Title 17--Commodity and Securities Exchanges

CHAPTER I--COMMODITY FUTURES TRADING COMMISSION

PART 9--RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS


TEXT PDF9.1 Scope of rules.
TEXT PDF9.2 Definitions.
TEXT PDF9.3 Provisions referenced.
TEXT PDF9.4 Filing and service; official docket.
TEXT PDF9.5 Motions.
TEXT PDF9.6 Sanctions for noncompliance.
TEXT PDF9.7 Settlement.
TEXT PDF9.8 Practice before the Commission.
TEXT PDF9.9 Waiver of rules; delegation of authority.
TEXT PDF9.11 Form, contents and delivery of notice of disciplinary or access denial action.
TEXT PDF9.12 Effective date of disciplinary or access denial action.
TEXT PDF9.13 Publication of notice.
TEXT PDF9.20 Notice of appeal.
TEXT PDF9.21 Record of exchange proceeding.
TEXT PDF9.22 Appeal brief.
TEXT PDF9.23 Answering brief.
TEXT PDF9.24 Petition for stay pending review.
TEXT PDF9.25 Limited participation of interested persons.
TEXT PDF9.26 Participation of Commission staff.
TEXT PDF9.30 Scope of review.
TEXT PDF9.31 Commission review of disciplinary or access denial action on its own motion.
TEXT PDF9.32 Oral argument.
TEXT PDF9.33 Final decision by the Commission.


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