SEC Final Rules

Final rules currently available include:

Third Quarter | Second Quarter | First Quarter

Additional Archives

2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994-1962

Release No.	Date	Details
Third Quarter
34-58465	Sep. 5, 2008	Exemption From Registration Under Section 12(g) of the Securities Exchange Act of 1934 for Foreign Private Issuers Other Release No.: International Series Release No. 1309 File No.: S7-04-08 Effective Date:  October 10, 2008
34-58092	Jul. 3, 2008	Commission Guidance and Amendment to the Rules Relating to Organization and Program Management Concerning Proposed Rule Changes Filed by Self-Regulatory Organizations Effective Date:  July 11, 2008 Federal Register version
Second Quarter
33-8934	Jun. 26, 2008	Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers Other Release No.: 34-58028 File No.: S7-06-03 Effective Date:  September 2, 2008; see effective date section of the release for exceptions. Federal Register version
33-8926	Jun. 4, 2008	Adoption of Updated EDGAR Filer Manual Other Release Nos.: 34-57914, 39-2456, IC-28296 Effective Date:  June 12, 2008 Federal Register version
33-8922	May 30, 2008	Adoption of Updated EDGAR Filer Manual Other Release Nos.: 34-57888, 39-2454, IC-28292 Effective Date:  June 11, 2008 Federal Register version
34-57877	May 28, 2008	Regional Office Reorganization Effective Date:  June 5, 2008 Federal Register version
IC-28266	May 15, 2008	Definition of Eligible Portfolio Company under the Investment Company Act of 1940 File No.: S7-37-04 Effective Date:  July 21, 2008 Federal Register version See also:  Small Entity Compliance Guide
34-57711	Apr. 24, 2008	Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007 Other Release No.: IC-28254 File No.: S7-02-08 Effective Date:  April 30, 2008 Federal Register version See also:  Small Entity Compliance Guide
34-56501A	Apr. 11, 2008	Definitions of Terms and Exemptions Relating to the "Broker" Exceptions for Banks File No.: S7-22-06 Effective Date:  April 17, 2008 Federal Register version See also:  Final Rule Release No. 34-56501; Proposed Rule Release No. 34-54946 and comments
33-8909	Apr. 10, 2008	Revisions to Form S-11 to Permit Historical Incorporation by Reference File No.: S7-30-07 Effective Date:  April 15, 2008 Federal Register version See also:  Small Entity Compliance Guide; Proposed Rule Release No. 33-8871 and comments
First Quarter
34-57526	Mar. 19, 2008	Proposed Rule Changes of Self-Regulatory Organizations File No.: S7-06-07 Effective Date:  April 28, 2008 Federal Register version; Federal Register correction See also:  Proposed Rule Release No. 34-55341 and comments
34-55146A	Mar. 17, 2008	Internet Availability of Proxy Materials; Regulation of Takeovers and Security Holder Communications; Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings; Certain Other Related Rule Corrections (Corrected, March 18, 2008) Other Release Nos.: IC-27671A; 34-56135A; IC-27911A; 33-7759A; 33-7760A; 34-42054A; 34-42055A; 39-2378A; IC-24107A; IS-1208A File No.: S7-10-05; S7-03-07; S7-28-98 and S7-29-98 Effective Date:  April 1, 2008 Federal Register version See also:  Final Rule Release Nos. 34-55146; 34-56135; 33-7760; 33-7759
33-8891	Feb. 6, 2008	Electronic Filing and Revision of Form D Conforming Version (To Conform to Release Published in the Federal Register) Other Release Nos.: 34-57280; 39-2453; IC-28145 File No.: S7-12-07 Effective Date:  September 15, 2008; see effective date section of the release for exceptions. Federal Register version See also:  Proposed Rule Release No. 33-8814; comments; and Small Entity Compliance Guide
34-57262	Feb. 4, 2008	Delegation of Authority to the Director of the Division of Corporation Finance Effective Date:  February 7, 2008 Federal Register version
33-8885	Jan. 29, 2008	Amendment of Procedures for Payment of Fees Other Release Nos.: 34-57218, 39-2452, IC-28137 Effective Date:  February 1, 2008 Federal Register version
34-57172	Jan. 18, 2008	Electronic Shareholder Forums Other Release No.: IC-28124 File No.: S7-16-07 Effective Date:  February 25, 2008 Federal Register version See also:  Proposed Rule Release No. 34-56160; comments; and Small Entity Compliance Guide
34-57166	Jan. 17, 2008	Technical Amendments to Forms MSD, MSDW, BD-N, BD, BDW, ADV, and ADVW and to Exchange Act Rules 15b1-1, 15b3-1, 15b6-1, 15Ba2-2, 15Bc3-1, 15Ca1-1, 15Ca2-1, 15Cc1-1, and 17a-3, and Advisers Act Rules 203-1, 203-3, and 204-1 Conforming Version (To Conform to Release Published in the Federal Register) Other Release No.: IA-2695 Effective Date:  January 28, 2008. Federal Register version

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