SEC Interpretive Releases Archive: 2006

The Commission occasionally provides guidance on topics of general interest to the business and investment communities by issuing "interpretive" releases, in which we publish our views and interpret the federal securities laws and SEC regulations. Below are brief descriptions of and links to recent "interpretive" releases.

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Release No.	Date	Details
34-54165	Jul. 18, 2006	Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934 File No.: S7-13-06 Effective Date: July 24, 2006 Other Date: Market participants may continue to rely on the Commission’s prior interpretations of Section 28(e) until January 24, 2007 Comments Due: September 7, 2006 Federal Register version Comments received are available for this proposal.  Submit comments on S7-13-06