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ALJ Decisions & Orders:
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Release No. | Date | Respondents |
Fourth Quarter | ||
3-3253 | Dec. 12, 1973 | Koss Securities Corporation, Theodore Koss
David J. Markun, Administrative Law Judge |
3-3981 | Dec. 3, 1973 | Doorley & Company, Inc., William F. Doorley File No. 8-13068 Sidney Ullman, Administrative Law Judge |
3-4256 | Nov. 8, 1973 | Comtech Venture Fund, Inc. 24W-3104 Sidney Ullman, Administrative Law Judge |
3-3276 | Nov. 1, 1973 | Midwestern Securities Corporation (8-13821), Lloyd D. Sahley, Louis Goldblatt
Sidney Ullman, Administrative Law Judge |
3-3015 | Oct. 24, 1973 | United Securities Company of America (8-15516), Melvin Y. Zucker, Charles I. Black Sidney Ullman, Administrative Law Judge |
3-4305 | Oct. 18, 1973 | Cooperative Oil Investments, Inc. File No. 20-1806A4 Ralph Hunter Tracy, Administrative Law Judge |
3-4124 | Oct. 10, 1973 | The Registration Statement of I.M.H. - One File No. 2-45093 Edward B. Wagner, Administrative Law Judge |
3-3870 | Oct. 1, 1973 | Goffe-Carkener-Blackford Securities Corp. (8-9562), A. Vincent Blackford
Warren E. Blair, Chief Administrative Law Judge |
Third Quarter | ||
3-3668 | Sep. 7, 1973 | Cotzin, Woolf & Co., Alexander H. Woolf, File Nos. 8-16029, 8-12452
Edward B. Wagner, Administrative Law Judge |
3-3261 | Aug. 31, 1973 | Frank J. Crimmins
David J. Markun, Administrative Law Judge |
3-2621 | Aug. 6, 1973 | Gilbert F. Tuffli, Jr., Stanley Radler, Stephen A. Cahen, Stanley J. Stewart, Charles S. Goldy, Eugene F. Lemoine, Calvin Yudin, Sidney Gelber, Robert Forman, George Wasson Sidney Ullman, Administrative Law Judge |
3-1476 | Jul. 18, 1973 | American Electric Power Company, Inc. (70-4596)
Irving Schiller, Administrative Law Judge |
3-4117 | Jul. 18, 1973 | Spence & Green Chemical Company (24FW-1555)
Ralph Hunter Tracy, Administrative Law Judge |
3-2409 | Jul. 16, 1973 | Fred L.G. Kuehm (McDonnell & Co., Inc.) 8-7300 Sidney L. Feiler, Administrative Law Judge |
3-4032 | Jul. 16, 1973 | Property Underwriters, Inc., Calvin A. Merriman File No. 8-16242 Edward B. Wagner, Administrative Law Judge |
Second Quarter | ||
3-3115 | Jun. 29, 1973 | Robert F. Lynch
David J. Markun, Administrative Law Judge |
3-3277 | May 17, 1973 | Naftalin & Co., Inc., Neil T. Naftalin
Warren E. Blair, Chief Administrative Law Judge |
3-4070 | May 8, 1973 | Wall Street Corporation of America, Inc., Marie A. Peterson, Thomas V. McCaul, Jr. (8-10718)
Edward B. Wagner, Administrative Law Judge |
3-2451 | Apr. 30, 1973 | Paul L. Rice
David J. Markun, Administrative Law Judge |
3-3680 | Apr. 24, 1973 | Samuel H. Sloan d/b/a Samuel H. Sloan & Co. (8-15750)
Ralph Hunter Tracy, Administrative Law Judge |
3-3815 | Apr. 17, 1973 | David B. McEwan (8-13633)
Edward B. Wagner, Administrative Law Judge |
3-3272 | Apr. 6, 1973 | Collins Securities Corporation, Timothy Collins, Vern Kornelsen, Garry Smith
Sidney Ullman, Administrative Law Judge |
3-2971 | Apr. 3, 1973 | Sierega & Company, Inc. (8-13052), Sierega Management & Research Company, Inc. (801-4169), Donald L. Sierega
Ralph Hunter Tracy, Administrative Law Judge |
3-3083 | Apr. 2, 1973 | Pelissier Associates, Inc. (8-14557), Gerald Pelissier
Warren E. Blair, Chief Administrative Law Judge |
First Quarter | ||
3-1789 | Mar. 8, 1973 | Wellington Hunter d/b/a Wellington Hunter Associates (File No. 8-1271), Dunhill Securities Corp. (File No. 8-11616), Patrick Reynaud, Griffith C. Lindquist d/b/a Lindquist Securities Co. (File No. 8-4126), Alfred Blumberg
Sidney L. Feiler, Administrative Law Judge |
3-2869 | Feb. 16, 1973 | Newport Securities Corp. (8-14255), A. Gurdon Wolfson, Martin Susson, Roy O. Dawson
Ralph Hunter Tracy, Administrative Law Judge |
3-3167 | Feb. 1, 1973 | John R. Brick & Company (801-5796), John R. Brick, Joseph C. Maurer, William J. Caho, Clarence J. Liataud
Warren E. Blair, Chief Administrative Law Judge |
3-3156 | Jan. 18, 1973 | Henry Gellis, Frederick Munzer, Harold Shapiro
David J. Markun, Administrative Law Judge |
3-3620 | Jan. 3, 1973 | Dinky's Inc. (24SF-3852)
Warren E. Blair, Chief Administrative Law Judge |
http://www.sec.gov/litigation/aljdec/aljdecarchive/aljdecarc1973.shtml
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