Home | Jobs |
Fast Answers | Site Map | Search
|
|||||
ALJ Decisions & Orders:
|
Release No. | Date | Respondents |
Fourth Quarter | ||
304 | Dec. 22, 2005 | MarketXT and Irfan Mohammed Amanat
Lillian A. McEwen, Administrative Law Judge File No. 3-11813 |
623 | Dec. 21, 2005 | Gregory M. Dearlove, CPA
James T. Kelly, Administrative Law Judge File No. 3-12064 |
303 | Dec. 12, 2005 | James T. Patten
Robert G. Mahony, Administrative Law Judge File No. 3-11812 |
302 | Dec. 7, 2005 | Apollo Publication Corporation
Carol Fox Foelak, Administrative Law Judge File No. 3-12035 |
301 | Nov. 29, 2005 | E Trade Systems, Inc., formerly known as Personal Portals Online, Inc.
Robert G. Mahony, Administrative Law Judge File No. 3-12062 |
300 | Nov. 10, 2005 | Joseph Catapano, Aaron Andrzejewski, and Michael Kordich
Lillian A. McEwen, Administrative Law Judge File No. 3-11866 (Note: Finality Order, Release No. 34-52890) |
299 | Oct. 25, 2005 | Information Architects Corporation
Carol Fox Foelak, Administrative Law Judge File No. 3-11822 (Note: Finality Order, Release No. 34-52845) |
622 | Oct. 14, 2005 | Raymond James Financial Services, Inc., J. Stephen Putnam, David Lee Ullom
Brenda P. Murray, Administrative Law Judge File No. 3-11692 |
Third Quarter | ||
298 | Sep. 29, 2005 | St. George Metals, Inc.
Robert G. Mahony, Administrative Law Judge File No. 3-11971 (Note: Finality Order, Release No. 34-52695) |
297 | Sep. 27, 2005 | Charles Cini and Gordon Novak
Lillian A. McEwen, Administrative Law Judge File No. 3-11856 (Note: Finality Order, Release No. 34-52668) |
296 | Sep. 15, 2005 | Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom
Brenda P. Murray, Chief Administrative Law Judge File No. 3-11692 (Note: Finality Order, Release No. 33-8636) |
295 | Sep. 8, 2005 | Kenneth L. Rubin, CPA and Michael W. Lewis, CPA
Robert G. Mahony, Administrative Law Judge File No. 3-11748 (Note: Finality Order, Release No. 34-52607) |
294 | Aug. 18, 2005 | Gateway International Holdings, Inc., and Lawrence A. Consalvi
Brenda P. Murray, Chief Administrative Law Judge File No. 3-11894 |
293 | Jul. 21, 2005 | James F. Glaza, d/b/a Falcon Financial Services, Inc.
Robert G. Mahony, Administrative Law Judge File No. 3-11012 (Note: Finality Order, Release No. 33-8605) |
292 | Jul. 18, 2005 | John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A. Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'investissement S.A., and Spencer Edwards, Inc.
James T. Kelly, Administrative Law Judge File No. 3-11626 (Note: Finality Order, Release No. 33-8603) |
291 | Jul. 12, 2005 | CMKM Diamonds, Inc.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-11858 PDF version (Note: Finality Order, Release No. 34-52694) |
Second Quarter | ||
290 | Jun. 30, 2005 | Hunter Adams, Jason A. Cohen, Steven M. Cohen, David Hirsch, Jonathan D. Winston, John J. Gremmo, III, James L. Bila, Christian W. Blake, Louis R. Facchini, Jr., Roberto A. Mangiarano, Joseph P. Mannino, David M. Margules, James J. Pellizzi, David M. Pesso, Michael Pugliese, Christopher J. Russo, Howard I. Weinstein, and Robert J. Winston
Brenda P. Murray, Chief Administrative Law Judge File No. 3-10437 PDF version (Note: Finality Order, Release No. 34-52859) |
289 | Jun. 30, 2005 | Brandt, Kelly & Simmons, LLC, and Kenneth G. Brandt
Carol Fox Foelak, Administrative Law Judge File No. 3-11672 PDF version (Note: Finality Order, Release No. IA-2408) |
288 | Jun. 22, 2005 | Morgan Cooper, Inc.
Carol Fox Foelak, Administrative Law Judge File No. 3-11805 PDF version (Note: Finality Order, Release No. 34-52057) |
287 | Jun. 7, 2005 | Eagletech Communications, Inc.
James T. Kelly, Administrative Law Judge File No. 3-11832 PDF version |
286 | Jun. 1, 2005 | Harold F. Harris and Ronald E. Crews
Lillian A. McEwen, Administrative Law Judge File No. 3-11573 PDF version |
285 | May 24, 2005 | Vladlen "Larry" Vindman
Carol Fox Foelak, Administrative Law Judge File No. 3-11247 PDF version |
284 | May 24, 2005 | Schield Management Company and Marshall L. Schield
Brenda P. Murray, Chief Administrative Law Judge File No. 3-11762 PDF version |
621 | May 11, 2006 | Eagletech Communications, Inc
James T. Kelly, Administrative Law Judge File No. 3-11832 |
283 | May 3, 2005 | American Electric Power Company, Inc.
Robert G. Mahony, Administrative Law Judge File No. 3-11616 PDF version See Also: Appendix A See Also: Appendix B See Also: Appendix C See Also: Appendix D See Also: Appendix E |
620 | May 2, 2005 | CMKM Diamonds, Inc.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-11858 |
282 | April 25, 2005 | Ulysses "Thomas" Ware
Carol Fox Foelak, Administrative Law Judge File No. 3-11774 PDF version (Note: Finality Order, Release No. 34-51878) |
281 | Apr. 21, 2005 | Richard S. Kern and Charles Wilkins
James T. Kelly, Administrative Law Judge File No. 3-11537 PDF version (Note: Finality Order, Release No. 34-51712) |
280 | Apr. 12, 2005 | Thomas J. Donovan
Carol Fox Foelak, Administrative Law Judge File No. 3-11716 PDF version |
279 | Apr. 5, 2005 | Vladislav Steven Zubkis
Lillian A. McEwen, Administrative Law Judge File No. 3-11625 PDF version |
First Quarter | ||
278 | Mar. 22, 2005 | Derrick N. McKinney and Rick R. Malizia
James T. Kelly, Administrative Law Judge File No. 3-11605 PDF version (Note: Finality Order, Release No. 34-51578) |
277 | Mar. 1, 2005 | Neurotech Development Corporation
James T. Kelly, Administrative Law Judge File No. 3-11724 PDF version (Note: Finality Order, Release No. 34-51697) |
276 | Feb. 28, 2005 | Daniel E. Charboneau
Carol Fox Foelak, Administrative Law Judge File No. 3-11765 PDF version (Note: Finality Order, Release No. 34-51436) |
275 | Feb. 25, 2005 | Ira Weiss and L. Andrew Shupe II
Lillian A. McEwen, Administrative Law Judge File No. 3-11462 PDF version |
274 | Feb. 25, 2005 | Public Finance Consultants, Inc., Robert D. Fowler, Dolphin and Bradbury, Incorporated, and Robert J. Bradbury
James T. Kelly, Administrative Law Judge File No. 3-11465 PDF version (Note: Finality Order, Release No. 33-8729) |
619 | Feb. 10, 2005 | Robert Cord Beatty
Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom File No. 3-11692 PDF version |
618 | Feb. 10, 2005 | Robert Cord Beatty
Brenda P. Murray, Chief Administrative Law Judge File No. 3-11666 PDF version |
617 | Feb. 10, 2005 | Derrick N. McKinney and Rick R. Malizia
James T. Kelly, Administrative Law Judge File No. 3-11605 |
273 | Feb. 10, 2005 | IFG Network Securities, Inc., William Kissinger, Kissinger Advisory, Inc., Bert Miller, Glenn Wilkinson, and David Ledbetter
Carol Fox Foelak, Administrative Law Judge File No. 3-11179 PDF version (Note: Finality Order, Release No. 33-8611) |
272 | Feb. 3, 2005 | e-Smart Technologies, Inc. f/k/a Plainview Laboratories, Inc.
Lillian A. McEwen, Administrative Law Judge File No. 3-10977 PDF version (Note: Finality Order, Release No. 34-51309) |
616 | Jan. 28, 2005 | Asset Equity Group, Inc., Household Direct, Inc., International Brands, Inc., Interspace Enterprises, Inc., JSJ Capital II, Inc., Mega Micro Technologies Group, Inc., S D E Holdings 2, Inc., Vertical Computer Systems, Inc., and Vsat Net, Inc.
Lillian A. McEwen, Administrative Law Judge File No. 3-11761 PDF version |
271 | Jan. 14, 2005 | Robert Cord Beatty
Brenda P. Murray, Chief Administrative Law Judge File No. 3-11666 PDF version (Note: Order Partially Granting Manifest Error Motion) (Note: Finality Order, Release No. 33-8554) |
270 | Jan. 13, 2005 | Frederick W. Wall
Lillian A. McEwen, Administrative Law Judge File No. 3-11529 PDF version |
269 | Jan. 5, 2005 | Michael I. Nnebe, Nelson C. Walker, and Hildreth J. Fleming, Jr.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-11647 PDF version (Note: Finality Order, Release No. 34-51183) |
http://www.sec.gov/litigation/aljdec/aljdecarchive/aljdecarc2005.shtml
Contact | Employment | Links | FOIA | Forms | Privacy | Modified: 12/19/2007 |