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ALJ Decisions & Orders:
Administrative Law Judges
Archives 2005

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

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*Release No.*	*Date*	*Respondents*
Fourth Quarter
304	Dec. 22, 2005	MarketXT and Irfan Mohammed Amanat Lillian A. McEwen, Administrative Law Judge File No. 3-11813
623	Dec. 21, 2005	Gregory M. Dearlove, CPA James T. Kelly, Administrative Law Judge File No. 3-12064
303	Dec. 12, 2005	James T. Patten Robert G. Mahony, Administrative Law Judge File No. 3-11812
302	Dec. 7, 2005	Apollo Publication Corporation Carol Fox Foelak, Administrative Law Judge File No. 3-12035
301	Nov. 29, 2005	E Trade Systems, Inc., formerly known as Personal Portals Online, Inc. Robert G. Mahony, Administrative Law Judge File No. 3-12062
300	Nov. 10, 2005	Joseph Catapano, Aaron Andrzejewski, and Michael Kordich Lillian A. McEwen, Administrative Law Judge File No. 3-11866 (Note: Finality Order, Release No. 34-52890)
299	Oct. 25, 2005	Information Architects Corporation Carol Fox Foelak, Administrative Law Judge File No. 3-11822 (Note: Finality Order, Release No. 34-52845)
622	Oct. 14, 2005	Raymond James Financial Services, Inc., J. Stephen Putnam, David Lee Ullom Brenda P. Murray, Administrative Law Judge File No. 3-11692
Third Quarter
298	Sep. 29, 2005	St. George Metals, Inc. Robert G. Mahony, Administrative Law Judge File No. 3-11971 (Note: Finality Order, Release No. 34-52695)
297	Sep. 27, 2005	Charles Cini and Gordon Novak Lillian A. McEwen, Administrative Law Judge File No. 3-11856 (Note: Finality Order, Release No. 34-52668)
296	Sep. 15, 2005	Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Brenda P. Murray, Chief Administrative Law Judge File No. 3-11692 (Note: Finality Order, Release No. 33-8636)
295	Sep. 8, 2005	Kenneth L. Rubin, CPA and Michael W. Lewis, CPA Robert G. Mahony, Administrative Law Judge File No. 3-11748 (Note: Finality Order, Release No. 34-52607)
294	Aug. 18, 2005	Gateway International Holdings, Inc., and Lawrence A. Consalvi Brenda P. Murray, Chief Administrative Law Judge File No. 3-11894
293	Jul. 21, 2005	James F. Glaza, d/b/a Falcon Financial Services, Inc. Robert G. Mahony, Administrative Law Judge File No. 3-11012 (Note: Finality Order, Release No. 33-8605)
292	Jul. 18, 2005	John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A. Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'investissement S.A., and Spencer Edwards, Inc. James T. Kelly, Administrative Law Judge File No. 3-11626 (Note: Finality Order, Release No. 33-8603)
291	Jul. 12, 2005	CMKM Diamonds, Inc. Brenda P. Murray, Chief Administrative Law Judge File No. 3-11858 PDF version (Note: Finality Order, Release No. 34-52694)
Second Quarter
290	Jun. 30, 2005	Hunter Adams, Jason A. Cohen, Steven M. Cohen, David Hirsch, Jonathan D. Winston, John J. Gremmo, III, James L. Bila, Christian W. Blake, Louis R. Facchini, Jr., Roberto A. Mangiarano, Joseph P. Mannino, David M. Margules, James J. Pellizzi, David M. Pesso, Michael Pugliese, Christopher J. Russo, Howard I. Weinstein, and Robert J. Winston Brenda P. Murray, Chief Administrative Law Judge File No. 3-10437 PDF version (Note: Finality Order, Release No. 34-52859)
289	Jun. 30, 2005	Brandt, Kelly & Simmons, LLC, and Kenneth G. Brandt Carol Fox Foelak, Administrative Law Judge File No. 3-11672 PDF version (Note: Finality Order, Release No. IA-2408)
288	Jun. 22, 2005	Morgan Cooper, Inc. Carol Fox Foelak, Administrative Law Judge File No. 3-11805 PDF version (Note: Finality Order, Release No. 34-52057)
287	Jun. 7, 2005	Eagletech Communications, Inc. James T. Kelly, Administrative Law Judge File No. 3-11832 PDF version
286	Jun. 1, 2005	Harold F. Harris and Ronald E. Crews Lillian A. McEwen, Administrative Law Judge File No. 3-11573 PDF version
285	May 24, 2005	Vladlen "Larry" Vindman Carol Fox Foelak, Administrative Law Judge File No. 3-11247 PDF version
284	May 24, 2005	Schield Management Company and Marshall L. Schield Brenda P. Murray, Chief Administrative Law Judge File No. 3-11762 PDF version
621	May 11, 2006	Eagletech Communications, Inc James T. Kelly, Administrative Law Judge File No. 3-11832
283	May 3, 2005	American Electric Power Company, Inc. Robert G. Mahony, Administrative Law Judge File No. 3-11616 PDF version See Also: Appendix A See Also: Appendix B See Also: Appendix C See Also: Appendix D See Also: Appendix E
620	May 2, 2005	CMKM Diamonds, Inc. Brenda P. Murray, Chief Administrative Law Judge File No. 3-11858
282	April 25, 2005	Ulysses "Thomas" Ware Carol Fox Foelak, Administrative Law Judge File No. 3-11774 PDF version (Note: Finality Order, Release No. 34-51878)
281	Apr. 21, 2005	Richard S. Kern and Charles Wilkins James T. Kelly, Administrative Law Judge File No. 3-11537 PDF version (Note: Finality Order, Release No. 34-51712)
280	Apr. 12, 2005	Thomas J. Donovan Carol Fox Foelak, Administrative Law Judge File No. 3-11716 PDF version
279	Apr. 5, 2005	Vladislav Steven Zubkis Lillian A. McEwen, Administrative Law Judge File No. 3-11625 PDF version
First Quarter
278	Mar. 22, 2005	Derrick N. McKinney and Rick R. Malizia James T. Kelly, Administrative Law Judge File No. 3-11605 PDF version (Note: Finality Order, Release No. 34-51578)
277	Mar. 1, 2005	Neurotech Development Corporation James T. Kelly, Administrative Law Judge File No. 3-11724 PDF version (Note: Finality Order, Release No. 34-51697)
276	Feb. 28, 2005	Daniel E. Charboneau Carol Fox Foelak, Administrative Law Judge File No. 3-11765 PDF version (Note: Finality Order, Release No. 34-51436)
275	Feb. 25, 2005	Ira Weiss and L. Andrew Shupe II Lillian A. McEwen, Administrative Law Judge File No. 3-11462 PDF version
274	Feb. 25, 2005	Public Finance Consultants, Inc., Robert D. Fowler, Dolphin and Bradbury, Incorporated, and Robert J. Bradbury James T. Kelly, Administrative Law Judge File No. 3-11465 PDF version (Note: Finality Order, Release No. 33-8729)
619	Feb. 10, 2005	Robert Cord Beatty Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom File No. 3-11692 PDF version
618	Feb. 10, 2005	Robert Cord Beatty Brenda P. Murray, Chief Administrative Law Judge File No. 3-11666 PDF version
617	Feb. 10, 2005	Derrick N. McKinney and Rick R. Malizia James T. Kelly, Administrative Law Judge File No. 3-11605
273	Feb. 10, 2005	IFG Network Securities, Inc., William Kissinger, Kissinger Advisory, Inc., Bert Miller, Glenn Wilkinson, and David Ledbetter Carol Fox Foelak, Administrative Law Judge File No. 3-11179 PDF version (Note: Finality Order, Release No. 33-8611)
272	Feb. 3, 2005	e-Smart Technologies, Inc. f/k/a Plainview Laboratories, Inc. Lillian A. McEwen, Administrative Law Judge File No. 3-10977 PDF version (Note: Finality Order, Release No. 34-51309)
616	Jan. 28, 2005	Asset Equity Group, Inc., Household Direct, Inc., International Brands, Inc., Interspace Enterprises, Inc., JSJ Capital II, Inc., Mega Micro Technologies Group, Inc., S D E Holdings 2, Inc., Vertical Computer Systems, Inc., and Vsat Net, Inc. Lillian A. McEwen, Administrative Law Judge File No. 3-11761 PDF version
271	Jan. 14, 2005	Robert Cord Beatty Brenda P. Murray, Chief Administrative Law Judge File No. 3-11666 PDF version (Note: Order Partially Granting Manifest Error Motion) (Note: Finality Order, Release No. 33-8554)
270	Jan. 13, 2005	Frederick W. Wall Lillian A. McEwen, Administrative Law Judge File No. 3-11529 PDF version
269	Jan. 5, 2005	Michael I. Nnebe, Nelson C. Walker, and Hildreth J. Fleming, Jr. Brenda P. Murray, Chief Administrative Law Judge File No. 3-11647 PDF version (Note: Finality Order, Release No. 34-51183)

http://www.sec.gov/litigation/aljdec/aljdecarchive/aljdecarc2005.shtml

ALJ Decisions & Orders: Administrative Law Judges Archives 2005

Additional Archives

Modified: 12/19/2007

ALJ Decisions & Orders:
Administrative Law Judges
Archives 2005