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SEC Interpretive Releases Archive 2003

The Commission occasionally provides guidance on topics of general interest to the business and investment communities by issuing "interpretive" releases, in which we publish our views and interpret the federal securities laws and SEC regulations. Below are brief descriptions of and links to recent "interpretive" releases.

Additional Archives

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*Release No.*	*Date*	*Details*
33-8350	Dec. 19, 2003	Commission Guidance Regarding Management's Discussion and Analysis of Financial Condition and Results of Operations *Effective Date of Interpretation:* December 29, 2003 *Other Release Nos.:* 34-48960; FR-72
34-48795	Nov. 17, 2003	Commission Guidance on Rule 3b-3 and Married Put Transactions *Effective Date of Interpretation:* November 21, 2003
34-47910	May 22, 2003	Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act of 1934 *Effective Date of Interpretation:* May 29, 2003
34-47806	May 7, 2003	Electronic Storage of Broker-Dealer Records *Effective Date of Interpretation:* May 12, 2003

http://www.sec.gov/rules/interp/interparchive/interparch2003.shtml

SEC Interpretive Releases Archive 2003

Additional Archives

Modified: 02/17/2005