Audited financial statements for HHS and CMS are submitted to OMB by submission due date.

FY 1996: No

Yes

Yes

Yes

Yes

Yes

No

Number of Department-level material weaknesses outstanding at end of FY. (See Appendix D for discussion)

FY 1996: 5

2
Financial systems and processes & Medicare EDP controls

2
Financial systems and processes and Medicare EDP controls

2
Financial systems and processes and Medicare EDP controls

2

Financial systems and processes and Medicare EDP controls

2

Financial systems and processes and Medicare EDP controls

2

Financial systems and processes and Medicare EDP controls

Number of Department-level reportable conditions outstanding at end of FY. (See Appendix D for discussion)

FY 1997: 3

2
Medicaid improper payments and EDP

3
Medicaid improper payments; departmental information systems controls; and management systems planning and development

1
Departmental information systems controls

1
Departmental information systems controls

1
Departmental information systems controls

3
Departmental information systems

controls; omission and delays in obtaining documentation; and internal controls over departmental payroll system

Percentage of Medicare contractors that will be subject to a SAS 70.

FY 2000: 26 of 50

50%

32%

50%

48%

33%

40%

Number of Department-level instances of FFMIA noncompliance.

FY 1997: 4

2

2

2

2

2

3

Percent of vendor payments made on time.

FY 1998: 91%

96.6%

97.7%

98.3%

97.4%

97.0%

97.1%

Increase percent of debt collection over prior year.

FY 1998: $13.3 billion

$15.3 billion
7.2% increase

$14.4 billion
5.8% decrease

$14.4 billion

$16.1 billion 11.8% increase

10% increase

$ 11.3 billion as of June 30, 2004

Percent of eligible non-waived delinquent debt referred for cross-servicing to the Treasury.

FY 1998: 0%

41.9%

67.8%

93.5%

95.0%

100.0%

97.6% as of

June 30, 2004

Number of Department-level FMFIA material weaknesses/nonconfor-mances pending at year-end. Sections 2 and 4.

FY 1997: Sec 2 - 7 Sec 4 – 0

Sec 2 - 5 Sec 4 - 0

Sec 2 - 2 Sec 4 - 1

Sec 2 - 1 Sec 4 – 1

Sec 2 - 0 Sec 4 – 1

Sec 2 - 0 Sec 4 - 1

Sec 2 - 3 Sec 4 – 1