This
recommended decision and order is submitted to the Secretary,
U. S. Department of Labor.
[Page 3]
The parties agreed that the sole issue to be decided at the
time is whether the complaint was timely filed. It was agreed
that if a determination is made that the complaint was timely
filed, then the complaint would be remanded to the Employment
Standards Administration of the U.S. Department of Labor for an
investigation of the facts alleged by the Complainant in his
complaint.
BACKGROUND
Complainant, John P. Cox, D.O., is a specialist in radiology
with experience in nuclear medicine. He was employed by the
Respondent, Radiology Consulting Associates, Inc., from July 1,
1983 until October, 1985. Respondent provides diagnostic
radiology services to various hospitals including the Metro Health
Center ("MHC") in Erie, Pennsylvania. The radiology services
provided to the MHC include fluoroscopy, reading of x-rays,
angiography, ultrasonography, nuclear medicine and CT scans.
Complainant worked as a radiologist at MHC under the contract
between the Respondent and MHC.
Complainant's employment agreement with the Respondent
permitted both parties to terminate the relationship, without
cause, upon the giving of a 90-day notice. A meeting was held on
August 28, 1985 at the offices of Respondent between Drs. Reich,
Seidelmann, and Janicki, officers of the Respondent, and the
Complainant at which time Complainant was informed that his
employment would be terminated under the 90-day notice provision.
Complainant was given written notice of the termination by letter
dated September 17, 1985, which he received on September 19, 1985.
Complainant contends that his employment was terminated
because he had complained to the Nuclear Regulatory Commission
about problems with quality control at the MHC's nuclear medicine
department. Dr. Reich, president of the Respondent, testified
that the Complainant was fired because of work-related problems
such as abusive language and failure to respond to emergency
calls.
Although he was not an MHC employee, the Complainant asked
that his termination from employment be reviewed by MHC. On
October 14, 1985, an "executive staff meeting" was held at MHC at
which Dr. Reich was invited to explain why Complainant's
employment was being terminated. Complainant was not invited to
the october 14th meeting. A second meeting was held on
[Page 4]
October 17, 1985, at which time Complainant was permitted to state
his version of the events. After the October 14th meeting, Dr.
Reich went to Complainant's office and told Complainant he was
immediately terminated from any further employment and he was not
to finish reviewing cases on which he was working.
Dr. Reich testified that Complainant was told to leave on
October 14, 1986 because he was soliciting business away from the
Respondent in violation of a non-competitive clause in the
employment agreement and because he had made disparaging remarks
about Respondent. Complainant denies that he was soliciting
Respondent's business or defaming the Respondent.
Complainant ceased performing services for Respondent on
October 14, 1985. However, he continued to be paid through the
remainder of the 90-day period, that is, until December 17, 1985.
An attorney retained by Respondent sent Complainant a letter
threatening legal action and the termination of the remaining
weeks of Complainant's salary because of alleged tortious
interference with the Respondent's business relationship with MHC
and defamation of Respondent.
On or about December 3, 1985, the Complainant received his
last paycheck from the Respondent. It was for November and the
first 17 days of December. Subsequent to receiving his last pay,
the Complainant asked for reimbursement of various miscellaneous
expenses such as attendance at meetings, disability insurance and
license fees. Complainant received a check reimbursing him for
these expenses during the first week of February 1986. The amount
of the check was $2,548.21.
The October 14, 1985 executive staff meeting at MHC was
recorded. Both the Complainant and the Respondent requested the
tapes or minutes of the meeting. Both requests were refused.
Complainant procured a copy of the meeting minutes surrepitiously
during the last week of January, 1986, from a member of the Board
of Directors of MHC.
Complainant filed his Complaint with the Department of Labor
on February 12, 1986.
FILING PERIOD
[Page 5]
Section 210(b)(1) of the Energy Reorganization Act provides
that:
Any employee who believes that he has
been discharged or otherwise discriminated
against by any person in violation of sub-
section (a) may, within thirty days after
such violation occurs, file (or have any
person file on his behalf) a complaint with
the Secretary of Labor (hereinafter in this
subsection referred to as the 'Secretary')
alleging such discharge or discrimination.
Upon receipt of such a complaint, the
Secretary shall notify the person named in
the complaint of the filing of the
complaint and the Commission."
The Complainant's complaint was dismissed by the Department
of Labor because it found that the complaint was not filed within
30 days after an alleged violation as required by Section
210(b)(1). Respondent requests that this appeal be dismissed for
the same reason. Complainant asserts that the complaint was
timely filed.
There is no case law interpreting the 30-day filing period of
subsection (b)(1); however, there is ample case law under the
"whistleblower" or employee protection provisions of other
statutes such as the National Labor Relations Act, Safe Drinking
Water Act, Title VII of the Civil Rights Act and the Toxic
Substances Control Act.
The Respondent argues that the 30-day time period runs from
the date that the Complainant was notified of the discriminatory
discharge, that is, either from August 28, 1985, the date of the
meeting when he was given 90-days notice, or from September 19,
1985, the date on which he received the termination letter.
Respondent cites as authority the U. S. Supreme Court opinion in
Delaware College v. Ricks , 449 U.S. 250, 101 S.Ct. 498, 66 L.Ed.
2d 431, where the Court held that the limitation period for the
filing of an employee's claim of discriminatory discharge
commenced not at the time of termination, but when the employee
received notice of the employer's intention to terminate him. In
Ricks , professors at Delaware College would lose their teaching
position one year after the denial of tenure. Ricks filed his
[Page 6]
complaint of discriminatory discharge after his employment ended.
The Court held that the complaint should have been filed after
tenure was denied since termination was inevitable. The Court
quoted the Court of Appeals for the Ninth Circuit as reasoning
that "the proper focus is upon the time of the discriminatory
acts, not upon the time at which the consequences of the acts
became most painful." Id . 449 U.S. at 258. Here, under the Ricks
reasoning, the complaint should have been filed within 30 days
after September 19, 1985. However, even if the Ricks holding does
not apply to these facts and it is determined that the violation
occurs when the Complainant terminates employment, then the
complaint should have been filed within 30 days after October 14,
1985, the last day that the Complainant was employed by the
Respondent. Neither theory allows for a finding that the
complaint was timely filed.
CONTINUING VIOLATIONS
Complainant asserts that the Respondent was responsible for a
series of continuing discriminatory acts which toll the 30-day
filing requirement. Complainant cites Scott v. Claytor , 469
F. Supp. 22 (D. Col. 1978) for the proposition that a pattern of
continuing discrimination will cause the normal time limits for
filing a complaint to be suspended. However, even if a
discriminating course of conduct is alleged and proven, at least
one of the discriminatory acts must fall within the 30-day
period. The Court in Scott stated:
" There being a timely complaint as to one
and an apparent relationship among the
three, the Court concludes that a
continuing claim of discrimination is
presented . . . . " Id. at 26.
Here, the latest actions of the Respondent that could arguably be
considered discriminatory in violation of Section 5851 of the ERA
are the statement by Dr. Reich to the Complainant that his employment
was terminated immediately or the letter from Respondent's
attorney threatening legal action. Those actions occurred in
October, 1985, and thus do not fall within 30-days of the filing
of the Complainant's complaint. The only other contact the
Respondent had with the Complainant was the forwarding of
Complainant's paychecks or reimbursement of his expenses. Accordingly,
it is determined that the 30-day filing requirement is not
tolled by a continuing series of violations.
[Page 7]
EQUITABLE TOLLING
Complainant argues that if the 30-day filing period is held
to commence on September 19, 1985, then the limitation period must
be held to have been tolled by equitable considerations.
Initially, the courts have held that time limitation provisions in
like statutes are not jurisdictional, in the sense that a failure
to file a complaint within the prescribed period is an absolute
bar to administrative action, but rather are analogous to statutes
of limitation and thus may be tolled by equitable consideration.
School District of the City of Allentown v. Marshall , 657 F.2d 16
(3d Cir. 1981); Coke v. General Adjustment Bureau, Inc. , 64 F.2d
584 (5th Cir. 1981); and Donovan v. Hakner, Foreman & Harness,
Inc. , 736 F.2d 1421 (10th Cir. 1984). The Court in School
District of the City of Allentown warns, however, that the
restrictions on equitable tolling must be scrupulously observed;
the tolling exception is not an opened invitation to the courts to
disregard limitation periods simply because they bar what may be
an otherwise meritorious cause.
The Complainant alleges three reasons why the periods of
limitations should have been found to be tolled: (1) the
Complainant needed written corroborating evidence on the reason
for his termination of employment; (2) Complainant was concerned
that filing a complaint would jeopardize his salary and benefits;
and (3) Complainant filed a complaint in an alternate forum, i.e.,
before the MHC executive staff.
Complainant contends that the limitation period should be
tolled because he needed time after the August 28th meeting to
gather corroborating written documentation supporting his
allegation of discriminatory actions. He argues that the
limitation period should be found to commence at the time he
received the documentation supporting his claim, that is, during
the last week of January, 1986, when he received the minutes of
the October 14th meeting at MHC.
Complainant cites cases in support of his argument holding
that employees have been excused from compliance with periods of
limitations on the basis that they were unaware that the
discrimination may have occurred until after the expiration of the
filing period. However, that is not the case here. Complainant
testified that Dr. Reich told him at the August 28, 1985 meeting
[Page 8]
that his employment was being terminated because he complained to
the NRC on quality control at the nuclear medicine department of
the MHC.
In Coke v. General Adjustment Bureau, Inc., supra , the Court
held that a forbearance from filing a claim because of a representation
by the employer that it would reinstate the employee
would be justification for an equitable tolling. The Court in
Donovan v. Hakner, Foreman & Harness, Inc. , 736 F.2d (10th Cir.
1984) instructed that it is generally accepted that when an
employer misleads an employee regarding a course of action,
equitable estopped may result. Here, the Complainant does not
argue that he was mislead by the Respondent or was ignorant of the
facts, rather, he argues that he should have had time to gather
evidence supporting his claim. Complainant's theory would negate
the purpose of a limited filing period as the period could
conceivably never end. The purpose of Section 5851 of the ERA is
to empower the Department of Labor to investigate a claim and
gather evidence. The claim does not have to be fully developed
and proven when filed. In Hyson v. Boorstin , 32 FEP cases 1542
(D.D.C. 1982), the Court held that an employment discrimination
action complaint should be filed when the employee obtains
information that gives him a "reasonable suspicion" that he has
been the victim of discrimination. The Court reasoned that an
employee cannot wait until he has all the supporting facts that
make a claim more creditable and that the additional facts would
presumably come to light in a resulting Equal Employment
Opportunity investigation. In the present case, the 30-day period
is not tolled by the Complainant's desire to procure corroborating
evidence. The Complainant does not allege that the Respondent
attempted to conceal information or mislead him. Nor does he
allege that he needed any additional information. His desire to
procure corroborating evidence does not toll the statute.
II
Complainant also asserts that he did not file a timely
complaint with the Department of Labor because he was concerned
that the Respondent would respond by stoping payment of benefits
due him. He argues that this fear of retribution should toll the
statutory period. The courts have been reluctant to toll a
statutory time period without a showing that the Respondent took
deliberate actions to prevent the employee from filing a timely
action. The Court in School District of the City of Allentown v.
Marshall, supra , listed specific limited instances where equitable
[Page 9]
tolling could be justified. One of those is where "the plaintiff
has in some extraordinary way been prevented from asserting his
rights." Id at 20. In Fleischhaker v. Adams , 481 F. Supp. 285
(D.Col. 1979), the Court held that threats of reprisal or other
acts of intimidation could serve to toll a 30-day notice provision
but that a mere subjective fear of reprisal or feeling of
intimidation is not sufficient to toll the 30-day period.
"[T]here must be some clear objective basis for the complainant
have felt intimidated, threatened, or otherwise dissuaded from
asserting her rights." Id at 292. In accord are the decisions in
Kreigesmann v. Barry-Wekmiller Co. , 739 F.2d 357 (8th Cir. 1985)
and Chambers v. European American Bank & Trust Co. , 601 F.
Supp. 630 (E.D.N.Y. 1985). In Kriegesmann the Court held that an
employee's forbearance from filing a complaint because of his
belief that his employer may retaliate by cutting his service
benefits or sabotaging his efforts to fund a new job is
insufficient to cause an equitable tolling. Rather, the Court
reasoned, the employee's failure to file in a timely fashion must
be the consequence either of a deliberate design by the employer
or of actions that the employer should unmistakenly have
understood would cause the employee to delay filing his charges.
In Chambers the Court held that the fear of losing severance
benefits does not pose an equitable consideration that would toll
the time for filing.
In this case the Complainant has not shown that the
Respondent took any actions which would cause Complainant to fear
that a timely filing would jeopardize benefits owed to him by the
Respondent. Complainant asserts that the October 19, 1985 letter
from Respondent's attorney was intimidating to the extent that it
dissuaded him from a timely filing. However, a clear reading of
the letter shows that it is not the "clear objective basis" for a
feeling of intimidation referred to by case law. The letter
threatens legal action and a termination of remaining weeks of
salary as a result of alleged defamatory statements and
interference with Respondent's business relationships. It does
not concern Complainant's claims of discriminatory discharge.
Moreover, the Complainant received the last of his pay from
Respondent on December 23, 1985; thus, even if the statute was
tolled until he received all his pay, the 30-day filing period
would still have lapsed before February 11, 1986, the date on
which the Complainant filed. The only benefits that were
outstanding after December 3, 1985, are the miscellaneous expenses
[Page 10]
which Complainant received on or about February 6, 1986, and
Complainant did not even request those from Respondent until late
December, 1985.2 The expense check
received by Complainant on or
about February 6, 1986 amounted to $2,548.21. It is hard to
believe that the possible loss of this amount of money would keep
the Complainant from filing the complaint with the Department of
Labor. Accordingly, it is determined that the Respondent took no
action which could reasonably be considered as coercing
Complainant into not filing his claim with the Department of Labor
in a timely manner.
III
Complainant alleges in his reply brief that equitable tolling
should apply because the Complainant requested a hearing before
the executive staff of MHC. The Court in School District of the
City of Allentown v. Marshall, supra , recognized that equitable
tolling could exist where "the plaintiff has raised the precise
statutory claim in issue but has mistakenly done so in the wrong
forum." Id at 20. While the Complainant sought some redness from
MHC, Complainant has not alleged that he mistakenly went to the
MHC instead of the Department of Labor for relief. The fact that
relief is sought through alternative measure does not justify the
application of equitable tolling. The U. S. Supreme Court in
International Union of Electrical, Radio and Machine Workers v.
Robins & Meyers, Inc. , 429 U.S. 229, 97 S.Ct. 441, 50 L.Ed.2d 427
(1976) held that pursuit of collective bargaining grievance
procedures does not toll the running of the limitation period
within which a complaint of racial discrimination must be filed
with the EEO, as Title VII remedies are undependent of
pre-existing remedies. See also Greenwald v. City of North Miami
Beach, Florida , 587 F.2d 779 (11th Cir. 1979) where the court held
that an employee's request for local civil service's board review
of his discharge did not toll the 30-day time limitation for
filing a claim under the Safe Drinking Water Act. Accordingly, it
is determined that Complainant's request for a meeting or hearing
with the executive staff of the MHC does not toll the filing time
limitation.
Finally, Complainant argues that general principles of
fairness mandate that his complaint be considered on its merits.
Complainant argues that: there is no prejudice to the Respondent;
the matter is not stale; the claim should not be decided on
[Page 11]
procedural grounds; and the purpose of the statute would otherwise
be defeated. Initially, prejudice to Respondent or lack of it is
irrelevant. Kriegesmann v. Barry-Wekmiller Co., supra . Also, the
staleness or newness of the claim is irrelevant. The Court in
School District of the City of Allentown, supra , stated:
It is clear that we may not read the
clear terms out of the statute merely
because the short period between the
violation and the filing of the complaint
did not create the risk of inadequate
evidence through fading memories or loss of
witnesses. This prejudice to defendant, or
lack of it, is simply irrelevant when
Congress has drawn a line at the point
where it believed claims should be barred.
Id. at 20.
In the City of Allentown , the Court quoted the U. S. Supreme
Court's decision in Mohasco Corp. v. Silver , 447 U.S. 807, 100
S.Ct. 2486, 65 L.Ed 2d 532 (1980):
[e]ven if the interest of justice might
be served in this particular case by
[permitting this claim to be heard], in the
long run, experience teaches that strict
adherence to the procedural requirements
specified by the legislature is the best
guarantee of evenhanded administration of
the law. 447 U.S. at 826.
The 30-day time limitation for filing claims is short and may
result in significant numbers of well-founded claims not being
investigated. Moreover, it may thwart the purposes of the ERA by
diminishing the protection of the employees who report unhealthy
or unsafe practices to the NRC. However, the limitation on time
for filing claims was set by Congress and neither the
administering agency nor the courts have the authority to change
it.
In sum, the Complainant failed to file his complaint with the
Department of Labor under Section 5851 of the ERA within 30 days
after the purported violation occurred and the Complainant has not
alleged or proven facts on which an equitable tolling of the
[Page 12]
30-day period could be based. Therefore, I have no discretion but
to dismiss the complaint.
ORDER
AND NOW, this 22nd day of August, 1986, IT IS HEREBY
RECOMMENDED that the complaint of John P. Cox, D.O., filed on
February 11, 1986, be dismissed.
THOMAS M.
BURKE
Administrative Law Judge
TMB/maa
[ENDNOTES]
1 July 25, 1986 letter from
Complainant's counsel to
Administrative Law Judge Thomas M. Burke.
2 Respondent contends that
Complainant did not request the
miscellaneous expenses until the first week of January, 1986.