2005 CFR Title 17, Volume 1

Title 17--Commodity and Securities Exchanges CHAPTER I--COMMODITY FUTURES TRADING COMMISSION PART 3--REGISTRATION
	3.1	Definitions.
	3.2	Registration processing by the National Futures Association; notification and duration of registration.
	3.4	Registration in one capacity not included in registration in any other capacity.
	3.10	Registration of futures commission merchants, introducing brokers, commodity trading advisors, commodity pool operators and leverage transaction merchants.
	3.11	Registration of floor brokers and floor traders.
	3.12	Registration of associated persons of futures commission merchants, introducing brokers, commodity trading advisors, commodity pool operators and leverage transaction merchants.
	3.13	Registration of agricultural trade option merchants and their associated persons.
	3.21	Exemption from fingerprinting requirement in certain cases.
	3.22	Supplemental filings.
	3.30	Current address for purpose of delivery of communications from the Commission or the National Futures Association.
	3.31	Deficiencies, inaccuracies, and changes, to be reported.
	3.33	Withdrawal from registration.
	3.40	Temporary licensing of applicants for associated person, floor broker or floor trader registration.
	3.42	Termination.
	3.43	Relationship to registration.
	3.44	Temporary licensing of applicants for guaranteed introducing broker registration.
	3.45	Restrictions upon activities.
	3.46	Termination.
	3.47	Relationship to registration.
	3.50	Service.
	3.51	Withdrawal of application for registration.
	3.55	Suspension and revocation of registration pursuant to section 8a(2) of the Act.
	3.56	Suspension or modification of registration pursuant to section 8a(11) of the Act.
	3.57	Proceedings under section 8a(2)(E) of the Act.
	3.60	Procedure to deny, condition, suspend, revoke or place restrictions upon registration pursuant to sections 8a(2), 8a(3) and 8a(4) of the Act.
	3.61	Extensions of time for proceedings brought under 3.55, 3.56, and 3.60 of this part.
	3.63	Service of order issued by an Administrative Law Judge or the Commission.
	3.64	Procedure to lift or modify conditions or restrictions.
	3.70	Notification of certain information regarding associated persons.
	3.75	Delegation and reservation of authority.