-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NFM6qkHQqxuN2nlL5ERdf2EynAr0SQw3V6+9LzMi/R4R9l5JaZZT4E7mSX+hZMt9 r+3jnM6HxrR1oOtLHOPUJw== 0000897436-08-000038.txt : 20080221 0000897436-08-000038.hdr.sgml : 20080221 20080221132253 ACCESSION NUMBER: 0000897436-08-000038 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20071129 FILED AS OF DATE: 20080221 DATE AS OF CHANGE: 20080221 EFFECTIVENESS DATE: 20080221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MCMORGAN FUNDS CENTRAL INDEX KEY: 0000919556 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-08370 FILM NUMBER: 08632272 BUSINESS ADDRESS: STREET 1: ONE BUSH STREET STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 8007889485 MAIL ADDRESS: STREET 1: ONE BUSH ST STREET 2: STE 800 CITY: SAN FRNCISCO STATE: CA ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: MCM FUNDS DATE OF NAME CHANGE: 19940228 0000919556 S000005299 McMorgan Principal Preservation Fund C000014475 McMorgan Class MCPXX 0000919556 S000005307 McMorgan Intermediate Fixed Income Fund C000014491 McMorgan Class MCMNX C000014492 Class Z MCIZX 0000919556 S000005308 McMorgan Fixed Income Fund C000014493 McMorgan Class MCMFX C000014494 Class Z MCFZX C000014495 Class R1 MCMRX C000014496 Class R2 MCMWX 0000919556 S000005309 McMorgan High Yield Fund C000014497 McMorgan Class MCMHX C000014498 Class Z MCHZX 0000919556 S000005310 McMorgan Balanced Fund C000014499 McMorgan Class MCMBX C000014500 Class Z MCBZX 0000919556 S000005311 McMorgan Equity Investment Fund C000014501 McMorgan Class MCMEX C000014502 Class Z MCEZX NSAR-A 1 answer.fil PAGE 1 000 A000000 11/29/2007 000 C000000 0000919556 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 MCMORGAN FUNDS 001 B000000 811-08370 001 C000000 8008311994 002 A000000 ONE BUSH STREET 002 B000000 SAN FRANCISCO 002 C000000 CA 002 D010000 94104 003 000000 N 004 000000 Y 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 6 007 C010100 1 007 C020100 EQUITY INVESTMENT FUND 007 C030100 Y 007 C010200 2 007 C010300 3 007 C020300 BALANCED FUND 007 C030300 Y 007 C010400 4 007 C020400 FIXED INCOME FUND 007 C030400 Y 007 C010500 5 007 C020500 INTERMEDIATE FIXED INCOME FUND 007 C030500 Y 007 C010600 6 007 C020600 PRINCIPAL PRESERVATION FUND 007 C030600 Y 007 C010700 7 007 C020700 HIGH YIELD FUND 007 C030700 Y 007 C010800 8 007 C010900 9 007 C011000 10 010 A00AA01 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 010 B00AA01 801-57396 010 C01AA01 PARSIPPANY 010 C02AA01 NJ 010 C03AA01 07054 011 A00AA01 NYLIFE DISTRIBUTORS LLC 011 B00AA01 8-46655 PAGE 2 011 C01AA01 PARSIPPANY 011 C02AA01 NJ 011 C03AA01 07054 012 A00AA01 NYLIM SERVICE COMPANY LLC 012 B00AA01 84-5701 012 C01AA01 PARSIPPANY 012 C02AA01 NJ 012 C03AA01 07054 013 A00AA01 TAIT, WELLER & BAKER 013 B01AA01 PHILADELPHIA 013 B02AA01 PA 013 B03AA01 19103 014 A00AA01 NYLIFE SECURITIES INC. 014 B00AA01 8-15517 014 A00AA02 NYLIFE DISTRIBUTORS LLC 014 B00AA02 8-46655 015 A00AA01 STATE STREET BANK & TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02111 015 C04AA01 2900 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 73 019 C00AA00 THECOMPANY 020 A000001 INSTINET CORPORATION 020 B000001 13-3934950 020 C000001 17 020 A000002 JEFFERIES & CO., INC. 020 B000002 13-3341416 020 C000002 2 020 A000003 BEAR, STEARNS SECURITIES CORP. 020 B000003 13-3818793 020 C000003 1 020 A000004 MORGAN STANLEY & CO., INC. 020 B000004 13-2655998 020 C000004 1 020 A000005 BANK OF NEW YORK 020 B000005 13-3769702 020 C000005 0 020 A000006 BANK OF AMERICA 020 B000006 95-4035346 020 C000006 0 020 A000007 GOLDMAN SACHS GROUP 020 B000007 13-5108880 020 C000007 0 020 A000008 SANFORD C. 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0.000 049 000300 N 050 000300 N 051 000300 N 052 000300 N 053 A000300 Y 053 B000300 Y 058 A000300 N 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 5000 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 066 A000300 Y 066 B000300 N 066 C000300 N 066 D000300 N 066 E000300 Y PAGE 12 066 F000300 N 066 G000300 N 067 000300 Y 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 N 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 Y 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 N 070 M010300 Y 070 M020300 N 070 N010300 Y 070 N020300 Y 070 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A010400 0.0555 073 A020400 0.0524 073 B000400 0.0000 073 C000400 0.0000 PAGE 18 074 A000400 0 074 B000400 0 074 C000400 0 074 D000400 0 074 E000400 0 074 F000400 0 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 0 074 K000400 0 074 L000400 0 074 M000400 0 074 N000400 0 074 O000400 0 074 P000400 0 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 0 074 S000400 0 074 T000400 0 074 U010400 0 074 U020400 0 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 0 074 Y000400 0 075 A000400 0 075 B000400 0 076 000400 0.00 008 A000501 MCMORGAN & COMPANY LLC 008 B000501 A 008 C000501 801-8681 008 D010501 SAN FRANCISCO 008 D020501 CA 008 D030501 94104 024 000500 N 028 A010500 4304 028 A020500 904 028 A030500 0 028 A040500 188534 028 B010500 0 028 B020500 0 028 B030500 0 028 B040500 0 028 C010500 0 028 C020500 0 028 C030500 0 PAGE 19 028 C040500 0 028 D010500 0 028 D020500 0 028 D030500 0 028 D040500 0 028 E010500 0 028 E020500 0 028 E030500 0 028 E040500 0 028 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062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 0 063 B000500 0.0 066 A000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 Y 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y PAGE 21 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 Y 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 N 070 M010500 Y 070 M020500 N 070 N010500 Y 070 N020500 Y 070 O010500 N 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 0 071 B000500 0 071 C000500 0 071 D000500 0 072 A000500 1 072 B000500 688 072 C000500 0 072 D000500 0 072 E000500 0 072 F000500 47 072 G000500 7 072 H000500 0 072 I000500 2 072 J000500 2 072 K000500 0 072 L000500 0 072 M000500 1 072 N000500 0 072 O000500 0 072 P000500 0 072 Q000500 5 072 R000500 0 PAGE 22 072 S000500 1 072 T000500 0 072 U000500 0 072 V000500 0 072 W000500 8 072 X000500 73 072 Y000500 6 072 Z000500 621 072AA000500 521 072BB000500 1117 072CC010500 1863 072CC020500 0 072DD010500 919 072DD020500 0 072EE000500 0 073 A010500 0.0516 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 0 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 0 074 K000500 0 074 L000500 0 074 M000500 0 074 N000500 0 074 O000500 0 074 P000500 0 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 0 074 S000500 0 074 T000500 0 074 U010500 0 074 U020500 0 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 0 074 Y000500 0 075 A000500 0 075 B000500 0 PAGE 23 076 000500 0.00 008 A000601 MCMORGAN & COMPANY LLC 008 B000601 A 008 C000601 801-8681 008 D010601 SAN FRANCISCO 008 D020601 CA 008 D030601 94104 024 000600 N 028 A010600 12945 028 A020600 621 028 A030600 0 028 A040600 212421 028 B010600 0 028 B020600 0 028 B030600 0 028 B040600 0 028 C010600 0 028 C020600 0 028 C030600 0 028 C040600 0 028 D010600 0 028 D020600 0 028 D030600 0 028 D040600 0 028 E010600 0 028 E020600 0 028 E030600 0 028 E040600 0 028 F010600 0 028 F020600 0 028 F030600 0 028 F040600 0 028 G010600 12945 028 G020600 621 028 G030600 0 028 G040600 212421 028 H000600 0 037 000600 N 038 000600 0 039 000600 N 040 000600 N 041 000600 N 042 A000600 0 042 B000600 0 042 C000600 0 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 043 000600 0 PAGE 24 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.250 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 Y 053 B000600 Y 058 A000600 N 059 000600 Y 060 A000600 Y 060 B000600 Y 061 000600 5000 062 A000600 Y 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 PAGE 25 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 063 A000600 0 063 B000600 0.0 064 A000600 N 064 B000600 N 066 A000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 Y 070 B010600 N 070 B020600 N 070 C010600 N 070 C020600 N 070 D010600 N 070 D020600 N 070 E010600 N 070 E020600 N 070 F010600 N 070 F020600 N 070 G010600 N 070 G020600 N 070 H010600 N 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 Y 070 L020600 N 070 M010600 N 070 M020600 N 070 N010600 N 070 N020600 N 070 O010600 N 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 Y 070 R020600 N 071 A000600 0 PAGE 26 071 B000600 0 071 C000600 0 071 D000600 0 072 A000600 1 072 B000600 726 072 C000600 0 072 D000600 0 072 E000600 0 072 F000600 37 072 G000600 7 072 H000600 0 072 I000600 3 072 J000600 1 072 K000600 0 072 L000600 0 072 M000600 1 072 N000600 0 072 O000600 0 072 P000600 0 072 Q000600 4 072 R000600 0 072 S000600 1 072 T000600 0 072 U000600 0 072 V000600 0 072 W000600 7 072 X000600 61 072 Y000600 17 072 Z000600 682 072AA000600 0 072BB000600 0 072CC010600 0 072CC020600 0 072DD010600 681 072DD020600 0 072EE000600 0 073 A010600 0.0034 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 0 074 B000600 0 074 C000600 0 074 D000600 0 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 0 074 K000600 0 PAGE 27 074 L000600 0 074 M000600 0 074 N000600 0 074 O000600 0 074 P000600 0 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 0 074 S000600 0 074 T000600 0 074 U010600 0 074 U020600 0 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 0 074 Y000600 0 075 A000600 0 075 B000600 0 076 000600 0.00 008 A000701 MCMORGAN & COMPANY LLC 008 B000701 A 008 C000701 801-8681 008 D010701 SAN FRANCISCO 008 D020701 CA 008 D030701 94104 008 A000702 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 008 B000702 S 008 C000702 801-57396 008 D010702 NEW YORK 008 D020702 NY 008 D030702 10010 024 000700 N 028 A010700 202 028 A020700 0 028 A030700 0 028 A040700 119819 028 B010700 0 028 B020700 0 028 B030700 0 028 B040700 0 028 C010700 0 028 C020700 0 028 C030700 0 028 C040700 0 028 D010700 0 028 D020700 0 028 D030700 0 028 D040700 0 PAGE 28 028 E010700 0 028 E020700 0 028 E030700 0 028 E040700 0 028 F010700 0 028 F020700 0 028 F030700 0 028 F040700 0 028 G010700 202 028 G020700 0 028 G030700 0 028 G040700 119819 028 H000700 0 037 000700 N 038 000700 0 039 000700 N 040 000700 N 041 000700 N 042 A000700 0 042 B000700 0 042 C000700 0 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 0 043 000700 0 044 000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 0.500 048 A010700 0 048 A020700 0.000 048 B010700 0 048 B020700 0.000 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 PAGE 29 048 J020700 0.000 048 K010700 0 048 K020700 0.000 049 000700 N 050 000700 N 051 000700 N 052 000700 N 053 A000700 Y 053 B000700 Y 058 A000700 N 059 000700 Y 060 A000700 Y 060 B000700 Y 061 000700 250000 062 A000700 Y 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 063 A000700 0 063 B000700 0.0 066 A000700 N 067 000700 N 068 A000700 N 068 B000700 N 069 000700 N 070 A010700 Y 070 A020700 Y 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 N 070 E020700 N 070 F010700 Y 070 F020700 N PAGE 30 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 Y 070 I020700 N 070 J010700 Y 070 J020700 Y 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 Y 070 M010700 N 070 M020700 N 070 N010700 Y 070 N020700 Y 070 O010700 N 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 N 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000700 0 071 B000700 0 071 C000700 0 071 D000700 0 072 A000700 1 072 B000700 780 072 C000700 0 072 D000700 0 072 E000700 0 072 F000700 45 072 G000700 5 072 H000700 0 072 I000700 1 072 J000700 3 072 K000700 0 072 L000700 0 072 M000700 1 072 N000700 0 072 O000700 0 072 P000700 0 072 Q000700 3 072 R000700 0 072 S000700 0 072 T000700 0 072 U000700 0 072 V000700 0 072 W000700 7 PAGE 31 072 X000700 65 072 Y000700 0 072 Z000700 715 072AA000700 6 072BB000700 228 072CC010700 0 072CC020700 6233 072DD010700 1017 072DD020700 0 072EE000700 0 073 A010700 0.0890 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000700 0 074 B000700 0 074 C000700 0 074 D000700 0 074 E000700 0 074 F000700 0 074 G000700 0 074 H000700 0 074 I000700 0 074 J000700 0 074 K000700 0 074 L000700 0 074 M000700 0 074 N000700 0 074 O000700 0 074 P000700 0 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 0 074 S000700 0 074 T000700 0 074 U010700 0 074 U020700 0 074 V010700 0.00 074 V020700 0.00 074 W000700 0.0000 074 X000700 0 074 Y000700 0 075 A000700 0 075 B000700 0 076 000700 0.00 SIGNATURE THOMAS HUMBERT TITLE ASSISTANT SECRETARY EX-99 2 mcmexhibit.htm Unassociated Document
 
 
 

Form N-SAR
Attachment for Item #77.C
Matters Submitted to a Vote of Security Holders

McMorgan Funds
811-08370
For Period Ended 11/30/2007



 
(a) The date of the meeting and whether it was an annual or special meeting;
 
Pursuant to notice, a special meeting of shareholders (the “Special Meeting”) of McMorgan Principal Preservation Fund, the McMorgan Fixed Income Fund, the McMorgan Intermediate Fixed Income Fund and the McMorgan Equity Investment Fund (the “Fundst”), was held on Tuesday, November 20, 2007 at 10:00 a.m. (Pacific Time) at the offices of McMorgan & Company LLC (“McMorgan”), One Bush Street, Suite 800, San Francisco, California.
 
(b)
If the meeting involved the election of directors, state the name of each director elected at the meeting and the names of all other directors now in office;
 
N/A
 
(c)  
Describe each matter voted upon at the meeting and state the number of affirmative votes and the number of negative votes cast with respect to each matter;
 
a.  
To approve the proposal relating to the reorganization of the Morgan Principal Preservation Fund with and into the MainStay Principal Preservation Fund as set forth in the Proxy Statement/Prospectus dated September 24, 2007;
 
b.  
To approve the proposal relating to the reorganization of the McMorgan Fixed Income Fund with and into the MainStay Institutional Bond Fund as set forth in the Proxy Statement/Prospectus dated September 24, 2007;
 
c.  
To approve the proposal relating to the reorganization of the McMorgan Intermediate Fixed Income Fund with and into the MainStay Institutional Bond Fund as set forth in the Proxy Statement/Prospectus dated September 24, 2007;
 
d.  
To approve the proposal relating to the reorganization of the McMorgan Equity Investment Fund with and into the MainStay Common Stock Fund as set forth in the Proxy Statement/Prospectus dated September 24, 2007
 

The above proposals were discussed in detail in the proxy statements.  No other business came before the special meeting.

With respect to each of the Funds, series of McMorgan Funds, the proposals listed above passed by the shareholders, as confirmed by the Inspector of Elections.

The following is a summary of how the votes on the Proposals presented before the special meeting held on November 20, 2007, were cast.  There were no votes cast in person at the meeting.

 
A. McMORGAN PRINCIPAL PRESERVATION FUND
 
 
Number of Shares
Percent of Shares  Outstanding
Percent of Shares Present
For
81,904,540.32
44.39%
85.68%
Against
11,080.64
0.01%
0.01%
Abstain
13,676,689.01
7.41%
14.31%
Total
95,592,309.97
51.80%
100%

 
B. McMORGAN FIXED INCOME FUND
 
 
Number of Shares
Percent of Shares  Outstanding
Percent of Shares Present
Affirmative
4,317,055.58
66.32%
100.0%
Abstain
0
0.00%
0.00%
Against
0
0.00%
0.00%
Total
4,317,055.58
66.32%
100%

 
C. McMORGAN INTERMEDIATE FIXED INCOME FUND
 
 
Number of Shares
Percent of Shares  Outstanding
Percent of Shares Present
Affirmative
10,514,184.37
63.07%
98.81%
Abstain
0
0.00%
0.00%
Against
126,465.29
0.76%
1.19%
Total
10,640,652.66
63.83%
100%

 
D. McMORGAN EQUITY INVESTMENT FUND
 
 
Number of Shares
Percent of Shares  Outstanding
Percent of Shares Present
Affirmative
3,906,607.88
53.64%
99.87%
Abstain
44,432.38
0.06%
0.11%
Against
618.51
0.01%
0.02%
Total
3,965,658.77
53.71%
100%

 
The mergers took place on November 27, 2007.  Additionally, on June 6, 2007, the Board of Trustees voted to liquidate the Balanced Fund and the High Yield Fund.  The liquidations of these funds did not require shareholder approval and the liquidations took place on November 29, 2007.
 

 
 
 

 EX-99 3 mcmorganresp_222551.htm Unassociated Document
 
 
 

EX-77Q1

McMorgan Funds
811-08370
Form N-SAR
Period Ending 11/30/07

77.Q1 - Exhibit


The following documents have been previously filed and are each incorporated herein by reference, as filed with the Securities and Exchange Commission:

A.  
Agreement and Plan of Reorganization of the McMorgan Principal Preservation Fund, a series of the McMorgan Funds, with and into MainStay Principal Preservation Fund, a series of The MainStay Funds previously filed with Post-Effective Amendment No. 1 to Registration Statement No. 333-145347 on Form N-14 on December 28, 2007, as incorporated herein by reference.

B.  
Agreement and Plan of Reorganization of the McMorgan Fixed Income Fund and McMorgan Intermediate Fixed Income Fund, both series of the McMorgan Funds, with and into MainStay Institutional Bond Fund, a series of The MainStay Funds previously filed with Post-Effective Amendment No. 1 to Registration Statement No. 333-145346 on Form N-14 on December 28, 2007, as incorporated herein by reference.

C.  
Agreement and Plan of Reorganization of the McMorgan Equity Investment Fund, a series of the McMorgan Funds, with and into MainStay Common Stock Fund, a series of The MainStay Funds previously filed with Post-Effective Amendment No. 1 to Registration Statement No. 333-145345 on Form N-14 on December 28, 2007, as incorporated herein by reference.

D.  
Form N-F filed on December 28, 2007, as incorporated herein by reference (Accession number:  0000950123-07-017158).

E.  
Form N-8F/A filed on February 11, 2008, as incorporated herein by reference (Accession number:  0001144204-08-007472).



 
 
 

 EX-99 4 signatpage2008.htm Unassociated Document
 
 
 


Signature Page

The following form of signature shall follow items 79, 85, 88, 104, 110 or 132 as appropriate.

This report is signed on behalf of the registrant (or depositor or trustee).

City of: Parsippany                                            State of: New Jersey                                                       Date: February 21, 2008




Name of Registrant, Depositor, or Trustee:



_/s/ Jeffrey A. Engelsman                                                                                      /s/ Pattie J. Robinson
By:            Jeffrey A. Engelsman                                                                                      Witness:                       Pattie J. Robinson
Assistant Secretary                                                                                                 Legal Assistant
McMorgan Funds







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