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ALJ Decisions & Orders:
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| Release No. | Date | Respondents |
| Fourth Quarter | ||
| 242 | Dec. 4, 2003 | Roger M. Detrano James T. Kelly, Administrative Law Judge File No. 3-11169 (Note: Finality Order) |
| 241 | Nov. 24, 2003 | Michael Flanagan, Ronald Kindschi, and Spectrum Administration, Inc.
James T. Kelly, Administrative Law Judge File No. 3-9784-EAJA (Note: Opinion) PDF version |
| 240 | Nov. 24, 2003 | Investco, Inc.
Robert G. Mahony, Administrative Law Judge File No. 3-11228 PDF version (Note: Finality Order) |
| 239 | Oct. 23, 2003 | J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr, Emanuele A. Scarso, Michael B. Scott
James T. Kelly, Administrative Law Judge File No. 3-10765 (Note: Opinion; ID-233) |
| 238 | Oct. 21, 2003 | Leslie A. Arouh
Carol Fox Foelak, Administrative Law Judge File No. 3-10884 |
| Third Quarter | ||
| 237 | Sep. 30, 2003 | Richard P. Callipari and Thomas J. Connolly
Carol Fox Foelak, Administrative Law Judge File No. 3-11205 (Note: Finality Order) |
| 236 | Sep. 26, 2003 | Salvatore Piazza, et al.
Robert G. Mahony, Administrative Law Judge File No. 3-10229 (Note: Finality Order) |
| 235 | Sep. 8, 2003 | James F. Glaza d/b/a Falcon Financial Services, Inc.
Robert G. Mahony, Administrative Law Judge File No. 3-11012 |
| 234 | Sep. 3, 2003 | Peter C. Lybrand f/k/a Peter C. Tosto
Lillian A. McEwen, Administrative Law Judge File No. 3-11028 (Note: Finality Order) |
| 233 | Jul. 23, 2003 | J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott
James T. Kelly, Administrative Law Judge File No. 3-10765 (Note: Finality Order; ID-239) |
| 232 | Jul. 14, 2003 | Stansbury Holdings Corporation
James T. Kelly, Administrative Law Judge File No. 3-11108 (Note: Finality Order) |
| Second Quarter | ||
| 231 | Jun. 27, 2003 | A.S. Goldmen & Co., Inc., Anthony J. Marchiano, Stuart E. Winkler, John T. Diasabeyagunawardena (a.k.a. John Abbey), John P. Delcioppo, Christopher M. Delcioppo, Vincent J. Lia, Duane P. Taylor, and Charles Trento
Brenda P. Murray, Chief Administrative Law Judge File No. 3-9933 (Note: Opinion (Stuart E. Winkler); Opinion (Charles Trento) |
| 230 | Jun. 17, 2003 | John Christopher McCamey and Sierra Equity Partners, LP
Robert G. Mahony, Administrative Law Judge File No. 3-10911 (Note: Finality Order) |
| 229 | Jun. 13, 2003 | Clarke T. Blizzard and Rudolph Abel
Carol Fox Foelak, Administrative Law Judge File No. 3-10007 (Note: Opinion; Order Granting Interlocutory Review) |
| 228 | May 20, 2003 | Nano World Projects Corporation
Robert G. Mahony, Administrative Law Judge File No. 3-11066 (Note: Finality Order) |
| 227 | May 15, 2003 | Freedom Golf Corporation
Carol Fox Foelak, Administrative Law Judge File No. 3-11082 (Note: Finality Order) |
| 226 | May 8, 2003 | Dennis E. Ward
Lillian A. McEwen, Administrative Law Judge File No. 3-10485 (Note: Finality Order) |
| First Quarter | ||
| 225 | Mar. 19, 2003 | Chris Woessner
Robert G. Mahony, Administrative Law Judge File No. 3-10607 (Note: Order Permitting Withdrawal) |
| 224 | Feb. 25, 2003 | Michael D. Richmond
Robert G. Mahony, Administrative Law Judge File No. 3-10848 (Note: Finality Order) |
| 223 | Feb. 24, 2003 | Hamilton Bancorp, Inc.
Robert G. Mahony, Administrative Law Judge File No. 3-10976 (Note: Finality Order) |
| 222 | Feb. 6, 2003 | Applications of Enron Corp.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-10909 (Note: Opinion) |
| 221 | Feb. 5, 2003 | Dale E. Frey, Roger A. Rawlings, and William C. Piontek
Lillian A. McEwen, Administrative Law Judge File No. 3-10310 (Note: Opinion (William C. Piontek)) |
| 220 | Jan. 29, 2003 | Zion Capital Management LLC, and Ricky A. Lang
Carol Fox Foelak, Administrative Law Judge File No. 3-10659 (Note: Opinion) |
http://www.sec.gov/litigation/aljdec/aljdecarchive/aljdecarc2003.shtml
| Contact | Employment | Links | FOIA | Forms | Privacy | Modified: 12/19/2007 |
