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Divisions

ALJ Decisions & Orders:
Administrative Law Judges
Archives 2004

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

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*Release No.*	*Date*	*Respondents*
Fourth Quarter
268	Dec. 17, 2004	Agra-Tech, Incorporated, Consolidated Oil & Gas, Inc., Kilimanjaro Group.Com Inc., New Hampshire Industrials, Inc., Oyster Creek Group Inc., Savannah River Group, Inc., 2ksounds Corporation, Xunantunich, Inc. Lillian A. McEwen, Administrative Law Judge File No. 3-11690 PDF version (Note: Finality Order)
267	Dec 15, 2004	Joseph L. Lents Carol Fox Foelak, Administrative Law Judge File No. 3-11693 PDF version (Note: Finality Order)
615	Nov. 17, 2004	James F. Glaza, d/b/a Falcon Financial Services, Inc. Robert G. Mahony, Administrative Law Judge File No. 3-11012 PDF version
266	Oct. 27, 2004	Herbert M. Campbell II, Esq. Robert G. Mahony, Administrative Law Judge File No. 3-10268 PDF version (Note: Finality Order)
265	Oct. 22, 2004	Emex Corporation Carol Fox Foelak, Administrative Law Judge File No. 3-11683 PDF version (Note: Finality Order)
264	Oct. 12, 2004	Cybergate, Inc., Cyber Tennis, Inc., Cyberwholesale, Inc., Cathayone, Inc., elocity Networks, Inc., Golden Opportunity Development Corp., J. A. B. Int'l, Inc., Maxx Int'l, Inc., Oasis Resorts Int'l, Inc., Rollerball Int'l, Inc., U.S. Homes & Properties, Inc., Wichita Development Corp., Youthline USA, Inc., and ATC II, Inc. Lillian A. McEwen, Administrative Law Judge File No. 3-11512 PDF version (Note: Finality Order)
263	Oct. 12, 2004	Currency Trading International, Inc., Craig A. Cunningham, James R. Kelsall, and Christian J. Weber James T. Kelly, Administrative Law Judge File No. 3-11503 PDF version (Note: Finality Order)
262	Oct. 8, 2004	Steven E. Muth, Richard J. Rouse, and Bruce J. Bates Brenda P. Murray, Chief Administrative Law Judge File No. 3-11346 PDF version
Third Quarter
261	Sep. 30, 2004	OTC Live, Inc. and Mark A. Suleymanov Lillian A. McEwen, Administrative Law Judge File No. 3-11309 PDF version (Note: Finality Order)
260	Sep. 29, 2004	Clarke T. Blizzard Carol Fox Foelak, Administrative Law Judge File No. 3-10007-EAJA PDF version
259	Sep. 27, 2004	Rita J. McConville and Kevin M. Harris, C.P.A. Brenda P. Murray, Chief Administrative Law Judge File No. 3-11330 PDF version (Note: Finality Order)
258	Sep. 23, 2004	José P. Zollino Carol Fox Foelak, Administrative Law Judge File No. 3-11229 PDF version
257	Sep. 22, 2004	Alcohol Sensors Int'l, Ltd., Beachport Entertainment Corp., Biosonics, Inc., Compressent, Inc., Eye Cash Networks, Inc., Hamilton-Biophile Companies, Holly Holdings, Inc., Intelligent Decision Systems, Inc., Long Distance Direct Holdings, Inc., LRG Restaurant Group, Inc., Nevada Manhattan Group, Inc., Parallel Technologies, Inc., Quadratech, Inc., Redneck Foods, Inc., Safetech Industries, Inc., Viking Resources Int'l, Inc., and Xavier Corp. Brenda P. Murray, Chief Administrative Law Judge File No. 3-11513 Correction PDF version (Note: Finality Order)
256	Sep. 21, 2004	Harrison Securities, Inc., Frederick C. Blumer, and Nebrissa Song James T. Kelly, Administrative Law Judge File No. 3-11084 PDF version (Note: Finality Order)
255	Aug. 17, 2004	Douglas W. Powell, Charles D. Elliott, III, and Russell S. Tarbett Robert G. Mahony, Administrative Law Judge File No. 3-11086 PDF version (Note: Finality Order)
254	Jul. 27, 2004	Ian L. Renert Robert G. Mahony, Administrative Law Judge File No. 3-11519 (Note: Finality Order) PDF version
Second Quarter
253	Jun. 28, 2004	Michael Puorro, Walter Dorow, James C. Parrish, Geoffrey W. Gazda, Melvin L. Levine, Michael T. Reiter, Bruce Bertman, Jerry Poole, and Larry W. Kerschenbaum Brenda P. Murray, Administrative Law Judge File No. 3-11419 (Note: Finality Order) PDF version
252	June 3, 2004	Edward Becker James T. Kelly, Administrative Law Judge File No. 3-11367 (Note: Finality Order) PDF version
251	May 17, 2004	Philip L. Pascale, CPA Lillian A. McEwen, Administrative Law Judge File No. 3-11194 PDF version
250	May 11, 2004	Lorsin, Inc., Loretta M. Lockhart, Craig K. Hjalmarson, Russell Management, Inc., George R. Siembida, Harold Engel, Jr., Microcap Marketing, Inc., and Shane M. Nelson Robert G. Mahony, Administrative Law Judge File No. 3-11310 (Note: Order Modifying Disgorgement Schedule and Summarily Affirming; Order Modifying Finality Order; Finality Order) PDF version
249	Apr. 16, 2004	Ernst & Young LLP Brenda P. Murray, Chief Administrative Law Judge File No. 3-10933 (Note: Finality Order; Letter from SEC Chief Accountant to Ernst & Young) PDF version
614	Apr. 7, 2004	Putnam Investment Management, LLC James T. Kelly, Administrative Law Judge File No. 3-11317
248	Apr. 6, 2004	Robert W. Armstrong, III Carol Fox Foelak, Administrative Law Judge File No. 3-9793 (Note: Order denying disqualification of Commission)
First Quarter
613	Mar. 26, 2004	Putnam Investment Management, LLC James T. Kelly, Administrative Law Judge File No. 3-11317
247	Mar. 4, 2004	e-Smart Technologies, Inc. f/k/a Plainview Laboratories, Inc. Lillian A. McEwen, Administrative Law Judge File No. 3-10977 (Note: Order for Summary Affairmance and Filing Opposing Petition for Review) (Note: Order Remanding Proceeding) )
246	Feb. 12, 2004	Michael Batterman and Randall B. Batterman III James T. Kelly, Administrative Law Judge File No. 3-11259 PDF version
245	Jan. 30, 2004	Larry R. Crowder and John R. Powell Robert G. Mahony, Administrative Law Judge File No. 3-11287 (Note: Finality Order)
244	Jan. 23, 2004	Castle Securities Corp. and Michael T. Studer Lillian A. McEwen, Administrative Law Judge File No. 3-11229
243	Jan. 16, 2004	Kevin H. Goldstein and Jackwest Corporation James T. Kelly, Administrative Law Judge File No. 3-11010 PDF version (Note: Finality Order)

http://www.sec.gov/litigation/aljdec/aljdecarchive/aljdecarc2004.shtml

ALJ Decisions & Orders: Administrative Law Judges Archives 2004

Additional Archives

Modified: 12/19/2007

ALJ Decisions & Orders:
Administrative Law Judges
Archives 2004