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ALJ Decisions & Orders:
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Release No. | Date | Respondents |
Fourth Quarter | ||
324 | Dec. 27, 2006 | AIC International, Inc., Millennium Sports Management, Inc., and Yankee Dynamo Steel, Inc.
Lillian A. McEwen, Administrative Law Judge File No. 3-12408 (Note: Finality Order, Release No. 34-55201) |
323 | Nov. 15, 2006 | James E. Franklin
Carol Fox Foelak, Administrative Law Judge File No. 3-12228 |
322 | Nov. 9, 2006 | Bilogic, Inc., Corpas Investments, Inc., DT Solutions, Inc., Global A, Inc., Paving Stone Corp., Wastech, Inc., and Webcatalyst, Inc.
James T. Kelly, Administrative Law Judge File No. 3-12390 (Note: Finality Order, Release No. 34-55411) |
321 | Nov. 7, 2006 | Connie S. Farris
Robert G. Mahony, Administrative Law Judge File No. 3-12401 (Note: Finality Order, Release No. 34-54894) |
631 | Oct. 26, 2006 | Anthony C. Snell and Charles E. LeCroy
James T. Kelly, Administrative Law Judge File No. 3-12359 |
630 | Oct. 18, 2006 | Anthony C. Snell and Charles E. LeCroy
James T. Kelly, Administrative Law Judge File No. 3-12359 |
Third Quarter | ||
320 | Sep. 29, 2006 | Bradley T. Smith
Carol Fox Foelak, Administrative Law Judge File No. 3-12267 |
319 | Sep. 22, 2006 | Jeffrey L. Gibson
Carol Fox Foelak, Administrative Law Judge File No. 3-12323 |
318 | Sep. 19, 2006 | Stephen J. Horning
Brenda P. Murray, Chief Administrative Law Judge File No. 3-12156 |
317 | Aug. 21, 2006 | Michael V. Lipkin and Joshua Shainberg
Lillian A. McEwen, Administrative Law Judge File No. 3-12172 (Note: Finality Order, Release No. 34-54460) |
629 | Aug. 9, 2006 | Gregory M. Dearlove
James T. Kelly, Administrative Law Judge File No. 3-12064 |
316 | Aug. 2, 2006 | Paul A. Flynn
Robert G. Mahony, Administrative Law Judge File No. 3-11390 (Note: Finality Order, Release Nos. 33-8737, 34-54390, IA-2543, IC-27474) |
315 | Jul. 27, 2006 | Gregory M. Dearlove
James T. Kelly, Administrative Law Judge File No. 3-12064 |
314 | Jul. 26, 2006 | America's Sports Voice, Inc.
Carol Fox Foelak, Administrative Law Judge File No. 3-12329 |
Second Quarter | ||
313 | Jun. 20, 2006 | Dominick J. Savino
Brenda P. Murray, Chief Administrative Law Judge File No. 3-12239 (Note: Finality Order, Release Nos. 33-8725, 34-54176) |
312 | Jun. 16, 2006 | iBIZ Technology Corp. Robert G. Mahony, Administrative Law Judge File No. 3-12207 (Note: Finality Order, Release No. 34-54129) |
311 | May 11, 2006 | Terry Harris
Carol Fox Foelak, Administrative Law Judge File No. 3-12171 |
628 | May 10, 2006 | Lawrence A. Stoler, CPA
Lillian A. McEwen, Administrative Law Judge File No. 3-12179 |
First Quarter | ||
310 | Mar. 24, 2006 | Robert Radano
Robert G. Mahony, Administrative Law Judge File No. 3-12084 |
309 | Mar. 20, 2006 | Philip A. Lehman
James T. Kelly, Administrative Law Judge File No. 3-11972 |
627 | Mar. 14, 2006 | Stephen J. Horning
Brenda P. Murray, Chief Administrative Law Judge File No. 3-12156 |
308 | Mar. 2, 2006 | José P. Zollino
Carol Fox Foelak, Administrative Law Judge File No. 3-11536 |
307 | Feb. 17, 2006 | Phlo Corporation, James B. Hovis, Anne P. Hovis
James T. Kelly, Administrative Law Judge File No. 3-11909 |
306 | Feb. 15, 2006 | Bearcat, Inc., Peter Fineberg, Seth Diamond, Salvatore DiAmbrosio, D&D Securities, Inc., Nicholas DiCicco, and Dominic DiCicco
Robert G. Mahony, Administrative Law Judge File No. 3-10373 (Note: Finality Order, Release No. 33-8669) |
305 | Feb. 10, 2006 | Brandt, Kelly & Simmons, LLC and Kenneth G. Brandt
Carol Fox Foelak, Administrative Law Judge File No. 3-11672-EAJA |
624 | Jan. 5, 2006 | MarketXT and Irfan Mohammed Amanat
Lillian A. McEwen, Administrative Law Judge File No. 3-11813 |
http://www.sec.gov/litigation/aljdec/aljdecarchive/aljdecarc2006.shtml
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