[Code of Federal Regulations]
[Title 9, Volume 1]
[Revised as of January 1, 2006]
From the U.S. Government Printing Office via GPO Access
[CITE: 9CFR121.4]

[Page 768-769]
 
                  TITLE 9--ANIMALS AND ANIMAL PRODUCTS
 
  CHAPTER I--ANIMAL AND PLANT HEALTH INSPECTION SERVICE, DEPARTMENT OF 
                               AGRICULTURE
 
PART 121_POSSESSION, USE, AND TRANSFER OF SELECT AGENTS AND TOXINS--Table 
of Contents
 
Sec. 121.4  Overlap select agents and toxins.

    (a) Except as provided in paragraphs (d) and (e) of this section, 
the Administrator has determined that the biological agents and toxins 
listed in this section have the potential to pose a severe threat to 
public health and safety, to animal health, or to animal products.
    (b) Overlap select agents and toxins:

    Bacillus anthracis;
    Botulinum neurotoxins;
    Botulinum neurotoxin producing species of Clostridium;
    Brucella abortus;
    Brucella melitensis;
    Brucella suis;
    Burkholderia mallei;
    Burkholderia pseudomallei;
    Clostridium perfringens epsilon toxin;
    Coccidioides immitis;
    Coxiella burnetii;
    Eastern equine encephalitis virus;
    Francisella tularensis;
    Hendra virus;
    Nipah virus;
    Rift Valley fever virus;
    Shigatoxin;
    Staphylococcal enterotoxins;
    T-2 toxin;
    Venezuelan equine encephalitis virus.

    (c) Genetic elements, recombinant nucleic acids, and recombinant 
organisms:
    (1) Nucleic acids that can produce infectious forms of any of the 
overlap select agent viruses listed in paragraph (b) of this section.\3\
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    \3\ The importation and interstate movement of overlap select agents 
or toxins listed in paragraphs (c)(1) through (c)(3) of this section may 
be subject to the permit requirements under part 122 of this subchapter.
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    (2) Recombinant nucleic acids that encode for the functional forms 
of any overlap toxin listed in paragraph (b) of this section if the 
nucleic acids:
    (i) Can be expressed in vivo or in vitro; or
    (ii) Are in a vector or recombinant host genome and can be expressed 
in vivo or in vitro.
    (3) Overlap select agents and toxins listed in paragraph (b) of this 
section that have been genetically modified.
    (d) Overlap select agents or toxins that meet any of the following 
criteria are excluded from the requirements of this part:
    (1) Any overlap select agent or toxin that is in its naturally 
occurring environment, provided that the agent or toxin has not been 
intentionally introduced, cultivated, collected, or otherwise extracted 
from its natural source.
    (2) Nonviable overlap select agents or nonfunctional overlap 
toxins.\4\
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    \4\ However, the importation and interstate movement of these 
nonviable overlap select agents may be subject to the permit 
requirements under part 122 of this subchapter.
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    (3) Overlap toxins under the control of a principal investigator, 
treating physician or veterinarian, or commercial manufacturer or 
distributor, if the aggregate amount does not, at any time, exceed the 
following amounts: 0.5 mg of Botulinum neurotoxins, 100 mg of 
Clostridium perfringens epsilon toxin, 100 mg of Shigatoxin, 5 mg of 
Staphylococcal enterotoxins, and 1,000 mg of T-2 toxin.
    (e) An attenuated strain of an overlap select agent or toxin may be 
excluded from the requirements of this part based upon a determination 
that the attenuated strain does not pose a severe threat to public 
health and safety, to animal health, or to animal products.
    (1) To apply for an exclusion, an individual or entity must submit a 
written request and supporting scientific information. A written 
decision granting or denying the request will be issued. An exclusion 
will be effective upon notification of the applicant. Exclusions will be 
published periodically in the notice section of the Federal Register and 
will be listed on the Internet at http://www.aphis.usda.gov/programs/
ag--selectagent/index.html.
    (2) If an excluded attenuated strain is subjected to any 
manipulation that restores or enhances its virulence, the resulting 
overlap select agent or toxin will be subject to the requirements of 
this part.
    (3) An individual or entity may make a written request to the 
Administrator for reconsideration of a decision denying an exclusion 
application. The written request for reconsideration must state the 
facts and reasoning upon which the individual or entity relies to show 
the decision was incorrect. The Administrator will grant or deny the

[[Page 769]]

request for reconsideration as promptly as circumstances allow and will 
state, in writing, the reasons for the decision.
    (f) Any overlap select agent or toxin seized by a Federal law 
enforcement agency will be excluded from the requirements of this part 
during the period between seizure of the agent or toxin and the transfer 
or destruction of such agent or toxin provided that:
    (1) As soon as practicable, the Federal law enforcement agency 
transfers the seized agent or toxin to an entity eligible to receive 
such agent or toxin or destroys the agent or toxin by a recognized 
sterilization or inactivation process.
    (2) The Federal law enforcement agency safeguards and secures the 
seized agent or toxin against theft, loss, or release, and reports any 
theft, loss, or release of such agent or toxin.
    (3) The Federal law enforcement agency reports the seizure of the 
overlap select agent or toxin to APHIS or CDC.
    (i) The seizure of any of the following overlap select agents and 
toxins must be reported within 24 hours by telephone, facsimile, or e-
mail: Bacillus anthracis, Botulinum neurotoxins, Brucella melitensis, 
Francisella tularensis, Hendra virus, Nipah virus, Rift Valley fever 
virus, and Venezuelan equine encephalitis virus. This report must be 
followed by submission of APHIS/CDC Form 4 within 7 calendar days after 
seizure of the overlap select agent or toxin.
    (ii) For all other overlap select agents or toxins, APHIS/CDC Form 4 
must be submitted within 7 calendar days after seizure of the agent or 
toxin.
    (iii) A copy of APHIS/CDC Form 4 must be maintained for 3 years.
    (4) The Federal law enforcement agency reports the final disposition 
of the overlap select agent or toxin by submission of APHIS/CDC Form 4. 
A copy of the completed form must be maintained for 3 years.