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USDOL/OALJ Reporter
Blackburn v. Metric Constructors, Inc., 86-ERA-4 (ALJ June 13, 1986)


U.S. Department of Labor
Office of Administrative Law Judges
Suite 201
55 West Queens Way
Hampton, Virginia 23669
804-722-0571

DATE ISSUED: June 13, 1986
CASE NO.: 86-ERA-4

In the matter of

PAUL A. BLACKBURN,
    Complainant

    v.

METRIC CONSTRUCTORS, INC.,
    Employer

M. MALISSA BURNETTE, ESQ.
    For the Complainant

CHARLES M. BURNDETTE, ESQ.
    For the Respondent

THEODOR P. VON BRAND
    Administrative Law Judge

RECOMMENDED DECISION AND ORDER

PRELIMINARY STATEMENT


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    Paul A. Blackburn, an employee of Metric Constructors, Inc., was discharged on September 5, 1984. Mr. Blackburn filed a complaint alleging a violation of the Employee Protection provisions of the Energy Reorganization Act (ERA), 42 U.S.C. § 5851.

    The Administrator of the Wage and Hour Division, U.S. Department of Labor on October 25, 1985 found a violation and ordered remedial measures. Respondent, Metric Constructors, Inc., filed an appeal from the decision. The hearing on the appeal was held December 16, 1985.1

FINDINGS OF FACT

I. The Identity of the Parties

    1. Paul A. Blackburn (the Complainant) is a resident of Darlington, South Carolina. He was employed by Metric Constructors, Inc. in the period March 28, 1984 to September 5, 1984. (Tr. 8-10)

    2. Metric Constructors, Inc. (Metric or Respondent) is an independent contractor hired to perform various kinds of construction work for Carolina Power and Light Company (CP&L) at CP&L's H. P. Robinson Plant in Hartsville, South Carolina. (Tr. 58).

    3. Mr. Blackburn was employed in the container crew in the reactor building at the Robinson plant. (Tr. 10).

II. Radiation Limits and Safety Procedures at Complainant's Work Site

    4. Complainant's work entailed substantial radiation exposure. Nuclear Regulatory Commission (NRC) regulations and CP&L procedures placed limits on the amounts of radiation which workers were permitted to receive. (Tr. 11).

    5. NRC regulations are not concerned with whether the exposure is acute, i.e. a large dose over a short period of time or chronic viz., exposure to small amounts of radiation over a long period of time. (Tr. 84).

    6. It is Metric's policy to rotate workers so that they do not pick up more radiation than the regulations allow. (Tr. 59-60). Metric's employees are instructed that they are responsible for their own safety. (Tr. 16-17, 60).


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With respect to safety concerns they are asked to go through the chain of command viz., foreman, superintendent, and finally project manager. (Tr. 60).

    7. Mr. Blackburn, while employed at Metric took courses on radiation and safety procedures. (Tr. 12).

    8. The term ALARA means that radiation exposure is to be as low as reasonably achievable. (Tr. 12). ALARA decisions are essentially cost benefit decisions. The objective is to minimize employee exposure while doing useful work. To get the work done some exposure is inevitable. Determining what is reasonably achievable is a subjective procedure. (Tr. 75).

    9. Shielding is one of the ALARA tools used to minimize radiation exposure. (Tr. 77). Distance from the source of radiation and limiting a worker's time in a radiation area are also used to minimize exposure. (Tr. 76).

    10. NRC limits for crews of electricians in the relevant period mere 12,0002 millirem per year and 3,000 millirem per quarter. The CP&L limits were less than 1/2 of the NRC limits for the year and about 2/3 the NRC limit per quarter. (Tr. 76-79).

    11. Mr. Blackburn was approved for an exposure of 2,000 millirem per quarter which was cut to 1,600 millirem in order to provide an extra margin of safety. As of September 4, 1984, Mr. Blackburn's cumulative dose was 860 millirem. (Tr. 79).

    12. Complainant knew the limit of radiation that he could be exposed to. He also knew that the employee limits permitted by CP&L were less than those established by the NRC. He further knew that CP&L lowered that limit for an extra margin of safety. (Tr. 38).

    13. The containment building where Mr. Blackburn was assigned to work on September 4 and 5 is a locked high radiation area. Access is controlled because of the higher levels of radiation in that building. (Tr. 72).

    14. On September 4 and 5, 1984 electrical crews were required to continue the filing of the reactor cooling system to perform hydrotesting of the steam


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generator replacement. (Tr. 87).

    15. By September 4 and 5, 1984 some of the portable shielding3 had been removed from the container area so that the system could be operated safely. Such shielding on pipes valves, pumps and lines had to be removed prior to hydro-testing. Pipes are not designed to operate with lead shielding hanging on them. The permanent shielding had not been removed from the area. (Tr. 76-77, 87).

    16. Removal of the portable shielding in question would increase radiation levels from two to four millirem in general areas. (Tr. 78).

    17. Radiation in the containment vessel is surveyed daily to determine radiation levels in that area so that proper protective measures can be taken as well as to ensure proper job coverage. (Tr. 73-74).

    18. On September 5, 1984, the containment structure had been surveyed. This survey record was reviewed by the foreman and first line supervisors for trends in radiation exposure and to help fill out the radiation work permit. The radiation work permit was posted outside the entrance to the radiation control area. All entries into radiation control areas require a radiation work permit. (Tr. 72, 74).

    19. The radiation work permit states the recommended allowed dose. For most containment entries this was 150 millirem. For some areas in the pump bays which were considered higher radiation areas or locked radiation areas it was 300 millirem. This would be the entry control dose and a worker would not be allowed to enter without that much allowance.4 (Tr. 81-82).

    20. Once the employee enters the work area, he puts on protective clothing and proceeds to the control point of the dome or containment vessel. At that point a tape is put on the worker's back with his name, the Radiation Work Permit and the allowed dose. Technicians in the work area check the employee's dosimeter to determine the radiation dose he is receiving. If the worker's dose is getting too close to the allowable dose for that entry he is told to stop working. (Tr. 83- 84). Had Complainant reported for the assignment as instructed, he could have determined the amount of radiation to which he was exposed. (Tr. 46).


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    21. The highest radiation dose picked up by other members of Mr. Blackburn's crew on September 4 and 5, 1984 was 75 millirem as compared to a dose of 1600 millirem per quarter. (Tr. 86).

III. Complainant's Discharge

    22. On September 4, 1984 Complainant read the safety report to the crew; among other things the report advised that a lot of shielding was being removed from the reactor building. The purpose of the shielding was to reduce radiation exposure. (Tr. 12-13).

    23. Later, on the morning of the 4th of September, Mr. Blackburn's foreman told him he was to go into the reactor building to make some changes in the wiring. Mr. Blackburn agreed to do the work but stated he did not have his dress out clothes at the time. (Tr. 13).5 Mr. Young, the foreman, told Complainant that he could do the work the following day since he did not have his dress out clothes with him. (Tr. 14).

    24. On September 5, Mr. Young asked Complainant whether he was ready to commence work. Mr. Blackburn answered in the affirmative. Co-workers who were to work with Mr. Blackburn stated they were to be sent into a hot area viz., a pump bay under the floor which would be a locked high radiation area. Complainant checked the survey and since the shielding was out felt the radiation limit would be sure. The surveys show the radiation limits were higher than normal. (Tr. 15). Complainant thereupon went back to his foreman, Bobby Jones, telling him he felt it was unsafe to go into the reactor building because the lead shielding had been taken out. (Tr. 15).

    25. Complainant spoke to a quality control technician, Richard Miles, who told him the radiation in the area in question was substantially higher than before. (Tr. 15-16).

    26. Mr. Blackburn thereupon told his foreman that he did not think it was safe to go into the work area until the radiation shielding was restored. (Tr. 16).

    27. Complainant's foreman, Mr. Young, advised Mr. Blackburn that he could


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not make him go in that work area but that he would discuss the matter with Horace Howell, the Superintendent. (Tr. 17). Mr. Young came back at 8:30 a.m. and told Complainant he would have until break time to decide what he wanted to do advising that Mr. Blackburn would be terminated if he refused the assignment. (Tr. 18.). Before the break was over Mr. Young returned. Complainant told him "Well if they put the shielding up and make it a safe job, I'll do it. But, if it's not, I won't." (Tr. 16). Mr. Young Left to discuss the matter with Horace Howell, the superintendent. On his return Mr. Young told complaint that he would be terminated at 10:00 which in fact occurred. (Tr. 18-19).

    28. Metric's termination report stated that Complainant could not be rehired at the Robinson site. (Tr. 61).

    29. Complainant states he tried to contact a representative of the Nuclear Regulatory Commission but could not do so because his clearance was taken away and "I was hustled out before I could talk to anybody." He contacted the NRC the following Friday, September 12, 1984. (Tr. 19). Mr. Blackburn was mistaken. Anyone, employee or not, could have gained access to the NRC by making a request at the Guard House. (Tr. 89).

    30. Complainant felt he was following the procedure set out in the manual. (Tr. 17).

IV. Mr. Blackburn's ERA Complaint

    31. A notice to employees from the NRC was posted stating in pertinent part that if an employee believed that he had been discriminated against because of protected activity that he could file a complaint within 30 days of the act complained of with the Department of Labor, Employment Standards Administration, Wage and Hour Division. (Tr. 49-50; RX 1 pp. 76-77).

    32. On September 12, 1984, Complainant called the South Carolina Department of Labor. He then saw Gaynelle Cook, an employee of the State Occupational Health and Safety Administration. Mr. Blackburn thereafter sent her his letter of complaint dated September 16, 1984. (Tr. 21; CX 3). This letter was received by the State Occupational Health and Safety Administration on September 19, 1984. (CX 4).

    33. Mr. Blackburn had also contacted the NRC on September 12, 1984. (Tr.


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21; CX 2). On December 28, 1984 NRC advised Complainant in pertinent part as follow:

Your concerns were addressed during an inspection conducted at that facility during the period October 29 to November 2, 1984. Our inspector reviewed the facility's external exposure control and personal dosimetry practices and found them to be within regulatory requirements. In addition, the ALARA program was reviewed and found to be within acceptable limits and standards. She inspector could not substantiate your concerns. Let me explain that inasmuch as we could not substantiate your concerns it does not mean necessarily that we find the facts as you stated them to be untrue; rather, it means only that we were unable to obtain objective evidence to corroborate your statements through interviews, document reviews and/or direct observation. As a regulatory agency, objectivity is of utmost importance along with ensuring compliance with regulatory requirements. Objectivity ensures our decisions and conclusions are based on fact and that any action based on these facts can be legally enforced. This concludes the staff's actions regarding your concerns. (CX 6)

    34. South Carolina OSHA referred Mr. Blackburn's letter of complaint on October 4, 1984 to the U.S. Department of Labor/OSHA in Columbia, South Carolina. (Tr. 22; CX 4). At that point, Mr. Blackburn felt that his letter had been taken care of. (Tr. 23).

    35. Subsequently he received a letter dated October 11, 1984 from the U.S. Department of Labor's OSHA office in Columbia, South Carolina stating OSHA office in Atlanta, Georgia. (CX 5; Tr. 23). Complainant attempted to contact the OSHA Atlanta office many times and eventually received a call from Don Tuvell, an investigator from that office, who subsequently interviewed him. (Tr. 23-24). On July 31, 1985, the Atlanta OSHA office of the U.S. Department of Labor advised Mr. Blackburn that:

Your complaint alleging discrimination and termination from Metric Construction Co. had been forwarded to this office from the S.C. Department of Labor - OSHA.

Our investigator Don Tuvell has contacted you and many witnesses. After discussion with our legal staff, it has been determined that we do not have proper jurisdiction


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at this office. The case is now being forwarded to

U.S. Department of Labor
Wage and Hour Division, Room 121
1371 Peachtree Street, N.E.
Atlanta, Georgia 30367
telephone- (404) 881-4801

You will be contacted by someone from that office, or you may wish to contact them in writing or by telephone. (CX 7)

    36. On September 6, 1985 the Area Director of the U.S. Department of Labor's Wage and Hour Division in Atlanta acknowledged receipt of the complaint on September, 6, 1985. (CX 8). By letter dated October 25, 1985, the Area Director advised that a finding of a violation of ERA had been made directing the initiation of various remedial measures. (CX 10).

    27. Complainant did not retain an attorney until after the decision of October 25, 1985. (Tr. 28).

DISCUSSION

    Paul A. Blackburn (the Complainant) was employed by Metric Constructors, Inc. (Metric or Respondent) as an electrician in the period March 28, 1984 to September 5, 1984. Metric is a contractor performing various kinds of construction work at the H. P. Robinson Plant in South Carolina of the Carolina Power and Light Company (CP&L). The work is subject to the licensing requirements and regulations by the Nuclear Regulatory Commission (NRC). Mr. Blackburn was discharged on September 5, 1984 for refusing the work in a reactor container area. He felt the assignment was unsafe because of additional radiation exposure resulting from the removal of lead shielding.

    The issues to be resolved are whether the complaint was timely filed, whether Mr. Blackburn engaged in protected activity within the scope of ERA and if so, whether the termination of his employment involved a discrimination violating the Act.

Timeliness

    Metric discharged Mr. Blackburn on September 5, 1984. On September 5,


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Mr. Blackburn first contacted the South Carolina Department of Labor concerning his complaint. He subsequently mailed his letter of complaint dated September 16, 1984, which was received on September 19, 1984 by the State Department of Labor. on October 4, 1984, the South Carolina Department of Labor forwarded Mr. Blackburn's complaint to the U.S. Department of Labor (DOL)/OSHA in Columbia, South Carolina. That office by letter dated October 11, 1984 notified Complainant that his complaint had been forwarded to the DOL/OSHA office in Atlanta. That office investigated the complaint but then by letter of July 31, 1985 advised Mr. Blackburn that "we do not have proper jurisdiction at this office." DOL/OSHA Atlanta at that time forwarded the case to the DOL Wage and Hour Division in Atlanta. On September 6, 1965 the Area Director of the Wage and Hour Division, DOL acknowledged receipt of the complaint. On October 25, 1985, the Wage and Hour Division determined that Mr. Blackburn's discharge violated the employee protective provisions of ERA. (Findings 31-32, 34-36).

    The record accordingly shows that the south Carolina Department of Labor6 by October 4, 1984 had forwarded Mr. Blackburn's complaint to DOL, albeit to OSHA rather than to the Wage and Hour Division as specified in 29 C.F.R. Part 24.

    In short as far as can be determined on the basis of this record Mr. Blackburn's complaint was forwarded to DOL/OSHA within 30 days of the action complained of. This filing complies with the statutory requirement that the complaint be filed with the "Secretary of Labor". 42 U.S.C. § 5851. To the extent that the statute and regulation conflict the statute should prevail.7

Protected Activity

    On September 4 and 5, 1984, Mr. Blackburn was instructed to go into the reactor building to make some changes in the wiring. On September 5 Mr. Blackburn, after checking some surveys of radiation in the area, told his foreman he felt it was unsafe to go into the area because portable lead shielding to reduce radiation had been removed from the area. He also advised the foreman that he did not think it safe to go into the work area until the radiation shielding was restored. Complainant's foreman at 8:30 a.m. On September 5 advised Mr. Blackburn he had until break time to decide what he would do but that he would be terminated if he refused the assignment. Complainant's foreman returned before the break was over, and Mr. Blackburn stated he would perform the work if the shielding were put up but would refuse if it was not. His foreman after consulting with the superintendent told Complainant he would be terminated at 10:00. Mr. Blackburn was then discharged


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for refusing the assignment. (Findings 22-27).

    In summary, complainant complained of a safety-hazard at work viz., acute radiation exposure coupled with the request that radiation shielding be replaced as a prerequisite to performing the assigned work.

    42 U.S.C. § 5851 ERA provides in pertinent part:

(a) Discrimination against employees

No employer, including a Commission licensee, an applicant for a Commission license, or a contractor or a subcontractor of a Commission licensee or applicant, may discharge any employee or otherwise discriminate against any employee with respect to his compensation, terms conditions, or privileges of employment because the employee (or any person acting pursuant to a request of the employee)--

    (1) commenced, caused to be commenced, or is about to commence or cause to be commenced a proceeding under this chapter or the Atomic Energy Act of 1954, as amended [42 U.S.C.A. § 2011 et seq.], or a proceeding for the administration or enforcement of any requirement imposed under this chapter or the Atomic Energy Act of 1954, as amended;

    (2) testified or is about to testify in any such proceeding or;

    (3) assisted or participated or is about to assist or participate in any manner in such a proceeding or in any other manner in such a proceeding or in any other action to carry out the purposes of this chapter or the Atomic Energy Act of 195.4, as amended [42 U.S.C.A. § 2011 et seq].

    Respondent urges that Mr. Blackburn's safety complaint and refusal to work was not protected activity witin the scope of ERA, since the actions could not be construed as motivated by an intent to initiate a proceeding against Metric. Respondent asserts this finding is compelled by Mr. Blackburn's failure to raise his safety concerns with any one outside Metric's organization prior to and at the time of his termination. Relying on Brown & Root v. Donovan, 700 F.2d 281 (5th Cir. 1985), Metric asserts that a complaint to a "competent agency of government" prior to the disciplinary action complained of is prerequisite to relief. Metric has correctly construed Brown & Root. However, that precedent, while dispositive in the Fifth Circuit, is not controlling here.


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    There is a split in the Circuits on this question. The Ninth Circuit in Mackowiak v. University Nuclear Systems, 735 F.2d 1159 (9th Cir. 1984) held internal safety complaints to be protected activity. The Court relied on the District of Columbia Circuit decision in Phillips v. Department of Interior Board of Mine Appeals, 500 F.2d 772 (D.C. Cir.) (1974) cert. denied 420 U.S. 1975). Phillips held internal complaints protected under the 1969 Federal Mine Health and Safety Act. Significantly, Section 5851 of the ERA had been modeled after the analogous provision of the Mine Health and Safety Act reading as follows:

No person shall discharge or in any other way discriminate against or cause to be discharged or discriminated against any miner or any authorized representative of miners by reason of the fact that such miner or representative (A) has notified the Secretary or his authorized representative of any alleged violation or danger, (B) has filed, instituted, or caused to be filed or instituted any proceeding under this chapter, or (C) has testified or is about to testify in any proceeding resulting from the administration or enforcement of the provisions of this chapter.8 (Phillips, 500 F.2d supra at 777 n. 17)

    The D.C. Circuit in Phillips held:

We believe that Phillips' notification to the foreman of possible dangers is an essential preliminary stage in both the notification to the Secretary (A) and the institution of proceedings (B), and consequently brings the protection of the Safety Act into play. (Ibid.)

    The Secretary of Labor, in Mackowiak v. University Nuclear Systems, Inc., 82-ERA-8 (Slip op. April 29, 1983 at pp. 8-9), expressly adopted the rationale of Phillips. He restated the position that internal complaints are protected under the ERA in Wells v. Kansas Gas and Electric Company, et al., 83-ERA-12 (Secretary's decision June 14,1 1984 slip op. p. 6)9 Finally, the Secretary's brief in Wells filed in the Tenth Circuit on March 173, 1985, asserts that Brown & Root, was wrongly decided.

    Mr. Blackburn by making the complaint to his foreman followed the applicable instructions in the manual provided by his employer. (RX 1). In short, he utilized the internal complaint procedure specified by Respondent.


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Accordingly, the complaint to his supervisor was a preliminary step to instituting a "proceeding" within the meaning of the Act. See Mackowiak v. University Nuclear Systems, Inc., supra. Mr. Blackburn's safety complaint to his foreman on the morning of September 5, 1984 is protected activity within the scope of the Act.

Discrimination

    On its face, Mr. Blackburn's refusal to work way be considered as protected activity. That however does not end the matter. The question is whether Respondent discharged Mr. Blackburn because he participated or was about to participate in a proceeding within the scope of the Act. The presence or absence of retaliatory intent is a legal conclusion provable on the basis of the facts and circumstances surrounding the disciplinary action in issue.

    At the outset it should be noted that Mr. Blackburn's radiation exposure had he accepted the assignment would not have violated the applicable NRC regulations. (Finding 21). Moreover, the removal of the portable shielding of which Mr. Blackburn complained was prerequisite to safely hydrotesting the equipment in the reactor area. (Finding 15). Respondent's intent in discharging Mr. Blackburn must be construed in light of these facts.

    Mr. Blackburn acted on the belief that he would have been exposed to undue radiation had he gone into the reactor area as ordered. (Findings 22-27). Nevertheless, on the basis of his training and work experience he should have known that the means were available to him to determine whether his fears were founded in fact before he refused the assignment. Complainant, on the basis of the records pertaining to his prior cumulative exposure to radiation, the applicable surveys and radiation work permits and discussions with a Health Specialist could have ascertained that his exposure would not have exceeded NRC limits if he had complied with the order to go to work. (Findings 10-12, 17-20).

    Respondent, on the basis of employee training procedures, and the applicable safety procedures at the work site had reason to believe that complainant knew or should have known that the prospective radiation exposure on September 5 would not violate NRC regulations. As a result, Metric, on the basis of the information available to it, could reasonably infer that Mr. Blackburn's complaint was motivated by the desire simply to avoid further radiation exposure rather than to make a safety complaint preliminary to a proceeding for violation of NRC regulations. Some radiation exposure, provided that it is within NRC limits, is inevitable and permissible if the work of


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nuclear plant construction is to be accomplished. Under the circumstances, the record does not support a finding that Mr. Blackburn's discharge was intended as retaliation against a safety complaint preliminary to an ERA proceeding. Rather the record compels the inference that Mr. Blackburn's discharge was a normal disciplinary measure for refusal of a work assignment which Complainant should have known would not violate NRC regulations. Complainant has not demonstrated a discrimination cognizable under ERA.

Recommended Order

    IT IS ORDERED that the complaint of Paul A. Blackburn be, and hereby is, dismissed.

       Theodor P. von Brand
       Administrative Law Judge

TPvB/jbm

[ENDNOTES]

1 The following citations to the record are used herein:

    Tr. - Transcript of the Hearing
    CX - Complainant's Exhibit
    RX - Respondent's Exhibit

2 The transcript states 300 and 1200 millirem; in context of the succeeding testimony it is apparent that the figures should be 3,000 and 12,000 respectively.

3 The portable shielding in question were essentially lead blankets with the consistency of steel wool hung on pipes and on structures in front of pipes and other sources of radiation. (Tr. 75).

4 Before a worker is permitted to enter a radiation work area a dosimetry technician checks his available dose against the radiation work permit. Entry is not allowed unless the worker's available dose is twice what the radiation work permit calls for. If this standard is not met the radiation control for must decide whether the employee is to be given entry. (Tr. 82-83).

5 Dress out clothes were clothes to be worn under the protective clothing in case the clothing got contaminated. (Tr. 14).

6 29 C.F.R. § 24.3(c) specifies that "another person" may file the complaint on behalf of an employee.

7 At best the requirement of the regulation that the complaint be filed with the Wage and Hour Division rather than another division of DOL is a matter of administrative convenience, it is not jurisdictional. It cannot vitiate the fact that a filing with any agency of DOL should be considered to be a filing with the "Secretary of Labor" as required by the statute.

8 This provision was amended later to expressly cover internal complaints. The Phillips decision, however, is concerned with the pre-amendment version of the Mine Safety Act's whistleblower provision.

9[Editor's Note: Slip opinion marked a footnote 9 in the text, but no such footnote appears]



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