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ALJ Decisions & Orders:
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Release No. | Date | Respondents |
Fourth Quarter | ||
268 | Dec. 17, 2004 | Agra-Tech, Incorporated, Consolidated Oil & Gas, Inc., Kilimanjaro Group.Com Inc., New Hampshire Industrials, Inc., Oyster Creek Group Inc., Savannah River Group, Inc., 2ksounds Corporation, Xunantunich, Inc.
Lillian A. McEwen, Administrative Law Judge File No. 3-11690 PDF version (Note: Finality Order) |
267 | Dec 15, 2004 | Joseph L. Lents
Carol Fox Foelak, Administrative Law Judge File No. 3-11693 PDF version (Note: Finality Order) |
615 | Nov. 17, 2004 | James F. Glaza, d/b/a Falcon Financial Services, Inc.
Robert G. Mahony, Administrative Law Judge File No. 3-11012 PDF version |
266 | Oct. 27, 2004 | Herbert M. Campbell II, Esq.
Robert G. Mahony, Administrative Law Judge File No. 3-10268 PDF version (Note: Finality Order) |
265 | Oct. 22, 2004 | Emex Corporation
Carol Fox Foelak, Administrative Law Judge File No. 3-11683 PDF version (Note: Finality Order) |
264 | Oct. 12, 2004 | Cybergate, Inc., Cyber Tennis, Inc., Cyberwholesale, Inc., Cathayone, Inc., elocity Networks, Inc., Golden Opportunity Development Corp., J. A. B. Int'l, Inc., Maxx Int'l, Inc., Oasis Resorts Int'l, Inc., Rollerball Int'l, Inc., U.S. Homes & Properties, Inc., Wichita Development Corp., Youthline USA, Inc., and ATC II, Inc.
Lillian A. McEwen, Administrative Law Judge File No. 3-11512 PDF version (Note: Finality Order) |
263 | Oct. 12, 2004 | Currency Trading International, Inc., Craig A. Cunningham, James R. Kelsall, and Christian J. Weber
James T. Kelly, Administrative Law Judge File No. 3-11503 PDF version (Note: Finality Order) |
262 | Oct. 8, 2004 | Steven E. Muth, Richard J. Rouse, and Bruce J. Bates
Brenda P. Murray, Chief Administrative Law Judge File No. 3-11346 PDF version |
Third Quarter | ||
261 | Sep. 30, 2004 | OTC Live, Inc. and Mark A. Suleymanov
Lillian A. McEwen, Administrative Law Judge File No. 3-11309 PDF version (Note: Finality Order) |
260 | Sep. 29, 2004 | Clarke T. Blizzard
Carol Fox Foelak, Administrative Law Judge File No. 3-10007-EAJA PDF version |
259 | Sep. 27, 2004 | Rita J. McConville and Kevin M. Harris, C.P.A.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-11330 PDF version (Note: Finality Order) |
258 | Sep. 23, 2004 | José P. Zollino
Carol Fox Foelak, Administrative Law Judge File No. 3-11229 PDF version |
257 | Sep. 22, 2004 | Alcohol Sensors Int'l, Ltd., Beachport Entertainment Corp., Biosonics, Inc., Compressent, Inc., Eye Cash Networks, Inc., Hamilton-Biophile Companies, Holly Holdings, Inc., Intelligent Decision Systems, Inc., Long Distance Direct Holdings, Inc., LRG Restaurant Group, Inc., Nevada Manhattan Group, Inc., Parallel Technologies, Inc., Quadratech, Inc., Redneck Foods, Inc., Safetech Industries, Inc., Viking Resources Int'l, Inc., and Xavier Corp.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-11513 Correction PDF version (Note: Finality Order) |
256 | Sep. 21, 2004 | Harrison Securities, Inc., Frederick C. Blumer, and Nebrissa Song
James T. Kelly, Administrative Law Judge File No. 3-11084 PDF version (Note: Finality Order) |
255 | Aug. 17, 2004 | Douglas W. Powell, Charles D. Elliott, III, and Russell S. Tarbett
Robert G. Mahony, Administrative Law Judge File No. 3-11086 PDF version (Note: Finality Order) |
254 | Jul. 27, 2004 | Ian L. Renert
Robert G. Mahony, Administrative Law Judge File No. 3-11519 (Note: Finality Order) PDF version |
Second Quarter | ||
253 | Jun. 28, 2004 | Michael Puorro, Walter Dorow, James C. Parrish, Geoffrey W. Gazda, Melvin L. Levine, Michael T. Reiter, Bruce Bertman, Jerry Poole, and Larry W. Kerschenbaum
Brenda P. Murray, Administrative Law Judge File No. 3-11419 (Note: Finality Order) PDF version |
252 | June 3, 2004 | Edward Becker
James T. Kelly, Administrative Law Judge File No. 3-11367 (Note: Finality Order) PDF version |
251 | May 17, 2004 | Philip L. Pascale, CPA
Lillian A. McEwen, Administrative Law Judge File No. 3-11194 PDF version |
250 | May 11, 2004 | Lorsin, Inc., Loretta M. Lockhart, Craig K. Hjalmarson, Russell Management, Inc., George R. Siembida, Harold Engel, Jr., Microcap Marketing, Inc., and Shane M. Nelson
Robert G. Mahony, Administrative Law Judge File No. 3-11310 (Note: Order Modifying Disgorgement Schedule and Summarily Affirming; Order Modifying Finality Order; Finality Order) PDF version |
249 | Apr. 16, 2004 | Ernst & Young LLP
Brenda P. Murray, Chief Administrative Law Judge File No. 3-10933 (Note: Finality Order; Letter from SEC Chief Accountant to Ernst & Young) PDF version |
614 | Apr. 7, 2004 | Putnam Investment Management, LLC
James T. Kelly, Administrative Law Judge File No. 3-11317 |
248 | Apr. 6, 2004 | Robert W. Armstrong, III
Carol Fox Foelak, Administrative Law Judge File No. 3-9793 (Note: Order denying disqualification of Commission) |
First Quarter | ||
613 | Mar. 26, 2004 | Putnam Investment Management, LLC
James T. Kelly, Administrative Law Judge File No. 3-11317 |
247 | Mar. 4, 2004 | e-Smart Technologies, Inc. f/k/a Plainview Laboratories, Inc.
Lillian A. McEwen, Administrative Law Judge File No. 3-10977 (Note: Order for Summary Affairmance and Filing Opposing Petition for Review) (Note: Order Remanding Proceeding) ) |
246 | Feb. 12, 2004 | Michael Batterman and Randall B. Batterman III James T. Kelly, Administrative Law Judge File No. 3-11259 PDF version |
245 | Jan. 30, 2004 | Larry R. Crowder and John R. Powell
Robert G. Mahony, Administrative Law Judge File No. 3-11287 (Note: Finality Order) |
244 | Jan. 23, 2004 | Castle Securities Corp. and Michael T. Studer
Lillian A. McEwen, Administrative Law Judge File No. 3-11229 |
243 | Jan. 16, 2004 | Kevin H. Goldstein and Jackwest Corporation James T. Kelly, Administrative Law Judge File No. 3-11010 PDF version (Note: Finality Order) |
http://www.sec.gov/litigation/aljdec/aljdecarchive/aljdecarc2004.shtml
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