-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RIRuisRnhNlv97YzLA267X4VqL5QAIdjWwJzbpsld4PCovzzA61mXttHYfLiQ0PM LA/Ng0dVIg94+9+qep/qOA== 0001417327-08-000049.txt : 20080820 0001417327-08-000049.hdr.sgml : 20080820 20080820172440 ACCESSION NUMBER: 0001417327-08-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080818 FILED AS OF DATE: 20080820 DATE AS OF CHANGE: 20080820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOOKHAM, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 919-1500 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM TECHNOLOGY PLC DATE OF NAME CHANGE: 20000330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COUDER ALAIN A CENTRAL INDEX KEY: 0001142616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 081030589 BUSINESS ADDRESS: STREET 1: 395 PAGE MILL RD STREET 2: MS A3-18 CITY: PALO ALTO STATE: CA ZIP: 94306 BUSINESS PHONE: 6507525447 MAIL ADDRESS: STREET 1: 395 PAGE MILL RD STREET 2: MS A3 18 CITY: PALO ALTO STATE: CA ZIP: 94306 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-08-18 0001110647 BOOKHAM, INC. BKHM 0001142616 COUDER ALAIN A 2584 JUNCTION AVENUE SAN JOSE CA 95134 1 1 0 0 Chief Executive Officer Common Stock 2008-08-18 4 S 0 14700 1.7257 D 284358 D Common Stock 2008-08-19 4 S 0 4190 1.7081 D 280168 D Stock Option (Right to Buy) 1.78 2008-08-15 4 A 0 470000 0 A 2009-08-15 2018-08-15 Common Stock 470000 940000 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2008. The price range for sales of these shares on 8/18/08 was between $1.70 to $1.76. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price. The price range for sales of these shares on 8/19/08 was between $1.70 to $1.72. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price. The option vests 25% on the one year anniversary, then 1/48th per month thereafter. Catherine Rundle, Attorney-in-Fact 2008-08-20 -----END PRIVACY-ENHANCED MESSAGE-----