-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bzjttk0ywQr4RmDnW1jpChUCNaPPu/4XX5UGXVGXDBUBh4zUOteyWYiyMfY1jZoh 0e0j3DjS5mhHVY1DF/pdyw== 0001011438-07-000584.txt : 20071114 0001011438-07-000584.hdr.sgml : 20071114 20071114170101 ACCESSION NUMBER: 0001011438-07-000584 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 EFFECTIVENESS DATE: 20071114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MHR FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001277742 IRS NUMBER: 133902251 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10786 FILM NUMBER: 071246093 BUSINESS ADDRESS: STREET 1: C/O O'MELVENY & MYERS LLP STREET 2: TIMES SQUARE TOWER, 7 TIMES SQUARE CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-728-5977 MAIL ADDRESS: STREET 1: C/O O'MELVENY & MYERS LLP STREET 2: TIMES SQUARE TOWER, 7 TIMES SQUARE CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: SEEMORE ADVISORS LLC DATE OF NAME CHANGE: 20040128 13F-HR 1 form_13f-mhr.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response..........22.6 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [ ]; Amendment Number: ----------------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MHR Fund Management LLC Address: c/o Akin, Gump, Strauss, Hauer, & Feld, L.L.P 590 Madison Avenue New York, NY 10022 Form 13F File Number: 28-10786 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Hal Goldstein Title: Vice President Signature, Place, and Date of Signing:
/s/ Hal Goldstein NEW YORK, NEW YORK NOVEMBER 14, 2007 - ------------------------------------ ------------------------------------ --------------------------- [Signature] [City, State] [Date]
Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---- Form 13F Information Table Entry Total: 40 --- Form 13F Information Table Value Total: $1,646,576 ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
MHR Fund Management LLC Form 13F Information Table Quarter ended September 30, 2007 INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET VALUE SHARES/PRN ISSUER TITLE OF CUSIP (X 1000S) AMOUNT SH/ PUT/ SHARED SHARED CLASS NUMBER PRN CALL SOLE DEFINED OTHER SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Alpha Natural Resources Inc. Common 02076X102 $34,845 1,500,000 SH 1,500,000 1,500,000 - ------------------------------------------------------------------------------------------------------------------------------------ Alsius Corp. Common 021211107 $1,013 166,000 SH 166,000 166,000 - ------------------------------------------------------------------------------------------------------------------------------------ Alsius Corp. WTS Wts 021211115 $405 332,000 SH 332,000 332,000 - ------------------------------------------------------------------------------------------------------------------------------------ American Community Newspapers Inc. Common 02520T103 $2,363 560,000 SH 560,000 560,000 - ------------------------------------------------------------------------------------------------------------------------------------ American Community Newspapers Inc. WTS $5 7/1/09 Wts 02520T111 $381 1,120,000 SH 1,120,000 1,120,000 - ------------------------------------------------------------------------------------------------------------------------------------ Cell Therapeutics Inc. 5.75% 6/15/2008 Note 150934AD9 $917 1,176,000 PRN 1,176,000 1,176,000 - ------------------------------------------------------------------------------------------------------------------------------------ Cell Therapeutics Inc. Cmm New 150934404 $275 75,000 SH 75,000 75,000 - ------------------------------------------------------------------------------------------------------------------------------------ Clearpoint Business Resources, Inc. Common 185061108 $898 225,000 SH 225,000 225,000 - ------------------------------------------------------------------------------------------------------------------------------------ Clearpoint Business Resources, Inc. WTS $5 4/19/09 Wts 185061116 $185 450,000 SH 450,000 450,000 - ------------------------------------------------------------------------------------------------------------------------------------ Emisphere Technologies, Inc. Common 291345106 $19,074 4,665,362 SH 4,665,362 4,665,362 - ------------------------------------------------------------------------------------------------------------------------------------ Harris Interactive, Inc. Common 414549105 $7,866 1,825,000 SH 1,825,000 1,825,000 - ------------------------------------------------------------------------------------------------------------------------------------ HD Partners Acquisition Corp WTS Wts 40415K118 $345 486,500 SH 486,500 486,500 - ------------------------------------------------------------------------------------------------------------------------------------ Image Entertainment, Inc. Common New 452439201 $4,462 1,040,000 SH 1,040,000 1,040,000 - ------------------------------------------------------------------------------------------------------------------------------------ Javelin Pharmaceuticals, Inc. Common 471894105 $5,578 1,111,111 SH 1,111,111 1,111,111 - ------------------------------------------------------------------------------------------------------------------------------------ Jazz Technologies, Inc. Common 47214E102 $1,872 600,000 SH 600,000 600,000 - ------------------------------------------------------------------------------------------------------------------------------------ Jazz Technologies, Inc. WTS $5 3/14/11 Wts 47214E110 $248 539,600 SH 539,600 539,600 - ------------------------------------------------------------------------------------------------------------------------------------ Kapstone Paper & Packaging Corp Common 48562P103 $1,077 150,000 SH 150,000 150,000 - ------------------------------------------------------------------------------------------------------------------------------------ L-1 Identity Solutions Common 50212A106 $4,777 253,400 SH 253,400 253,400 - ------------------------------------------------------------------------------------------------------------------------------------ Leap Wireless International Inc. Common New 521863308 $860,913 11,755,806 SH 11,755,806 11,755,806 - ------------------------------------------------------------------------------------------------------------------------------------ Lions Gate Entertainment Corp Common New 535919203 $148,678 14,420,800 SH 14,420,800 14,420,800 - ------------------------------------------------------------------------------------------------------------------------------------ Loral Space and Communications, Inc. Common 543881106 $235,549 7,182,737 SH 7,182,737 7,182,737 - ------------------------------------------------------------------------------------------------------------------------------------ M&F Worldwide Corp. Common 552541104 $48,684 970,000 SH 970,000 970,000 - ------------------------------------------------------------------------------------------------------------------------------------ Manhattan Pharmaceuticals, Inc. Common New 563118207 $657 2,856,363 SH 2,856,363 2,856,363 - ------------------------------------------------------------------------------------------------------------------------------------ Medical Nutrition USA, Inc. Common 58461X107 $9,931 1,986,133 SH 1,986,133 1,986,133 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET VALUE SHARES/PRN ISSUER TITLE OF CUSIP (X 1000S) AMOUNT SH/ PUT/ SHARED SHARED CLASS NUMBER PRN CALL SOLE DEFINED OTHER SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ NationsHealth Inc. Common 63860C100 $1,419 2,319,381 SH 2,319,381 2,319,381 - ------------------------------------------------------------------------------------------------------------------------------------ Neose Technologies Inc. Common 640522108 $4,482 3,424,325 SH 3,424,325 3,424,325 - ------------------------------------------------------------------------------------------------------------------------------------ Novadel Pharma Inc. Common 66986X106 $476 952,380 SH 952,380 952,380 - ------------------------------------------------------------------------------------------------------------------------------------ Omega Navigation Enterprises, Inc. Class A Y6476R105 $23,916 1,200,000 SH 1,200,000 1,200,000 - ------------------------------------------------------------------------------------------------------------------------------------ Omega Protein Corp. Common 68210P107 $7,925 875,700 SH 875,700 875,700 - ------------------------------------------------------------------------------------------------------------------------------------ Pride International Inc. Common 74153Q102 $192,729 5,273,031 SH 5,273,031 5,273,031 - ------------------------------------------------------------------------------------------------------------------------------------ Rand Logistics Inc. Common 752182105 $2,610 482,400 SH 482,400 482,400 - ------------------------------------------------------------------------------------------------------------------------------------ Rand Logistics Inc. WTS $5 10/28/08 Wts 752182113 $1,401 1,158,252 SH 1,158,252 1,158,252 - ------------------------------------------------------------------------------------------------------------------------------------ Sprint Nextel Corp Common Fon 852061100 $1,520 80,000 SH 80,000 80,000 - ------------------------------------------------------------------------------------------------------------------------------------ Summer Infant, Inc. Common 865646103 $924 200,000 SH 200,000 200,000 - ------------------------------------------------------------------------------------------------------------------------------------ Summer Infant, Inc. WTS $5 4/22/09 Wts 865646111 $240 400,000 SH 400,000 400,000 - ------------------------------------------------------------------------------------------------------------------------------------ Sponsored TIM Participacoes SA ADR PFD 88706P106 $2,052 50,600 SH 50,600 50,600 - ------------------------------------------------------------------------------------------------------------------------------------ Vantage Energy Services Units 92209F201 $433 50,000 SH 50,000 50,000 - ------------------------------------------------------------------------------------------------------------------------------------ ViaSat, Inc. Common 92552V100 $8,284 268,708 SH 268,708 268,708 - ------------------------------------------------------------------------------------------------------------------------------------ Willbros Group Inc. Common 969199108 $1,700 50,000 SH 50,000 50,000 - ------------------------------------------------------------------------------------------------------------------------------------ Yucheng Technologies Limited Common G98777108 $5,472 570,000 SH 570,000 570,000 - ------------------------------------------------------------------------------------------------------------------------------------ Total Market Value (in thousands) $1,646,576
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