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ALJ Decisions & Orders:
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| Release No. | Date | Respondents |
| Fourth Quarter | ||
| 104 | Dec. 31, 1996 | William F. Lincoln;
Brenda P. Murray, Chief Administrative Law Judge File No. 3-8998 |
| 103 | Dec. 13, 1996 | John Francis D'Acquisto;
Lillian A. McEwen, Administrative Law Judge File No. 3-8899 (Note: Finality Order; Opinion) |
| 102 | Dec. 4, 1996 | Russell Ponce;
Lillian A. McEwen, Administrative Law Judge File No.3-8944 (Note: Opinion) |
| 101 | Nov. 12, 1996 | Joseph J. Barbato, Neal C. Harper and Frederick J. Krause;
Burton S. Kolko, Administrative Law Judge File No. 3-8575 (Note: Opinion) |
| 100 | Nov. 7, 1996 | Daniel D. Dietrich and Robert J. Judge;
Carol Fox Foelak, Administrative Law Judge File No. 3-9050 (Note: Finality Order |
| 99 | Nov. 4, 1996 | James A. Sehn and Samuel O Forson;
Lillian A. McEwen, Administrative Law Judge File No. 3-8234 |
| 98 | Oct. 18, 1996 | Danny G. Pinkerton and Kevin N. Campbell;
Brenda P. Murray, Chief Administrative Law Judge File No. 3-8805 |
| Third Quarter | ||
| 97 | Sep. 27, 1996 | Greg G. Anderson and Russell G. Koch;
Carol Fox Foelak, Administrative Law Judge File No. 3-8832 (Note: Opinion) |
| 96 | Aug. 20, 1996 | Frederick Entman, Norman B. Rothstein, Frank Louis Palumbo, Jacob Wonsover, Howard Richard Perles, M. Rimson & Co., Inc., and Moshe Rimson;
Burton S. Kolko, Administrative Law Judge File No. 3-8584 (Note: Opinion) |
| 95 | Aug. 12, 1996 | Milton Puryear;
Brenda P. Murray, Chief Administrative Law Judge File No. 3-8766 |
| 94 | Aug. 2, 1996 | Daniel L. Zessinger;
Carol Fox Foelak, Administrative Law Judge File No. 3-8838 |
| 93 | Jul. 22, 1996 | William Edwin Somdahl;
Brenda P. Murray, Chief Administrative Law Judge File No. 3-8698 |
| Second Quarter | ||
| 92 | Jun. 27, 1996 | Richard J. Adams;
Lillian A. McEwen, Administrative Law Judge File No. 3-8327 (Note: Order Dismissing Proceedings) |
| 91 | Jun. 19, 1996 | Alan E. Rosenthal;
Brenda P. Murray, Administrative Law Judge File No. 3-8642 (Note: Opinion) |
| 90 | Jun. 5, 1996 | Norsul Oil & Mining, Ltd., and Wayne E. Fowler;
Brenda P. Murray, Chief Administrative Law Judge |
| 89 | May 28, 1996 | Robert I. Moses;
Carol Fox Foelak, Administrative Law Judge (Note: Opinion) |
| 88 | May 2, 1996 | Thorn, Alvis, Welch, Inc., John E. Thorn, Jr., Derryl W. Peden;
Brenda P. Murray, Chief Administrative Law Judge File No. 3-8400 |
| 87 | Apr. 1, 1996 | Demitrios Julius Shiva;
Carol Fox Foelak, Administrative Law Judge File No. 3-8803 (Note: Opinion) |
| First Quarter | ||
| 86 | Mar. 11, 1996 | Benjamin G. Sprecher;
Brenda P. Murray, Chief Administrative Law Judge File No. 3-8230 (Note: Opinion) |
| 85 | Jan. 26, 1996 | Robin Rushing And Harold ("B.J.") Gallison, Jr.;
Burton S. Kolko, Administrative Law Judge File No. 3-8593 |
| 84 | Jan. 4, 1996 | Gary A. Smith;
Brenda P. Murray, Chief Administrative Law Judge File No. 3-8755 |
| 83 | Jan. 3, 1996 | F.N. Wolf & Co., Inc., Hibbard Brown & Co., Inc., L.C. Wegard & Co., Inc., Franklin N. Wolf, Richard P. Brown, And Leonard B. Greer;
Glenn Robert Lawrence, Administrative Law Judge File No. 3-8533 (Note: Opinion) |
http://www.sec.gov/litigation/aljdec/aljdecarchive/aljdecarc1996.shtml
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