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ALJ Decisions & Orders:
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| Release No. | Date | Respondents |
| Fourth Quarter | ||
| 219 | Dec. 12, 2002 | Scott E. Edwards, CPA
Lillian A. McEwen, Administrative Law Judge File No. 3-10220 (Note: Finality Order) |
| 601 | Dec. 11, 2002 | Jeffrey D. Pokross Carol Fox Foelak, Administrative Law Judge File No. 3-9161 |
| 218 | Dec. 9, 2002 | F.X.C. Investors Corp. and Francis X. Curzio
James T. Kelly, Administrative Law Judge File No. 3-10625 (Note: Finality Order) |
| 217 | Nov. 8, 2002 | Steven J. Erlsten, William H. Clark, Derek L. DuBois, and Aaron Finkelstein
Lillian A. McEwen, Administrative Law Judge File No. 3-10033 (Note: Finality Order; Opinion (Derek L. DuBois)) |
| Third Quarter | ||
| 216 | Sept. 30, 2002 | Annable Turner & Co., Inc. and Roger E. Turner
Lillian A. McEwen, Administrative Law Judge File No. 3-10004 (Note: Finality Order) |
| 215 | Sep. 24, 2002 | G. Bradley Taylor
Lillian A. McEwen, Administrative Law Judge File No. 3-9955 (Note: Finality Order) |
| 214 | Sep. 19, 2002 | Robert Bruce Lohmann
James T. Kelly, Administrative Law Judge File No. 3-10611 (Note: Opinion) |
| 213 | Aug. 13, 2002 | James Thomas McCurdy, CPA
Carol Fox Foelak, Administrative Law Judge File No. 3-10509 (Note: Opinion) |
| 212 | Aug. 13, 2002 | Huber Hogan Consulting, Inc., Russon Financial Service, Inc. and Robert C. Sears
Lillian A. McEwen, Administrative Law Judge File No. 3-9985 (Note: Finality Order) |
| 211 | Aug. 9, 2002 | H. J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa
James T. Kelly, Administrative Law Judge File No. 3-10140 (Note: Opinion (Robert Setteducati)) |
| 210 | Aug. 2, 2002 | Robert M. Fuller
Brenda P. Murray, Chief Administrative Law Judge File No. 3-10576 (Note: Opinion) |
| 209 | Jul. 9, 2002 | Brett L. Bouchy and Richard C. Whelan
Robert G. Mahony, Administrative Law Judge File No. 3-10627 (Note: Finality Order) |
| 600 | Jul. 2, 2002 | Ernst & Young, LLP
Brenda P. Murray, Administrative Law Judge File No. 3-10786 (Note: Commission order vacating) |
| 208 | Jul. 2, 2002 | Horton & Company and Edward C. Horton
Carol Fox Foelak, Administrative Law Judge File No. 3-10355 (Note: Finality Order) |
| Second Quarter | ||
| 207 | Jun. 24, 2002 | Nolan W. Wade
Robert G. Mahony, Administrative Law Judge File No. 3-10650 (Note: Opinion) |
| 206 | Jun. 21, 2002 | The Barr Financial Group, Inc. and Alfred E. Barr
Lillian A. McEwen, Administrative Law Judge File No. 3-9918 (Note: Opinion) |
| 205 | May 21, 2002 | Robert L. McCook
Lillian A. McEwen , Administrative Law Judge File No. 3-9440-EAJA (Note: Opinion) |
| 204 | May 8, 2002 | WSF Corporation
James T. Kelly, Administrative Law Judge File No. 3-10668 (Note: Finality Order) |
| 203 | Apr. 30, 2002 | Mark David Anderson
Lillian A. McEwen, Administrative Law Judge File No. 3-9499 (Note: Opinion) |
| 202 | Apr. 1, 2002 | Alpha Tech Stock Transfer, and James W. Farrell
Brenda P. Murray, Chief Administrative Law Judge File No. 3-10456 (Note: Finality Order) |
| First Quarter | ||
| 201 | Mar. 18, 2002 | Richmark Capital Corporation and Doyle Mark White
Robert G. Mahony, Administrative Law Judge File No. 3-9954 (Note: Order Making Sanction Effective (Doyle Mark White); Opinion (Doyle Mark White)) |
| 200 | Feb. 20, 2002 | Charles K. Seavey
Carol Fox Foelak, Administrative Law Judge File No. 3-10336 (Note: Opinion) |
| 199 | Feb. 4, 2002 | Robert G. Weeks, David A. Hesterman, and Kenneth L. Weeks
James T. Kelly, Administrative Law Judge File No. 3-9952 (Note: Opinion (Robert G. Weeks); Order entering default judgment and summarily affirming initial decision) |
| 198 | Jan. 8, 2002 | Toks Inc.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-10635 (Note: Finality Order) |
http://www.sec.gov/litigation/aljdec/aljdecarchive/aljdecarc2002.shtml
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