-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OLqPEJmXW1PiigXhY+Eez6yLNu2NcDZulW96s8Z5HMJ3zWlh7hl/67kAJcdZThI2 zhsiCBkucalgccfpfvgYSA== 0001011438-08-000463.txt : 20080814 0001011438-08-000463.hdr.sgml : 20080814 20080814170006 ACCESSION NUMBER: 0001011438-08-000463 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MHR FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001277742 IRS NUMBER: 133902251 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10786 FILM NUMBER: 081020154 BUSINESS ADDRESS: STREET 1: C/O O'MELVENY & MYERS LLP STREET 2: TIMES SQUARE TOWER, 7 TIMES SQUARE CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-728-5977 MAIL ADDRESS: STREET 1: C/O O'MELVENY & MYERS LLP STREET 2: TIMES SQUARE TOWER, 7 TIMES SQUARE CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: SEEMORE ADVISORS LLC DATE OF NAME CHANGE: 20040128 13F-HR 1 form_13f-mhr.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response..........22.6 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [ ]; Amendment Number: ----------------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MHR Fund Management LLC Address: c/o Akin, Gump, Strauss, Hauer, & Feld, L.L.P 590 Madison Avenue New York, NY 10022 Form 13F File Number: 28-10786 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Hal Goldstein Title: Vice President Signature, Place, and Date of Signing: /s/ Hal Goldstein New York, NY August 13, 2008 - ------------------------- ---------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 39 ---------- Form 13F Information Table Value Total: $2,090,901 ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
MHR Fund Management LLC Form 13F Information Table Quarter ended June 30, 2008 INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES/ TITLE OF CUSIP VALUE PRN SH/ PUT/ SHARED SHARED ISSUER CLASS NUMBER (X 1000S) AMOUNT PRN CALL SOLE DEFINED OTHER SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Alsius Corp. Common 021211107 $272 226,363 SH 226,363 226,363 - ------------------------------------------------------------------------------------------------------------------------------------ American Community Newspapers Inc. Common 02520T103 $140 560,000 SH 560,000 560,000 - ------------------------------------------------------------------------------------------------------------------------------------ American Community Newspapers Inc. WTS $5 6/29/09 WTS 02520T111 $1 1,120,000 SH 1,120,000 1,120,000 - ------------------------------------------------------------------------------------------------------------------------------------ Cell Therapeutics Inc. Common New 150934404 $36 75,000 SH 75,000 75,000 - ------------------------------------------------------------------------------------------------------------------------------------ Clearpoint Business Resources, Inc. Common 185061108 $108 225,000 SH 225,000 225,000 - ------------------------------------------------------------------------------------------------------------------------------------ Clearpoint Business Resources, Inc. WTS $5 4/17/09 WTS 185061116 $9 450,000 SH 450,000 450,000 - ------------------------------------------------------------------------------------------------------------------------------------ Dynavax Technologies Corp. Common 268158102 $913 625,000 SH 625,000 625,000 - ------------------------------------------------------------------------------------------------------------------------------------ Emisphere Technologies, Inc. Common 291345106 $12,549 4,665,362 SH 4,665,362 4,665,362 - ------------------------------------------------------------------------------------------------------------------------------------ Harris Interactive, Inc. Common 414549105 $3,668 1,825,000 SH 1,825,000 1,825,000 - ------------------------------------------------------------------------------------------------------------------------------------ Image Entertainment, Inc. Common New 452439201 $967 1,040,000 SH 1,040,000 1,040,000 - ------------------------------------------------------------------------------------------------------------------------------------ Ista Pharmaceuticals, Inc. Common New 45031X204 $1,251 610,224 SH 610,224 610,224 - ------------------------------------------------------------------------------------------------------------------------------------ Javelin Pharmaceuticals, Inc. Common 471894105 $2,810 1,211,111 SH 1,211,111 1,211,111 - ------------------------------------------------------------------------------------------------------------------------------------ Jazz Technologies, Inc. WTS $5 3/15/11 WTS 47214E110 $10 318,400 SH 318,400 318,400 - ------------------------------------------------------------------------------------------------------------------------------------ Kapstone Paper & Packaging Corp Common 48562P103 $1,001 150,000 SH 150,000 150,000 - ------------------------------------------------------------------------------------------------------------------------------------ Key Energy Services, Inc. Common 492914106 $379,943 19,564,500 SH 19,564,500 19,564,500 - ------------------------------------------------------------------------------------------------------------------------------------ L-1 Identity Solutions Common 50212A106 $5,139 385,845 SH 385,845 385,845 - ------------------------------------------------------------------------------------------------------------------------------------ Leap Wireless International Inc. Common New 521863308 $670,770 15,537,869 SH 15,537,869 15,537,869 - ------------------------------------------------------------------------------------------------------------------------------------ Lions Gate Entertainment Corp Common New 535919203 $170,897 16,495,827 SH 16,495,827 16,495,827 - ------------------------------------------------------------------------------------------------------------------------------------ Loral Space and Communications, Inc. Common 543881106 $126,560 7,182,737 SH 7,182,737 7,182,737 - ------------------------------------------------------------------------------------------------------------------------------------ M&F Worldwide Corp. Common 552541104 $38,131 970,000 SH 970,000 970,000 - ------------------------------------------------------------------------------------------------------------------------------------ Medical Nutrition USA, Inc. Common 58461X107 $5,704 1,986,133 SH 1,986,133 1,986,133 - ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES/ TITLE OF CUSIP VALUE PRN SH/ PUT/ SHARED SHARED ISSUER CLASS NUMBER (X 1000S) AMOUNT PRN CALL SOLE DEFINED OTHER SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ MetroPCS Communications, Inc. Common 591708102 $240,364 13,572,233 SH 13,572,233 13,572,233 - ------------------------------------------------------------------------------------------------------------------------------------ MiddleBrook Pharmaceuticals, Inc. Common 596087106 $4,901 1,450,000 SH 1,450,000 1,450,000 - ------------------------------------------------------------------------------------------------------------------------------------ Neose Technologies Inc. Common 640522108 $1,027 3,424,325 SH 3,424,325 3,424,325 - ------------------------------------------------------------------------------------------------------------------------------------ Novadel Pharma Inc. Common 66986X106 $220 952,380 SH 952,380 952,380 - ------------------------------------------------------------------------------------------------------------------------------------ Omega Navigation Enterprises, Inc. Class A Y6476R105 $19,812 1,200,000 SH 1,200,000 1,200,000 - ------------------------------------------------------------------------------------------------------------------------------------ Penwest Pharmaceuticals Co. Common 709754105 $933 345,575 SH 345,575 345,575 - ------------------------------------------------------------------------------------------------------------------------------------ Polaris Acquisition Corp. Common 73104R102 $6,685 700,000 SH 700,000 700,000 - ------------------------------------------------------------------------------------------------------------------------------------ Polaris Acquisition Corp WTS $7 1/10/2012 WTS 73104R110 $525 700,000 SH 700,000 700,000 - ------------------------------------------------------------------------------------------------------------------------------------ Pride International, Inc. Common 74153Q102 $368,862 7,800,000 SH 7,800,000 7,800,000 - ------------------------------------------------------------------------------------------------------------------------------------ Rand Logistics Inc. Common 752182105 $2,706 482,400 SH 482,400 482,400 - ------------------------------------------------------------------------------------------------------------------------------------ Rand Logistics Inc. WTS $5 10/26/08 WTS 752182113 $857 1,158,252 SH 1,158,252 1,158,252 - ------------------------------------------------------------------------------------------------------------------------------------ Sinclair Broadcast Group Inc. Class A 829226109 $10,006 1,316,630 SH 1,316,630 1,316,630 - ------------------------------------------------------------------------------------------------------------------------------------ Common Sprint Nextel Corp Ser 1 852061100 $760 80,000 SH 80,000 80,000 - ------------------------------------------------------------------------------------------------------------------------------------ Sponsored TIM Participacoes SA - ADR ADR Pfd 88706P106 $1,439 50,600 SH 50,600 50,600 - ------------------------------------------------------------------------------------------------------------------------------------ ViaSat, Inc. Common 92552V100 $5,431 268,708 SH 268,708 268,708 - ------------------------------------------------------------------------------------------------------------------------------------ Willbros Group Inc. Common 969199108 $2,191 50,000 SH 50,000 50,000 - ------------------------------------------------------------------------------------------------------------------------------------ Sponsored XTL Biopharmaceuticals Ltd. ADR 98386D109 $2,768 720,900 SH 720,900 720,900 - ------------------------------------------------------------------------------------------------------------------------------------ Yucheng Technologies Limited Common G98777108 $537 48,000 SH 48,000 48,000 - ------------------------------------------------------------------------------------------------------------------------------------ Total Market Value (in thousands) $2,090,901
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