-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DY7eWlxardLLUZ3/7L/eGleikjXHV0UV4fjGtY1tEc56TU3XTUGil9GrpKAPraYt hEfSfCOEgNa87affQ8w4oA== 0000940400-07-000191.txt : 20070426 0000940400-07-000191.hdr.sgml : 20070426 20070426133700 ACCESSION NUMBER: 0000940400-07-000191 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070228 FILED AS OF DATE: 20070426 DATE AS OF CHANGE: 20070426 EFFECTIVENESS DATE: 20070426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND FLOATING RATE LTD LIABILITY CO CENTRAL INDEX KEY: 0001068201 IRS NUMBER: 364251184 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-08957 FILM NUMBER: 07790473 BUSINESS ADDRESS: STREET 1: TWO GALLERIA TOWER STREET 2: 13455 NOEL ROAD, SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9726284100 MAIL ADDRESS: STREET 1: TWO GALLERIA TOWER STREET 2: 13455 NOEL ROAD, SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FLOATING RATE LIMITED LIABILITY CO DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: STEIN ROE FLOATING RATE LIMITED LIABILITY CO DATE OF NAME CHANGE: 19980929 NSAR-A 1 hfrllc.fil PAGE 1 000 A000000 02/28/2007 000 C000000 0001068201 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 HIGHLAND FLOATING RATE LIMITED LIABILITY CO. 001 B000000 811-8957 001 C000000 8776651287 002 A000000 13455 NOEL ROAD, SUITE 800 002 B000000 DALLAS 002 C000000 TX 002 D010000 75240 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 008 A000001 HIGHLAND CAPITAL MANAGEMENT, L.P. 008 B000001 A 008 C000001 801-54874 008 D010001 DALLAS 008 D020001 TX 008 D030001 75240 010 A000001 HIGHLAND CAPITAL MANAGEMENT, L.P. 010 B000001 801-54874 010 C010001 DALLAS 010 C020001 TX 010 C030001 75240 010 A000002 PFPC INC. 010 B000002 84-1761 010 C010002 WESTBOROUGH 010 C020002 MA 010 C030002 01581 012 A000001 PFPC, INC. 012 B000001 84-1761 012 C010001 PAWTUCKET 012 C020001 RI 012 C030001 02860 013 A000001 PRICEWATERHOUSECOOPERS LLP 013 B010001 DALLAS 013 B020001 TX 013 B030001 75201 014 A000001 NEXBANK SECURITIES INC. 014 B000001 8-06670500 015 A000001 PFPC TRUST CO. 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JASON BLACKBURN TITLE SECRETARY &TREASURER EX-99.77C VOTES 2 hfrllc.txt Exhibit 77C. Matters submitted to a vote of security holders A Special Meeting of Shareholders of Highland Floating Rate Fund (the "Fund") was held on October 18, 2006. The following proposal was submitted for a vote of the shareholders: 1. The approval of a new investment advisory agreement and increase in the advisory fee between the Fund and Highland Capital Management, L.P. A quorum of the shares outstanding was not present, and the vote did not pass. The results were as follows: NAME New Investment Advisory Agreement SHARES VOTED FOR 57,771,178 PERCENTAGE OF SHARES VOTED 65.40% SHARES VOTED AGAINST 21,683,569 PERCENTAGE OF SHARES VOTED 24.55% SHARES WITH AUTHORITY WITHHELD 8,874,322 PERCENTAGE OF SHARES VOTED 10.05% -----END PRIVACY-ENHANCED MESSAGE-----