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Exemptive Orders

Additional Archives

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Exemptive orders currently available include:

Release No. Date Details
34-58454 Sep. 3, 2008 Order Granting Application for Exemption Pursuant to Section 36(a) of the Exchange Act by the Philadelphia Stock Exchange, Inc. from the Rule Filing Requirements of Section 19(b) of the Exchange Act with Respect to Certain Rules Incorporated by Reference
34-57621 Apr. 4, 2008 Order Exempting Non-Convertible Preferred Securities from Rule 611(a) of Regulation NMS under the Securities Exchange Act of 1934
34-57620 Apr. 4, 2008 Order Modifying the Exemption for Qualified Contingent Trades from Rule 611(a) of Regulation NMS under the Securities Exchange Act of 1934

 

 

 

 

 

 

http://www.sec.gov/rules/exorders.shtml


Modified: 09/04/2008