    850 East Bonneville Avenue
    Las Vegas, NV 89101
       For Complainant

Daniel P. Westman, Attorney
    Thelen, Marrin, Johnson & Bridges
    Two Embarcadero Center, Suite 2200
    San Francisco, CA 94111
       For Respondent

Before: ALFRED LINDEMAN
    Administrative Law Judge


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RECOMMENDED DECISION AND ORDER

Procedural background

    This is a "whistleblower" case under the Energy Reorganization Act, as amended (the "Act"). 42 U.S. § 5851; 29 C.F.R. Part 24. Complainant filed a complaint, dated February 20, 1986, alleging he was discriminatorily terminated from employment by the employer for having engaged in some "protected" activity under the Act. On June 26, 1986, after appropriate action by the Wage and Hour Division of the Department of Labor, the employer requested a hearing, which was held in Las Vegas, Nevada, on August 11-13, 1986. Complainant and respondent filed their post-trial briefs on october 6 and 8, 1986, respectively.

Findings and Conclusions

    Complainant is an electrician-welder, who started working for Bechtel at the San Onofre Nuclear Generating Station ("SONGS") Unit No. 1 on December 11, 1985. The unit had been an operating facility for some 20 years, and was shut down for maintenance and repairs for the period in question. At the time of hiring, complainant acknowledged that he "may be required to work in a radiation area at the Plant." PX 2.1 During his first weeks at the site, complainant received extensive training, including information as to types of radiation exposure, protective procedures and equipment, and the function of the Health Physics ("HP") department. See CX-A, B, C, D, E; RX 17. The HP department is responsible for adopting and carrying out the over-all safety procedures to "make every reasonable effort to maintain radiation exposures... as low as is reasonably achievable ["ALARA"]." (underlining added) 10 C.F.R. § 20.1(c). Under the ALARA guidelines the functions of the HP department include the preparation of Radiation Exposure Permits ("REPs") that set forth the radiation protection clothing and equipment required for each work assignment, establishing an elaborate system of "check points" that must be passed before entering and after leaving the nuclear containment building, and providing for the presence of HP technicians whenever the containment building is entered. RX 8, 13-14; TR 598.

    For the first few weeks after training complainant worked


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outside the containment building. On January 27, 1986, he was told by his foreman, Ed Elliott, that his new assignment would be to perform some welding inside containment. Complainant expressed concern about working inside containment and indicated he would prefer another assignment. TR 372, 395. Complainant was advised that the welding assignment was the only one then available and reminded that a refusal of an assignment was a cause for termination (under a "work rule #14"). TR 374; RX 18. To allay complainant's concerns Elliott then took complainant through the containment building to show him what would be involved in the assignment. In the course of that process, complainant and Elliott passed a check point where they signed-in under REP #13075, put on the appropriate protective over-clothing, and proceeded through another check point; an HP technician accompanied them inside containment. During the "walk through" Elliott explained the location where complainant would be welding and the HP techician took appropriate readings to be sure the levels of exposure were within the ALARA guidelines. In the process complainant noticed another worker who was welding and was not using a respirator. When they left the containment building complainant asked to look at the work area a second time. He, Elliott and an HP technician thus returned to the proposed work area, where the technician took several radiation readings, including one at a pipe which prompted Elliott to question whether lead shielding could be used; the techician responded that under ALARA guidelines it would not be necessary. TR 391-393.

    When complainant and Elliott left the containment building, they removed their protective clothing in a "step off" area. Though complainant later testified that he thought workers were removing their clothing in a haphazard fashion, he did not comment on it to Elliott at the time. TR 88, 398. They then "frisked"' themselves with radiation detectors; the detectors did not indicate any contamination. At the next check point further removed from the containment building, while waiting to frisk themselves a second time, Elliott asked another worker who he new had done welding inside containment whether a respirator had been required; the answer was negative. TR 400. When Elliott and complainant frisked themselves at this check point complainant's frisker sounded an alarm. Complainant made an obscene gesture and said "I don't think I'll go in." An HP technician inspected the frisker and determined it had a loose connection. Also, complainant was re-frisked with another frisker and it did not alarm. After they left the dressing room, Elliott told


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complainant to go home and think over whether he would accept the assignment the next day. I credit Elliott's testimony that although he had tried to relieve complainant's misgivings, Elliott thought complainant's essential reluctance to working inside the containment building was such that at that point Elliott expected complainant would decide to quit rather than accept the assignment. TR 403.

    The next day, January 28, 1986, complainant returned to work but Elliott was absent. In Elliott's absence, George Ramirez was complainant's foreman. Ramirez testified that he understood from his discussions with Elliott the day before that complainant was reluctant to accept the welding assignment, and that when he instructed complainant to get his tools ready and to report to the entrance of the containment building complainant first asked about the use of respirators inside containment; Ramirez said that HP would decide whatever was necessary. TR 477-479. Next, when complainant and another worker, Fernando Lopez, who had been assigned by Ramirez to assist complainant, went to the HP building to begin the check-in procedure, they described the location of their intended assignment in such fashion that they were advised by an HP technician that a respirator would be required and that another REP, #13076, would be required instead of #13075. When complainant and Lopez reported that to Ramirez, he went to the HP building and it was resolved that both REPS would be available, #13075 intended for work at the welding site reviewed by Elliott and complainant the day before, and #13076 intended for work whenever on-site radiation readings by the HP technician at the time the work is to be done determine the need for respirators. TR 104, 106-108, 486-490. Later that day complainant went to the foremen's trailer and requested a transfer to a different assignment because he did not want to work inside containment. TR 365, 492. Again, he was advised that reassignment was not possible because the work that needed to be done was the welding job inside containment. In the mutually understood jargon of the trade, the decision complainant faced was "either go in [i.e., accept the assignment], or drag up [i.e., quit), or we'll fire you." TR 127, 493. Still later on the same day, complainant asked Ramirez for a "welder's helmet" and a set of extra-large welding leathers; Ramirez stated they would be available if "hey were required. TR 125, 496, 501.

    Although complainant testified that he was concerned about what he deemed were the inadequacies of REP #13076 in setting forth the permissible contamination levels and the need for a


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particular type of respirator (i.e., "full face particulate" versus "welder's helmet respirator"), there is no evidence that he conveyed his concerns to Ramirez or any other supervisor. TR 125, 127-134, 141, 145. By the end of the day, complainant told Ramirez "he felt uncomfortable still with the situation and there was any other jobs he could do." Ramirez responded that he "couldn't re-assign him to another job, 'cause this is the only job that I had and I didn't have the control to reassign him." TR 491-492.

    When complainant reported to work on the following day, January 29, 1986, he was asked by Ramirez what he had decided in terms of accepting the containment assignment. Complainant repeated his prior statement about feeling "uncomfortable" about the HP department and preferring re-assignment. Ramirez repeated that he could not reassign him. Complainant testified that he then asked again about a "welder's helmet." Ramirez testified that when complainant said he wasn't "going in" he was directed to go see Ray Thomas, the general foreman; also, that he, Ramirez, stated "you know, you might get terminated" and that complainant replied "well, we'll see about that." TR 152-155, 493-494. Ramirez first went to Thomas's office and told him "there might be a problem with him [complainant] going in." Thomas told Ramirez "well, if he doesn't, if he refuses to do the job, you have to terminate him." There is no evidence that Thomas had been advised of anything more than complainant's reluctance to accept an assignment inside containment. TR 495-496, 531-532, 552.

    Complainant's visit with Thomas was short. According to Thomas's testimony, he asked complainant "are you going in?" and complainant said "I'm not going in containment" without giving any specific reason. TR 553-554. According to complainant, he answered "no, not under the conditions that are presented ... because I don't believe, you know, it's safe." TR 155. I credit Thomas's version regarding the absence of any attempt by complainant to mention specific "safety" concerns or equipment, because the record indicates that at his deposition, a week before the hearing, complainant testified that he did not attempt to give Thomas any reasons for his refusal to accept the assignment. See TR 330-332; RX 12. In any event, there is no dispute concerning the fact that Thomas then said "that's it. If you don't, you're terminated." TR 576. Complainant then left Thomas's office, received a termination notice, signifying "violation of project work rule #14" as the reason, CX-H, and processed out,


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TR 157-162. According to Thomas's uncontroverted testimony, work rule 14 has been in force at the job for several years and it has been applied uniformly in cases of refusals to accept an assignment. TR 553.

    Before leaving the premises, complainant evidently contacted H.B. Ray, the site manager, who had the HP department initiate an investigation of the episode. On February 2, 1986, complainant filed a grievance with the SONGS site manager. On February 12, 1986, the HP investigation concluded that "appropriate radiological protection measures were taken in all instances and supervisory attention to the individual's concerns was adequate." RX 15. On February 20, 1986, complainant filed a complaint with the U. S. Department of Labor. CX-I, J.

    Mark Lewis, the HP engineer who conducted the investigation for the HP department, testified with persuasive clarity that the use of the separate REPs #13075 and #13076, that the determination not to shield the pipe in the area where the welding was to be done, that the lack of a specification in REP #13075 for the use of a respirator, and that the absence in REP #13076 of a reference to welder's helmets or other equipment related to non-radiation safety matters were all consistent with the accepted procedures for insuring that welders were to be exposed to radiation below permissible federal limits and within ALARA guidelines. Further, Lewis testified, without contradiction, that there is a drop box at the entrance to SONGS Unit No. 1 for workers to register any concerns they have as to nuclear safely, that the contents of the box is collected, logged and assigned for appropriate attention on a daily basis, and that the filing of a complaint in the box serves to convey immediate immunity from termination until the matter is resolved. See TR 593-594, 641, 668, 673, 679-681. There is no evidence that complainant ever filed anything in the drop box.

    Finally, the record reflects that some five workers had previously been terminated by Bechtel for refusal to accept assignments between 1982 and 1984. RX 18.

Discussion

    Section 210(a) of the Act prohibits discrimination against any employee who:


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(1) commenced, caused to be commenced, or is about to commence or cause to be commenced a proceeding under this chapter...or a proceeding for the administration or enforcement of any requirement imposed under "his chapter ... ;

(2) testified or is about to testify in any such proceeding or;

(3) assisted or participated or is about to assist or participate in any manner in such a proceeding or in any other manner in such a proceeding or in any other action to carry out the purposes of this chapter or the Atomic Energy Act of 1954, as amended.

42 U.S.C.A. § 5851. Thus, by its terms the statute requires a showing in this case 1) that complainant engaged in one of the enumerated, protected activities, i.e., testifying or commencing to participate in a nuclear regulatory action, and 2) that the employer terminated him because of such activity. Logically, for the latter element to be satisfied it must be shown that the protected activity occurred before the decision to terminate.

    The first question to be addressed in this case, therefore, is whether complainant's actions on January 27-29, 1986, constituted an activity that is protected within the meaning of section 210(a) of the Act. Since the record clearly establishes that complainant had not testified in any Nuclear Regulatory or related proceeding, and had not yet filed any kind of complaint with any agency charged with enforcing nuclear safety concerns, the issue is whether the objections or views he expressed or conveyed to Elliott, Ramirez or Thomas, or the refusal to work itself, constituted the type of activity referred to in section 210(a) of the Act. I must conclude that they did not.

    Briefly stated, although there is a recent split of authority on the question of whether "internal" complaints about nuclear safety are protected under the Act, even the affirmative answer of the Ninth Circuit limited the application of its holding to "quality control inspectors," who were found to be performing functions essential to the commencement of a Nuclear Regulatory Commission proceeding. See Mackowiak v. University Nuclear Systems, 735 F.2d 1159, 1163 (9th Cir. 1984); Brown & Root Inc. v. Donovan, 747 F.2d 1029 (5th Cir. 1984). Here, I find that complainant was not a quality control inspector; he was a rank and file electrician/welder. His expressed reluctance about performing


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the proposed duties inside the containment building did not arise in the context of investigating any suspected deficiency in the enforcement of nuclear regulatory regulations. Rather, his reluctance to accept the assignment stemmed from his immediately expressed personal concern about working inside the containment building.2 While I certainly find such reluctance understandable, it cannot be said that "safety concerns" voiced in connection with furthering that personal attitude, without any evidence that they were conveyed to anyone such as a "project ombudsman" or an HP technician, are the kind of activities set forth in section 210(a) of the Act.3 See Pensyl v. Catalytic, Inc., 83-ERA-2 (1984). Accordingly, I find that complainant's activities on January 27-29, 1986, were not cognizable as protected activities within the meaning of section 210(a) of the Act.

    Assuming, for the sake of argument, however, that all internal safety complaints, even those by workers not involved with quality control, are protected activities under section 210(a) of the Act, I will also make the following further findings and conclusions.

    First, although I believe that complainant genuinely felt the "concerns" he communicated to Elliott and Ramirez, I cannot find that his expression of those concerns was intended to "commence a proceeding" or "action to carry out the purposes" of the Act. Rather, I am convinced that such intent arose only after he had met with Thomas and been terminated. The record indicates that the "concerns" articulated in the complaint and testified to at the hearing were not pursued at the time they allegedly arose with the HP technicians, who, according to complainant's training would have been the proper persons to whom such safety concerns should have been addressed in the event he was dissatisfied with the answers he was getting from his supervisors. The reasonable inference I must draw from the absence of such evidence is that the complaints registered for the first time after the termination were "second-thought" justifications for having made a conscious decision to refrain from working inside a containment building because of his underlying aversion toward such work. It is simply not credible to me that an experienced nuclear industry worker, such as complainant, could have reasonably believed, after his training, his "walk-through" with Elliott on January 27th, and the deliberations with Ramirez on


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January 28th, that he was going to be placed in jeopardy of inappropriate radiation exposure, or that if he did have such a belief, that he would not have pursued the question with an HP technician or with Thomas before allowing himself to be terminated. See Blackburn v. Metric Constructors, Inc., 86-ERA-4 (1986). Indeed, I am persuaded that if he had presented his concerns to an HP technician, the matters of the absence of shielding for welding near the pipe, the use of two different REPS, and the lack of specificity regarding respirators and welders' leathers, for example, would have all been explained, as they were by witness Lewis at the hearing, as consistent with the normal procedures for minimizing radiation exposure on the job, and that complainant would have nonetheless chosen to refuse the assignment.

    Finally, even assuming it could be found that complainant's actions on January 27-28 did evince an intent on his part to commence a complaint about safety, I find that the employer did not perceive it that way and did not discriminate against him. At best, viewing the facts most favorably to complainant, they establish a failure of communication, not discrimination. That is, as far as complainant's supervisors were concerned, having given him an assignment, they heard him respond first with generalized misgivings about working inside containment, followed by a series of specific "concerns" e.g., shielding around the pipe, then the frisker alarm, next the REPs to be used, next the use of a respirator, next the availability of welder's leathers. At each point, starting with Elliott's "walk through" on January 27th, his supervisors felt they were giving him assurances that whatever was required by the HP department would be supplied, and his further questions were taken to be excuses for not accepting the assignment regardless of the answers to those questions. Complainant, on the other hand, understood each response from his supervisors to be an ultimatum to agree to "go in or else," which led him to think pursuing the issue would not be worthwhile. In effect, complainant was waiting for each of his "concerns" to be attended to before he gave his answer as to accepting or declining the assignment, while his supervisors were waiting for him to accept the assignment before attending to the specifics that would come once the work began under the auspices of an HP technician.4

    In any case, to summarize the essential findings on this issue, I find: 1) that complainant's supervisors genuinely


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perceived that he was making excuses for not going inside the containment building, consistent with his original fears about such work and regardless of their efforts to assure him that all that was required by the HP department would be provided; 2) that they conveyed the substance of that information to Thomas, who, consistent with what appeared at the hearing to be his characteristic curt manner, perfunctorily applied the employer's long-standing policy regarding persons who refuse to accept assignments; and 3) that the employer has on several prior occasions applied of work rule #14" to terminate other persons who declined to accept an assignment. On this record, therefore, I conclude that the stated reason for complainant's termination was not a pretext and that he was not discriminated against within the meaning of section 210(a) of the Act.

RECOMMENDED ORDER

    It is recommended that the complaint of Michael D. Wilson be dismissed.

       ALFRED LINDEMAN
       Administrative Law Judge

Dated: 31 OCT 1986 San Francisco, California

[ENDNOTES]

1 "RX" and "CX" denote Respondent's and Complainant's Exhibits respectively; "TR" denotes the transcript of the hearing.

2 It is noted that an earlier (1974) decision under the Federal Coal Mine Health and Safety Act held that a refusal to work because of personal safety reasons was a protected internal complaint, even though the Mine Safety Act did not at that time specify coverage for internal complaints. Phillips v. Interior Board of Mine Operations Appeals, 500 F.2d 772 (D.C. Cir. 1974). I do not find that decision binding, however, because the Mine Safety Act, on which the Energy Reorganization Act was modeled, was thereafter amended in 1977 to include such specific coverage for internal complaints whereas section 210(a) of the Energy Reorganization Act, passed after the 1977 amendments to the Mine Safety Act, did not include such a provision. See S. Rep. No. 95-848, 95th Cong. 2nd Sess., 1978 U.S. Code Cong. and Adm. News 7303.

3 I find it significant that complainant, a worker with prior experience in the nuclear industry, who had completed the extensive training referred to above, did not see fit either to file his "safety concerns" in the box provided for them or to register his concerns with an HP representative, despite the fact that the events that are the subject of this action transpired over a three day period.

4 It can certainly be speculated that the unfortunate outcome for complainant might not have occurred had Ramirez or Thomas taken the time to make him understand that the specifics would indeed be attended to once complainant indicated he would accept the assignment, or if complainant had first stated he would accept the assignment and then made his specific inquiries as he went along. In my view, however, the remedy, if any, for such a mutual failure of communication is a union/management arbitration proceeding of some sort, not an action under section 210(a) of the Act.



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