-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CA4vZWRiKuqUkfu9dKbdzv0SDpcGFldr5PVvDtWSXfKLoJ65KzMRgSTZCOoVdsWK a4De91JGRKO5fBKhR5aL+w== 0001011438-07-000450.txt : 20070814 0001011438-07-000450.hdr.sgml : 20070814 20070814164950 ACCESSION NUMBER: 0001011438-07-000450 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070814 DATE AS OF CHANGE: 20070814 EFFECTIVENESS DATE: 20070814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MHR FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001277742 IRS NUMBER: 133902251 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10786 FILM NUMBER: 071056172 BUSINESS ADDRESS: STREET 1: C/O O'MELVENY & MYERS LLP STREET 2: TIMES SQUARE TOWER, 7 TIMES SQUARE CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-728-5977 MAIL ADDRESS: STREET 1: C/O O'MELVENY & MYERS LLP STREET 2: TIMES SQUARE TOWER, 7 TIMES SQUARE CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: SEEMORE ADVISORS LLC DATE OF NAME CHANGE: 20040128 13F-HR 1 mhrfund_13f-063007.txt .................................. OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response: 22.6 ................................... UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2007 Check here if Amendment [ ]; Amendment Number: ___________________ This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MHR Fund Management LLC Address: c/o Akin Gump Strauss Hauer & Feld, LLP 590 Madison Avenue New York, NY 10022 Form 13F File Number: 28-10786 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Hal Goldstein Title: Vice President Signature, Place, and Date of Signing: /s/ Hal Goldstein New York, New York August 14, 2007 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 46 ----------- Form 13F Information Table Value Total: $1,615,746 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE MHR Fund Management LLC Form 13F Information Table Quarter ended June 30, 2007
Investment Discretion Voting Authority Fair Market --------------------- ---------------- Title Value Shares or SH/ Put/ Shared Shared Other Issuer of Class Cusip (in thousands) Principal PRN Call Sole Defined Other Managers Sole Shared None - ------ -------- ----- -------------- --------- --- ---- ---- ------- ------ -------- ---- ------ ---- Alpha Natural Resources Inc. Common 02076X102 $31,185 1,500,000 SH 1,500,000 1,500,000 - ------------------------------------------------------------------------------------------------------------------------------------ Cell Therapeutics Inc. 5.75% 6/15/2008 Note 150934AD9 $917 1,176,000 PRN 1,176,000 1,176,000 - ------------------------------------------------------------------------------------------------------------------------------------ Cell Therapeutics Common New 150934404 $229 75,000 SH 75,000 75,000 - ------------------------------------------------------------------------------------------------------------------------------------ Clearpoint Business Resources, Inc. Common 185061108 $1,121 225,000 SH 225,000 225,000 - ------------------------------------------------------------------------------------------------------------------------------------ Clearpoint Business Resources, Inc. WTS $5 4/19/09 Wts 185061116 $383 450,000 SH 450,000 450,000 - ------------------------------------------------------------------------------------------------------------------------------------ Courtside Acquisition Corp Common 22274N102 $2,940 560,000 SH 560,000 560,000 - ------------------------------------------------------------------------------------------------------------------------------------ Courtside Acquisition Corp WTS $5 7/1/09 Wts 22274N110 $549 1,120,000 SH 1,120,000 1,120,000 - ------------------------------------------------------------------------------------------------------------------------------------ Emisphere Technologies, Inc. Common 291345106 $14,263 4,210,000 SH 4,210,000 4,210,000 - ------------------------------------------------------------------------------------------------------------------------------------ Gemstar-TV guide Common 36866W106 $126 25,550 SH 25,550 25,550 - ------------------------------------------------------------------------------------------------------------------------------------ Global Logistics Acquisition Corp. Common 379414105 $1,574 200,000 SH 200,000 200,000 - ------------------------------------------------------------------------------------------------------------------------------------ Harris Interactive, Inc. Common 414549105 $9,630 1,800,000 SH 1,800,000 1,800,000 - ------------------------------------------------------------------------------------------------------------------------------------ HD Partners Acquisition Corp WTS Wts 40415K118 $637 590,000 SH 590,000 590,000 - ------------------------------------------------------------------------------------------------------------------------------------ HD Partners Acquisition Corp. Common 40415K100 $4,512 590,000 SH 590,000 590,000 - ------------------------------------------------------------------------------------------------------------------------------------ Image Entertainment, Inc. Common New 452439201 $4,514 1,040,000 SH 1,040,000 1,040,000 - ------------------------------------------------------------------------------------------------------------------------------------ Javelin Pharmaceuticals, Inc. Common 471894105 $6,878 1,111,111 SH 1,111,111 1,111,111 - ------------------------------------------------------------------------------------------------------------------------------------ Jazz Technologies, Inc. Common 47214E102 $1,812 600,000 SH 600,000 600,000 - ------------------------------------------------------------------------------------------------------------------------------------ Jazz Technologies, Inc. WTS $5 3/14/11 Wts 47214E110 $792 1,200,000 SH 1,200,000 1,200,000 - ------------------------------------------------------------------------------------------------------------------------------------ Kapstone Paper & Packaging Corp Common 48562P103 $1,139 150,000 SH 150,000 150,000 - ------------------------------------------------------------------------------------------------------------------------------------ Kapstone Paper & Packaging Corp WTS $5 8/16/09 Wts 48562P111 $804 300,000 SH 300,000 300,000 - ------------------------------------------------------------------------------------------------------------------------------------ L-1 Identity Solutions Inc Common 50212A106 $5,182 253,400 SH 253,400 253,400 - ------------------------------------------------------------------------------------------------------------------------------------ Leap Wireless Common International Inc. New 521863308 $794,692 11,755,806 SH 11,755,806 11,755,806 - ------------------------------------------------------------------------------------------------------------------------------------ Lions Gate Entertainment Common Corp New 535919203 $143,333 12,994,827 SH 12,994,827 12,994,827 - ------------------------------------------------------------------------------------------------------------------------------------ Loral Space and Communications, Inc. Common 543881106 $230,010 7,180,629 SH 7,180,629 7,180,629 - ------------------------------------------------------------------------------------------------------------------------------------ M&F Worldwide Corp. Common 552541104 $64,583 970,000 SH 970,000 970,000 - ------------------------------------------------------------------------------------------------------------------------------------ Manhattan Common Pharmaceuticals, Inc. New 563118207 $2,257 2,856,363 SH 2,856,363 2,856,363 - ------------------------------------------------------------------------------------------------------------------------------------ Marvel Entertainment Inc. Common 57383T103 $100,515 3,944,867 SH 3,944,867 3,944,867 - ------------------------------------------------------------------------------------------------------------------------------------ Medical Nutrition USA, Inc. Common 58461X107 $10,129 1,986,133 SH 1,986,133 1,986,133 - ------------------------------------------------------------------------------------------------------------------------------------ NationsHealth Inc WTS $5 8/25/07 Wts 63860C118 $5 180,667 SH 180,667 180,667 - ------------------------------------------------------------------------------------------------------------------------------------ NationsHealth Inc. Common 63860C100 $2,335 2,165,714 SH 2,165,714 2,165,714 - ------------------------------------------------------------------------------------------------------------------------------------ NationsHealth Inc. Units 63860C209 $162 153,667 SH 153,667 153,667 - ------------------------------------------------------------------------------------------------------------------------------------ Neose Technologies Inc. Common 640522108 $5,897 3,424,325 SH 3,424,325 3,424,325 - ------------------------------------------------------------------------------------------------------------------------------------ Novadel Pharma Inc. Common 66986X106 $1,095 952,380 SH 952,380 952,380 - ------------------------------------------------------------------------------------------------------------------------------------ Omega Navigation Enterprises, Inc. Class A Y6476R105 $26,100 1,200,000 SH 1,200,000 1,200,000 - ------------------------------------------------------------------------------------------------------------------------------------ Omega Protein Corp. Common 68210P107 $8,109 875,700 SH 875,700 875,700 - ------------------------------------------------------------------------------------------------------------------------------------ Pride International, Inc. Common 74153Q102 $104,888 2,800,000 SH 2,800,000 2,800,000 - ------------------------------------------------------------------------------------------------------------------------------------ Rand Logistics Inc. Common 752182105 $1,503 233,400 SH 233,400 233,400 - ------------------------------------------------------------------------------------------------------------------------------------ Rand Logistics Inc. Units 752182204 $2,901 249,000 SH 249,000 249,000 - ------------------------------------------------------------------------------------------------------------------------------------ Rand Logistics Inc. WTS $5 10/28/08 Wts 752182113 $1,254 660,252 SH 660,252 660,252 - ------------------------------------------------------------------------------------------------------------------------------------ Sprint Nextel Corp Common Fon 852061100 $1,657 80,000 SH 80,000 80,000 - ------------------------------------------------------------------------------------------------------------------------------------ Summer Infant, Inc. Common 865646103 $1,042 200,000 SH 200,000 200,000 - ------------------------------------------------------------------------------------------------------------------------------------ Summer Infant, Inc. WTS $5 4/22/09 Wts 865646111 $332 400,000 SH 400,000 400,000 - ------------------------------------------------------------------------------------------------------------------------------------ Vantage Energy Services Units 92209F201 $416 50,000 SH 50,000 50,000 - ------------------------------------------------------------------------------------------------------------------------------------ ViaSat, Inc. Common 92552V100 $8,626 268,708 SH 268,708 268,708 - ------------------------------------------------------------------------------------------------------------------------------------ Vodafone Group plc Sponsored ADR New 92857W209 $8,828 262,500 SH 262,500 262,500 - ------------------------------------------------------------------------------------------------------------------------------------ Willbros Group Inc. Common 969199108 $1,484 50,000 SH 50,000 50,000 - ------------------------------------------------------------------------------------------------------------------------------------ Yucheng Technologies Limited Common G98777108 $4,406 570,000 SH 570,000 570,000 - ------------------------------------------------------------------------------------------------------------------------------------ Total Market Value (in thousands) $1,615,746
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