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Companies for SIC 6211 - SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

Click on CIK to view company filings.

Items 1 - 40
CIK Company State
0001035632 AB WATLEY GROUP INC NY
formerly:A B WATLEY GROUP INC (filings through 2002-08-02)
INTERNET FINANCIAL SERVICES INC (filings through 2000-02-15)
WATLEY A B GROUP INC (filings through 2005-01-24)
0000319489 ADVEST GROUP INC CT
0000909465 AFFILIATE STKHLDRS OF MORGAN STANLEY DEAN WITTER DISCOVER&CO NY
formerly:AFFILIATE STOCKHOLDERS OF MORGAN STANLEY GROUP INC (filings through 1997-06-02)
0001003518 AGF MANAGEMENT LTD A6
0001145479 AMERICA FIRST ASSOCIATED CORP NY
0001084203 AMERICA FIRST ASSOCIATES CORP NY
0000924641 AMERICAN CORPORATE ACCRUALS INC NJ
0001048665 AMERICAN CORPORATE RECEIPTS INC NJ
0001027401 AMERITRADE ONLINE HOLDINGS CORP NE
formerly:AMERITRADE HOLDING CORP (filings through 2002-09-09)
0001032202 BEAR STEARNS CAPITAL TRUST I NY
0001073049 BEAR STEARNS CAPITAL TRUST II NY
0001073050 BEAR STEARNS CAPITAL TRUST III NY
0001073051 BEAR STEARNS CAPITAL TRUST IV NY
0001073052 BEAR STEARNS CAPITAL TRUST V NY
0000777001 BEAR STEARNS COMPANIES INC NY
0000918124 BEAR STEARNS FINANCE LLC NY
0001364742 BlackRock Inc. NY
formerly:BlackRock, Inc. (filings through 2006-10-05)
New BlackRock, Inc. (filings through 2006-09-29)
0000782842 BROADPOINT SECURITIES GROUP, INC. NY
formerly:FIRST ALBANY COMPANIES INC (filings through 2007-12-14)
0000787977 BROWN ALEX INC MD
0001299033 Calamos Asset Management, Inc. /DE/ IL
0001127534 CANTOR FITZGERALD & CO NY
0001330859 Carlton Companies, Inc. NY
formerly:Clayton Dunning Group (filings through 2007-01-03)
Phelps Engineered Plastics Corp. (filings through 2005-10-07)
0001056934 CASEY EDWARD J NY
0001139229 CBNY INVESTMENT SERVICES CORP NY
0001051430 CHAPMAN HOLDINGS INC MD
0000728848 CIBC OPPENHEIMER CORP/ NY
formerly:OPPENHEIMER & CO INC (filings through 1998-01-07)
0000200245 CITIGROUP GLOBAL MARKETS HOLDINGS INC NY
formerly:SALOMON INC (filings through 1997-09-17)
SALOMON SMITH BARNEY HOLDINGS INC (filings through 2003-04-01)
0001040734 CITIZENS BANCORP IN
0000829596 CLARK MELVIN SECURITIES CORP /DE/ MD
0001157380 CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 117 KS
0001157381 CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 118 KS
0001157387 CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 122 KS
0001157388 CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 123 KS
0001157389 CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 124 IL
0001157390 CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 125 KS
0001173978 CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 127 KS
0001173979 CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 128 KS
0001116255 COLONIAL DIRECT FINANCIAL GROUP INC FL
0001330698 CORE HOLDINGS INC CA
0001355007 Cowen Group, Inc. NY

http://www.sec.gov/cgi-bin/browse-edgar


Modified:02/06/2006