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Divisions

ALJ Decisions & Orders:
Administrative Law Judges
Archives 1983

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994 | 1993 | 1992 | 1991 | 1990 | 1989 | 1988 | 1987 | 1986 | 1985 | 1984 | 1983 | 1982 | 1981 | 1980 | 1979 | 1978 | 1977 | 1976 | 1975 | 1974 | 1973 | 1972 | 1971 | 1970 | 1969 | 1968 | 1967 | 1966 | 1965 | 1964 | 1963 | 1962 | 1961 | 1960 |

*Release No.*	*Date*	*Respondents*
Fourth Quarter
3-6222	Dec. 28, 1983	Charles Schwab & Co., Inc. David J. Markun, Administrative Law Judge
3-6183	Dec. 19, 1983	Raymond L. Dirks, John D. Sullivan Irving Schiller, Administrative Law Judge
3-6238	Dec. 12, 1983	David R. Williams (International Securities, Inc.) Ralph Hunter Tracy, Administrative Law Judge
3-6268	Dec. 9, 1983	Steven R. Grayson Warren E. Blair, Chief Administrative Law Judge
Third Quarter
3-6165	Sep. 6, 1983	Robert Blakeney Stevenson (Spaulding Securities Corporation) Jerome K. Soffer, Administrative Law Judge
3-6142	Aug. 29, 1983	Pagel, Inc. (File No. 8-16764), Jack W. Pagel, Duane A. Markus Ralph Hunter Tracy, Administrative Law Judge
3-6219	Jul. 25, 1983	Financial Planning Center of Greater Washington, Inc. (801-15007), Walter H.T. Seager Warren E. Blair, Chief Administrative Law Judge
3-6149	Jul. 7, 1983	A. L. Williamson & Co., Grover MacConnell Max O. Regensteiner, Administrative Law Judge
Second Quarter
3-6180	May 25, 1983	Keith E. Wentz, Ronald P. Bynum Max O. Regensteiner, Administrative Law Judge
3-6148	Apr. 29, 1983	Joseph Eugene Polk, Individually and doing business as Equity Investments, Ltd. (801-11790) Jerome K. Soffer, Administrative Law Judge
3-6150	Apr. 11, 1983	Harbine Financial Service (801-11538), Jesse Rosenblum Warren E. Blair, Chief Administrative Law Judge
First Quarter
3-6091	Mar. 23, 1983	Thomas J. Furnari Jerome K. Soffer, Administrative Law Judge
3-6076	Mar. 21, 1983	Larry D. Blavin, Individually and d/b/a Providence Investment Advisory Ralph Hunter Tracy, Administrative Law Judge
3-6119	Feb. 7, 1983	Wall Street West, Inc. (8-22329), General Bond & Share Co. (8-7303), Theodore V. Abbruzzese, John L. Brown, Walter G. Asmus, Kenneth W. Sandberg, Sam C. Pandolfo Ralph Hunter Tracy, Administrative Law Judge

http://www.sec.gov/litigation/aljdec/aljdecarchive/aljdecarc1983.shtml

Modified: 03/04/2008