-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BEpJ+HLZairQydd58io0PFgKXlXF1Mdx2WWoqxIoLzbXyDDnSjYhiGvwU2traoOM /K28/GO/uGN7TMo0gLNO4g== 0000912057-01-005990.txt : 20010223 0000912057-01-005990.hdr.sgml : 20010223 ACCESSION NUMBER: 0000912057-01-005990 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PLANET ZANETT INC CENTRAL INDEX KEY: 0001133872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 564389547 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-61097 FILM NUMBER: 1547164 BUSINESS ADDRESS: STREET 1: 135 E 57TH STREET STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127595700 MAIL ADDRESS: STREET 1: 135 E 57TH ST 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GUAZZONI BRUNO CENTRAL INDEX KEY: 0001123840 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ZANETT SECURITIES CORP STREET 2: 135 EAST 57TH ST 15TH FL CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: ZANETT SECURITIES CORP STREET 2: 135 EAST 57TH ST 15TH FL CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G/A 1 a2038642zsc13ga.txt SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------------- SCHEDULE 13G/A INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13b-2(b) PLANET ZANETT, INC. ------------------------------------------------------------------ (NAME OF ISSUER) COMMON STOCK, $.001 PAR VALUE PER SHARE ------------------------------------------------------------------ (TITLE OF CLASS OF SECURITIES) 72704X 10 5 ------------------------------------------------------------------ (CUSIP NUMBER) OCTOBER 30, 2000 ------------------------------------------------------------------ (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d - 1(b) |X| Rule 13d - 1(c) |_| Rule 13d - 1(d) Page 1 of 6 - --------------------- ----------------- CUSIP NO. 72704X 10 5 13G/A PAGE 2 OF 6 PAGES - --------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) BRUNO GUAZZONI - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION EUROPEAN UNION - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES 5,479,184 BENEFICIALLY ----------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING 0 PERSON ----------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 5,479,184 ----------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,479,184 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 22.62% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT - --------------------- ----------------- CUSIP NO. 72704X 10 5 13G/A PAGE 3 OF 6 PAGES - --------------------- ----------------- ITEM 1(a). NAME OF ISSUER: Planet Zanett, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 135 East 57th Street, 15th Floor, New York, NY 10022 ITEM 2(a). NAME OF PERSON FILING: Bruno Guazzoni ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: Bruno Guazzoni, c/o Zanett Securities Corporation, 135 East 57th Street, 15th Floor, New York, New York 10022 ITEM 2(c). CITIZENSHIP: European Union ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $.001 par value per share ITEM 2(e). CUSIP NUMBER: 72704X 10 5 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) |_| Broker or dealer registered under Section 15 of the Exchange Act; (b) |_| Bank as defined in Section 3(a)(6) of the Exchange Act; (c) |_| Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) |_| Investment company registered under Section 8 of the Investment Company Act; (e) |_| An investment adviser in accordance with Rule 13-d(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) |_| A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) |_| A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. |X| - --------------------- ----------------- CUSIP NO. 72704X 10 5 13G/A PAGE 4 OF 6 PAGES - --------------------- ----------------- ITEM 4. OWNERSHIP. (a) Amount beneficially owned: 5,479,184 (b) Percent of Class: 22.62% (c) Number of shares to which such person has: (i) Sole power to vote or to direct the vote: 5,479,184 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 5,479,184 (iv) Shared power to dispose or direct the disposition of: 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED BY THE PARENT HOLDING COMPANY. Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable ITEM 9. NOTICE OF DISSOLUTION OF A GROUP. Not applicable - --------------------- ----------------- CUSIP NO. 72704X 10 5 13G/A PAGE 5 OF 6 PAGES - --------------------- ----------------- ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. - --------------------- ----------------- CUSIP NO. 72704X 10 5 13G/A PAGE 6 OF 6 PAGES - --------------------- ----------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: November 9, 2000 By: /s/ Bruno Guazzoni ------------------- Bruno Guazzoni -----END PRIVACY-ENHANCED MESSAGE-----