U.S. Department of Labor
Office of Administrative Law Judges
211 Main Street
San Francisco, California 94105
Suite 600
(415) 974-0514
FTS 8 454 0514
CASE NO. 82-ERA-9
In the Matter of
CHARLES A. ATCHISON
Complainant
v.
BROWN AND ROOT, INC.
Respondent
Kenneth J. Mighell, Esq.
Cowles, Sorrells, Patterson & Thompson
1800 One Main Place
Dallas, Texas 75250
For the Complainant
Peter R. McClain, Esq.
Brown & Root, Inc.
P.O. Box 3
Houston, Texas 77001
For the Respondent
Before: ELLIN M. O'SHEA
Administrative Law Judge
RECOMMENDED DECISION
Statement of the Case
This is a proceeding under § 210 of the Energy Reorganization
Act of 1974, as amended (42 U.S. C. § 5851), hereafter called the
[Page 2]
Act. The Act (42 U.S.C. § 5851(a)) prohibits a Nuclear Regulatory
Commission (NRC) Licensee from discharging or discriminating against
an employee who has commenced a proceeding to carry out the purposes
of the Act. The Act is implemented by regulations designed to
protect so-called "whistle-blower" employees from retaliatory or
discriminatory actions by their employers (at 29 C.F.R. Part 24).
An employee who believes that he or she has been discriminated
against in violation of that section may file a complaint within 30
days after the violation occurs.
The complainant on April 16, 1982 filed a complaint under the
Act and regulations with the Secretary of Labor. Following an
investigation the Area Director of the Department's Employment
Standards Administration issued a May 14, 1982 determination that
complainant was a protected employee engaging in a protected activity
within the Act's ambit and that discrimination prohibited by the Act
was a factor in the actions of which he complained, warranting the
Director's notice to respondent to abate their violation of the Act
and provide specified appropriate relief to complainant, including
his reinstatement and payment of back wages and expenses incurred
because of his termination and unemployment.
Respondent timely appealed this determination, as a result of
which by July 8, 1982 notice, this matter was scheduled for formal
hearing held in Dallas, Texas on August 19, 1982, August 20, 1982
and August 21, 1982. The parties were both represented by counsel
at hearing, and at counsel's joint request an opportunity to submit
written briefs was afforded. The record was closed on October 6,
1982, with the receipt of briefs.
Hereby admitted into the record is complainant's counsel's
September 1, 1982 letter, submitted in accord with my instructions
at trial, which also encloses an identifying exhibit list of the
Claimant's 26 Exhibits admitted at trial, as well as an identification
list of the contents of Claimant's Exhibit 26, the Department
of Labor file, Counsel's fee petition, included with his September
1, 1982 letter, is admitted.
An identifying description of the contents of respondent's
three volumes of Exhibits conditionally admitted at trial, then
marked and identified as Respondent's Volumes A, B, and C, was
[Page 3]
received with respondent's counsel's September 1, 1982 letter. It,
and counsel's September 1, 1982 letter are hereby entered into the
record. Given complainant's counsel's September 1, 1982 lack of
objection, all of respondent's exhibits are finally admitted into
the record. Respondent's counsel's September 22, 1982 letter with
his enclosed motion to correct the transcript is admitted, and this
motion is granted. Complainant's counsel has not objected to this
motion since service; most of the changes are minor spelling
corrections, the remainder consistent with the sense of similar
testimony, and the page 452 correction is in accord with this
witness' omitted response.
To the extent possible, for ease and clarity in review of a
voluminous and unwieldy record, this decision's references to the
evidence will attempt to conform to respondent's counsel's method of
reference described in footnote one of his post-trial brief.
Both parties having been afforded full opportunity to be heard
and to present evidence and arguments on the issues, this
recommended decision, and the findings of fact and conclusions
reflected below, are based on the entire record of the proceedings,
and on consideration of their briefs.
Complainant's Credibility
In reaching the following findings of fact and weighing the
credibility of the witnesses' testimony, the fact that complainant
lied on his application for Brown and Root employment when he stated
he received an associate's degree from Tarrant County Junior College
has been carefully considered. In this regard, Brown and Root was
constructively aware of the complainant's false statements as to his
educational achievements no later than sometime in the summer of
1980, when they received such advice in response to their apparent
routine inquiry (NCR Exs. 134, 137; NCR 3199-3469.) However, no
action in accordance with their standard advice to potential
employee job applicants that any misrepresentation of application
facts may be, a cause for dismissal was taken at any time prior to
the April 12, 1982 termination at issue. Apparently this was
because this filed reply (NCR Ex. 134) indicating complainant's
false statements, was overlooked or unread on receipt . It is clear
that neither Mr. Purdy nor Mr. Brandt was aware of any of the
claimant's false representations as to his educational achievements
until they came to light in connection with the July 1982 Nuclear
Regulatory Commission (NRC) hearings.
[Page 4]
However, Brown and Root's inaction does not alter the fact of
complainant's initial misrepresentation; and further, the record
establishes complainant also physically altered a copy of the
Tarrant County Junior College reply to Brown and Root to reflect his
achievement of a degree and then used this altered form as part of
his January 1982 application for TUGCO employment. These facts as
to the complainant's document alteration were elicited from him in
connection with post termination activities, and his testimony
before the NRC (NCR 3199-3469), and were also unknown to Mr. Brandt
and Mr. Purdy at his April 12, 1982 termination.
Careful consideration has been given to these misrepresentations,
not under oath, including the circumstances thereof; as well
as complainant's misstatements at points under oath. (NCR 3199, at
3277: 15-18, NCR Ex. 200). While they are not, in my opinion,
weighing the entire record to decide the issues before me,
determinative of complainant's total lack of credibility, these
serious, unbelievably explained actions, of necessity, are of
considerable significance in assessing his credibility vis-a-vis
respondent's witness' where their testimony conflicts.
However, complainant's credibility does not determine his
establishment of a prima facia case of discharge for a protected
activity; the internal Brown and Root written documents do. In
reaching factual findings where attestions conflict I have looked
to, and particularly weighed the other evidence surrounding the
events in question to judge the actuality of the situation
presented, giving weight to complainant's representations only when
corroborated by other evidence of record over which he had no
control, including reasonable inferences therefrom.
The findings reached below are made because the other
surrounding evidence in this case persuades of the
issue-determinative averments of one who misrepresented; lied; and
altered a college record. My evaluation of the respondent's
witnesses' testimony itself, and when analyzed with their pre April
13, 1982 records, and their pre and post april 12, 1982 statements,
convinces that their proffered explanation of the non-protected
reasons for complainant's termination is not reasonable nor credible
and is pretexual. The question of complainant's credibility plays
little, if any, part in this finding and conclusion.
[Page 5]
Complainant's Background with Brown and Root and His Firing
6 Brandt's testimony as to the
specifics, however, at TR 535: 3-7
raises a question as to whether in fact "porosity" is what was
noted by Atchison. Note the conditional statement as to
porosity at TR 535: 21-23. Brandt did not have the draft NCR at
that examination; he had only the one-page sketch to work from.
7 Counsel's October 4, 1982
representation at page 9 of his brief
as to Brandt's post August 17, 1982 determination, in connection
with NCR M-82-01236, that Atchison also accepted rejectable
defects, is not in evidence.
8 He also testified that he did not
know who made all the
excessive porosity readings; and Brandt testified he had
problems accepting the rejectable porosity readings of the
25 year veteran inspector involved in the NCR #296 mapping.
(UEA, pg 8-11).
9 Post-trial, leverage of a transfer
now also appears to be argued.
10 Any conference or
gathering. The American Heritage New
College Dictionary.