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Exemptive Orders Archive: 2001
Additional Archives
2008
| 2007
| 2006
| 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
Exemptive orders currently available include:
| Release No. |
Date |
Details |
| 34-45179 |
Dec. 20, 2001 |
Re: Extending Broker-Dealer Exemption from Sending Financial Information to Customers |
| 34-44916 |
Oct. 10, 2001 |
Re: Government Securities Reconciliations |
| 34-44874 |
Sep. 28, 2001 |
Re: Exemptive Relief to Respond to Market Developments, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 |
| 34-44871 |
Sep. 28, 2001 |
Re: Government Securities Reconciliations |
| 34-44839 |
Sep. 24, 2001 |
Re: Government Securities Reconciliations |
| 34-44570 |
Jul. 18, 2001 |
Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks; Notice of Intent to Amend Rules
File No.: S7-12-01
See also: Final Rule, Rel. No. 34-44291 and comments;
Proposed Rule, Rel. No. 34-49879 and comments;
Other Rules, Rel. Nos. 34-51328, 34-50618, 34-47649, 34-47366, 34-46751, 34-46745, 34-45897 |
| 34-44188 |
April 17, 2001 |
Global Joint Venture Matching Services - US, LLC; Order Granting Exemption from Registration as a Clearing Agency
Release No.: 34-44188;
File No.: 600-32
Comments received are available for this notice. |
http://www.sec.gov/rules/exorders/exordersarchive/exorders2001.shtml
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