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ALJ Decisions & Orders:
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| Release No. | Date | Respondents |
| Fourth Quarter | ||
| 3-4449 | Dec. 30, 1975 | Edward A. Spehar (Schreiber Bosse & Co., Inc.) Irving Sommer, Administrative Law Judge |
| 3-2233 | Oct. 21, 1975 | Ernst & Ernst, Clarence T. Isensee, John F. Maurer
Ralph Hunter Tracy, Administrative Law Judge |
| 3-4397 | Oct. 14, 1975 | John O. Kvalsten (Teig Ross, Inc. 8-16864) Warren E. Blair, Chief Administrative Law Judge |
| 3-4243 | Oct. 6, 1975 | Charles Plohn & Co., et al. (8-2756)
Edward B. Wagner, Administrative Law Judge |
| Third Quarter | ||
| 3-4121 | Sep. 26, 1975 | J. Shapiro Co. (8-14010), Jerome H. Shapiro, Otto D. Christenson, George W. Fredericks, Edward D. Clapp, Stephen B. Goot, Herman J. Polisky
Ralph Hunter Tracy, Administrative Law Judge |
| 3-4620 | Sep. 12, 1975 | Amnon De-Nur
Irving Sommer, Administrative Law Judge |
| 3-4498 | Aug. 25, 1975 | Bruce William Zimmerman d/b/a Bruce W. Zimmerman Investments
Warren E. Blair, Chief Administrative Law Judge |
| 3-4656 | Aug. 15, 1975 | C. R. Richmond & Co., Curtis R. Richmond
David S. Antrobius, Administrative Law Judge |
| 3-4403 | Jul. 21, 1975 | Peter Caplin, Gotham Securities Corporation, N. Carroll Mallow
Irving Schiller, Administrative Law Judge |
| Second Quarter | ||
| 3-4587 | Jun. 30, 1975 | All American Burger, Inc. (24SF-3932)
Ralph Hunter Tracy, Administrative Law Judge |
| 3-4492 | Jun. 26, 1975 | Roald George Gregersen, Richard Lee Chatman (Gregersen & Co., Inc.) Max O. Regensteiner, Administrative Law Judge |
| 3-4373 | Jun. 23, 1975 | Robert E. Feeney, Harvey L. Velgersdyk, John R. Patterson (Kirsch, Chandler, Fenney & Co., Incorporated) David J. Markun, Administrative Law Judge |
| 3-4166 | Jun. 23, 1975 | Willard G. Berge (Vande Vegte, Inc.) David J. Markun, Administrative Law Judge |
| 3-4352 | May 16, 1975 | Gotham Securities Corp., Peter Caplin, Aurre & Co., Inc., Aurre Management Co., Inc., Gregory Aurre, Jr.
David J. Markun, Administrative Law Judge |
| 3-4271 | Apr. 24, 1975 | J. R. Radin & Co., Inc., et al.
Edward B. Wagner, Administrative Law Judge |
| 3-4334 | Apr. 10, 1975 | Hale Securities Corp., Joseph Elkind, Richard Greenberg
Ralph Hunter Tracy, Administrative Law Judge |
| 3-4473 | Apr. 10, 1975 | International Shareholders Services Corporation (8-16150), Howard M. Jenkins
Irving Sommer, Administrative Law Judge |
| First Quarter | ||
| 3-3758 | Mar. 25, 1975 | Leo Glassman
Edward B. Wagner, Administrative Law Judge |
| 3-4330 | Mar. 6, 1975 | Project Securities & Co., Inc. (8-15682), William C. Miller
Edward B. Wagner, Administrative Law Judge |
| 3-4330 | Feb. 28, 1975 | Cohen Goren Equities, Inc., L.M. Rosenthal & Co., Inc., Irving Atherton, Stephen Irwin Fischgrund, Daniel S. Brier & Co., Inc., Daniel S. Brier, Robert W. Steven Corp., Robert Isaac Konigsberg, Schweickart & Co., John Radin, Singer & Mackie, Inc., Nathan Shapiro, Barid Patrick & Co., Daniel Lanktree
Ralph Hunter Tracy, Administrative Law Judge |
| 3-2991 | Feb. 28, 1975 | Intersearch Technology, Inc. (File No. 801-6220), Intersearch Publications, Incorporated (File No. 801-5067), Jesse B. Reid
David J. Markun, Administrative Law Judge |
| 3-3759 | Feb. 21, 1975 | Du-Tel Investment Co., Inc. (8-14336), Gaston R. Desautels
Warren E. Blair, Chief Administrative Law Judge |
| 3-3683 | Feb. 21, 1975 | Business Equity Corp. (8-16273), Gaston R. Desautels
Warren E. Blair, Chief Administrative Law Judge |
| 3-4481 | Feb. 21, 1975 | Ralph M. Nordstrom (M.L. Fallick & Co., Inc.) Max O. Regensteiner, Administrative Law Judge |
| 3-4375 | Feb. 7, 1975 | Robert W. Herko (Ferruggia, Lippman & Coyle, Inc.) Max O. Regensteiner, Administrative Law Judge |
| 3-3989 | Jan. 27, 1975 | The Geier Letter, Inc. (801-4391), Michael S. Geier
David J. Markun, Administrative Law Judge |
| 3-4390 | Jan. 21, 1975 | A.J. White & Co., Allan J. White, James A. Noon, Richard J. McDermott (File No. 8-11962) Irving Schiller, Administrative Law Judge |
| 3-4233 | Jan. 3, 1975 | Walston & Co., Inc. (8-4824), Ronald W. Dundon, Richard L. Feldman, Ray K. Rabin
Ralph Hunter Tracy, Administrative Law Judge |
http://www.sec.gov/litigation/aljdec/aljdecarchive/aljdecarc1975.shtml
| Contact | Employment | Links | FOIA | Forms | Privacy | Modified: 01/09/2008 |
