OLDER WORKER BULLETIN NO. 96-5
TO: ALL SENIOR COMMUNITY SERVICE EMPLOYMENT PROGRAM
SPONSORS
SUBJECT: Minimum Eligibility Documentation Requirements
1. Purpose. To provide Senior Community Service Employment
Program (SCSEP) sponsors with the minimum documentation
requirements for eligibility determinations.
2. References. SCSEP regulations at 20 CFR 641.302(c) and
641.305(e)(1). For other information on eligibility
determinations please refer to OW Bulletin 95-5 "Procedures for
Computing Annual Family Income".
3. Background. The regulations which were published on May 17,
1995 for the SCSEP indicated that the Department of Labor would
issue minimum requirements for: enrollee assessments 641.309(g);
eligibility documentation 641.302(c); and Individual Development
Plan (IDP) terminations 641.315. In July, a work group
consisting of State and national SCSEP sponsors prepared draft
standards for these regulatory related matters. These draft
standards were circulated to SCSEP sponsors for comments. A
number of sponsors provided comments which have been incorporated
into our final issuances.
This bulletin is the second in a series of issuances which are
intended to clarify the SCSEP regulation. Future issuances will
provide guidance on IDP terminations and physical examinations.
4. Directive. SCSEP sponsors must adhere to the requirements
stated in the attachment to this bulletin, "Eligibility -
Documentation Requirements". Sponsors may institute more
stringent documentation requirements than those contained herein,
but this bulletin and the attachment provide the framework for
enrollee/applicant documentation procedures. We expect that each
eligibility determination will be made after a conscientious
review of all available information and that appropriate
documentation will be retained.
5. Inquires. Questions may be directed to your Federal
Representative at (202) 219-5904.
JAMES H. NORRIS, Chief
Division of Older Worker Programs
PAUL A. MAYRAND, Director
Office of Special Targeted Programs
Attachment
SENIOR COMMUNITY SERVICE EMPLOYMENT PROGRAM
ELIGIBILITY - DOCUMENTATION REQUIREMENTS
20 CFR PART 641.302 ENROLLEE ELIGIBILITY
1. Format. A written or electronic format (form) will be
created by each grantee that covers all eligibility
documentation requirements.
2. Types of Determination. The format will provide for
three types of eligibility determinations: initial
enrollment, re-enrollment, and re-certification.
3. Content of Format. The format established by the
grantee will address the three basic eligibility
requirements of age, income and residency. The form
will contain space and/or a series of common choices
for attesting to the source of the eligibility
information. For instance, the form may contain space
or check off boxes to enter information from such
sources as: a driver's license, an official photo ID,
birth certificate, Social Security/Medicare card, and
"Other" sources.
For the income requirement, the following categories will be
included: calculation method used (6 or 12 months), amount of income (total family income), source of income (social security, wages, etc), and the organization providing the information (the Social Security Administration, XYZ Co.,
etc.) It is recommended that the form contain information on
both "includable and excludable" income. (See OW Bulletin
95-5 for an explanation of "includable and excludable"
income information.)
4. Certification. The grantee's format must include
certification of the information and data by the intake
interviewer with the date. In all cases, the grantee's
format will be jointly signed or initialed by both the
individual applicant/enrollee and the interviewer.
Note: A supervisory or secondary review may be
conducted at the discretion of the grantee. If an
enrollee is the interviewer, a second review by a staff
person is required. This review is intended to find and
correct incomplete or improperly calculated
information.
5. Family Size. Where records are not available or do not
exist to verify the existence or non-existence of the
number of persons residing in the family, the
interviewer must determine that all potential
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information sources have been considered prior to acceptance
of the individual's attestation of the number of family
members.
Note: Potential sources of information include documents
such as: court decrees, landlord statements, leases,
marriage certificates, medical cards, the most recent tax
return, social agency records, housing records, written
statements from 24-hour care facilities or records of on
site observations. In exceptional cases, attestations by
individuals who can vouch for the number of persons in the
family may be used.
6. Work Sheet for Income Eligibility. The development of
an optional work sheet which will form the basis for
completing the grantee format is encouraged. While it
may not be part of the formal record and is not
required, the work sheet may be used to establish or
clarify the basis for the determination. For instance,
the work sheets may include mathematical calculations
or narrative explanations which do not fit on the
intake form.
7. Telephone Verification. Documentation may be secured
by phone as opposed to hard copy documents when the
cooperating agency, employer or other organization
agrees to supply such information. The interviewer may
use a telephone verification work sheet that provides
for pertinent information; i.e., item to be verified,
name of contact, etc.
8. Exceptional Cases. In situations where no documentation
can be secured from any source, an explanation of the
rationale for the determination must be developed and
retained.
9. Self-Certification. When the individual is the only
source of information, (e.g. casual labor, where wage
information is not available) the individual may attest
to the accuracy of the information. Self-certification
is to be used only in an emergency or on an exception
basis.
Note: Sponsors may use signed self-certification
statements which go beyond the minimum requirements
mentioned above. These written statements should be
designed to indicate clearly the importance of
providing accurate information and the consequences of
providing false information. In addition, the project
staff should verbally explain this information to the
applicant or enrollee.
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10. Sources of Information. A single source of eligibility
information may be used for documentation purposes if
it provides all the necessary information.
11. Maintenance of Source Documents. When the interviewer
sees a document which is used to support an applicant
or enrollee's eligibility, the interviewer must note
the facts on the appropriate form. Although, there is
no Federal requirement to maintain originals or copies
of the source information, sponsors are encouraged to
do so, particularly with regard to income eligibility
information. The telephone verification work sheets,
which are mentioned in item 7 above, should be
maintained.
JAMES H. NORRIS, Chief
Division of Older Worker Programs
PAUL A. MAYRAND, Director
Office of Special Targeted Programs
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