-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FkZ/aABV+gfLTMFHbaRo91mc6D1inzw3qcn9nJzoVKdAVECuT/+cB4a2zzU0Lf5e JRP4MOEGMoCo9eeltHoKxA== 0000914851-07-000201.txt : 20070530 0000914851-07-000201.hdr.sgml : 20070530 20070530130743 ACCESSION NUMBER: 0000914851-07-000201 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070530 DATE AS OF CHANGE: 20070530 EFFECTIVENESS DATE: 20070530 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON PARTNERS INVESTMENT FUNDS, INC. CENTRAL INDEX KEY: 0000355747 IRS NUMBER: 133089608 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-03275 FILM NUMBER: 07886481 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY INVESTMENT FUNDS INC DATE OF NAME CHANGE: 20060105 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY INVESTMENT FUNDS INC /MD/ DATE OF NAME CHANGE: 20010308 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19931015 0000355747 S000008868 Legg Mason Partners Small Cap Growth Fund C000024143 Class 1 sbcfx C000024144 Class A sbsgx C000024145 Class B sbybx C000024146 Class C sbslx C000024147 Class Y sbzyx NSAR-A 1 answersbwwinc.fil PAGE 1 000 A000000 03/31/2007 000 C000000 355747 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 LEGG MASON PARTNERS INVESTMENT FUNDS, INC. 001 B000000 811-3275 001 C000000 8004512010 002 A000000 125 BROAD STREET 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10004 003 000000 N 004 000000 Y 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 0 007 C010200 2 007 C020200 LEGG MASON PARTNERS SMALL CAP GROWTH FUND 007 C030200 Y 008 A000201 LEGG MASON PARTNERS FUND ADVISOR, LLC 008 B000201 A 008 C000201 801-66785 008 D010201 NEW YORK 008 D020201 NY 008 D030201 10022 008 A000202 CLEARBRIDGE ADVISORS, LLC 008 B000202 S 008 C000202 801-64710 008 D010202 NEW YORK 008 D020202 NY 008 D030202 10022 011 A000201 CITIGROUP GLOBAL MARKETS INC. 011 B000201 8-8177 011 C010201 NEW YORK 011 C020201 NY 011 C030201 10013 011 A000202 LEGG MASON INVESTOR SERVICES, LLC 011 B000202 8-016767 011 C010202 BALTIMORE 011 C020202 MD 011 C030202 21202 011 A000203 PFS INVESTMENTS INC. 011 B000203 8-26486 011 C010203 DULUTH 011 C020203 GA PAGE 2 011 C030203 30099 012 A000201 PFPC INC. 012 B000201 84-1761 012 C010201 WESTBOROUGH 012 C020201 MA 012 C030201 01581 013 A00AA01 KPMG LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10154 014 A00AA01 LEGG MASON INVESTOR SERVICES, LLC 014 B00AA01 8-016767 015 A00AA01 STATE STREET BANK AND TRUST CO. 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02110 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 140 019 C00AA00 LMPARTNERS 020 A000001 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 020 B000001 13-5674085 020 C000001 63 020 A000002 SG AMERICAS SECURITIES, INC. 020 B000002 30-0195590 020 C000002 56 020 A000003 LEHMAN BROTHERS INC. 020 B000003 13-2518466 020 C000003 31 020 A000004 GOLDMAN SACHS & CO. 020 B000004 13-5108880 020 C000004 28 020 A000005 PIPER JAFFRAY & CO. 020 B000005 41-0953246 020 C000005 21 020 A000006 MORGAN STANLEY 020 B000006 13-2655998 020 C000006 21 020 A000007 WEEDEN & CO 020 B000007 13-3364138 020 C000007 20 020 A000008 LIQUIDNET INC. 020 B000008 13-4095933 020 C000008 19 020 A000009 DEUTSCHE BANK SECURITIES, INC. 020 B000009 13-2730828 020 C000009 17 020 A000010 JPMORGAN CHASE & CO. 020 B000010 13-3224016 PAGE 3 020 C000010 17 021 000000 411 022 A000001 GREENWICH CAPITAL MARKETS, INC. 022 B000001 13-3172275 022 C000001 407461 022 D000001 0 022 A000002 DEUTSCHE BANK SECURITIES, INC. 022 B000002 13-2730828 022 C000002 158096 022 D000002 0 022 A000003 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 022 B000003 13-5674085 022 C000003 150830 022 D000003 0 022 A000004 MORGAN STANLEY 022 B000004 13-2655998 022 C000004 80554 022 D000004 0 022 A000005 BANC OF AMERICA SECURITIES LLC 022 B000005 56-2058405 022 C000005 55552 022 D000005 0 022 A000006 STATE STREET BANK & TRUST CO. 022 B000006 04-1867445 022 C000006 18920 022 D000006 0 022 A000007 LEHMAN BROTHERS INC. 022 B000007 13-2518466 022 C000007 830 022 D000007 0 022 A000008 GOLDMAN SACHS & CO. 022 B000008 13-5108880 022 C000008 475 022 D000008 0 023 C000000 872718 023 D000000 0 024 000200 N 025 D000201 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010200 2025 028 A020200 0 028 A030200 0 PAGE 4 028 A040200 5260 028 B010200 1879 028 B020200 0 028 B030200 0 028 B040200 4705 028 C010200 1927 028 C020200 0 028 C030200 0 028 C040200 5875 028 D010200 2270 028 D020200 0 028 D030200 0 028 D040200 7067 028 E010200 1398 028 E020200 0 028 E030200 0 028 E040200 5617 028 F010200 123 028 F020200 0 028 F030200 0 028 F040200 518 028 G010200 9622 028 G020200 0 028 G030200 0 028 G040200 29042 028 H000200 6959 029 000200 Y 030 A000200 0 030 B000200 8.50 030 C000200 5.00 031 A000200 0 031 B000200 0 032 000200 0 033 000200 0 034 000200 Y 035 000200 0 036 A000200 N 036 B000200 0 037 000200 N 038 000200 0 039 000200 Y 040 000200 Y 041 000200 Y 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 PAGE 5 043 000200 0 044 000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.750 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 Y 053 B000200 N 053 C000200 N 054 A000200 Y 054 B000200 Y 054 C000200 Y 054 D000200 N 054 E000200 N 054 F000200 N 054 G000200 Y 054 H000200 Y 054 I000200 N 054 J000200 Y 054 K000200 N 054 L000200 Y 054 M000200 Y 054 N000200 N 054 O000200 Y 055 A000200 N PAGE 6 055 B000200 N 056 000200 N 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 500 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 063 A000200 0 063 B000200 0.0 066 A000200 Y 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N PAGE 7 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 N 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 N 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 0 071 B000200 0 071 C000200 0 071 D000200 0 072 A000200 6 072 B000200 0 072 C000200 0 072 D000200 0 072 E000200 0 072 F000200 0 072 G000200 0 072 H000200 0 072 I000200 0 072 J000200 0 072 K000200 0 072 L000200 0 072 M000200 0 072 N000200 0 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 0 072 S000200 0 072 T000200 0 072 U000200 0 072 V000200 0 072 W000200 0 PAGE 8 072 X000200 0 072 Y000200 0 072 Z000200 0 072AA000200 0 072BB000200 0 072CC010200 0 072CC020200 0 072DD010200 0 072DD020200 0 072EE000200 0 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000200 0 074 B000200 0 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 0 074 K000200 0 074 L000200 0 074 M000200 0 074 N000200 0 074 O000200 0 074 P000200 0 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 0 074 S000200 0 074 T000200 0 074 U010200 0 074 U020200 0 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 0 074 Y000200 0 075 A000200 0 075 B000200 0 076 000200 0.00 077 A000000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 PAGE 9 082 B00AA00 0 083 B000200 0 084 B000200 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE ALBERT LASKAJ TITLE AVP -----END PRIVACY-ENHANCED MESSAGE-----