|
SECURITIES AND EXCHANGE COMMISSION
|
In the Matter of IMS/CPAs & Associates, Vernon T. Hall, Stanley E. Hargrave and Jerome B. Vernazza, Respondents. |
: : : : : : : : : : |
ORDER APPROVING PLAN OF DISTRIBUTION |
On December 10, 2003 (Release No. 33-8342), the Commission published notice of the Division of Enforcement's proposed distribution of disgorged funds in this proceeding. The Division proposed that Sheldon M. Jaffe be designated as administrator of the disgorgement fund and that $117,862.75 be distributed to 28 advisory clients of IMS/CPAs & Associates. The notice invited nonparties to comment on the plan of distribution. The Secretary of the Commission and the Division received no comments or inquiries in response to the publication of the Division's proposed plan. Therefore,
IT IS ORDERED that Sheldon M. Jaffe is the administrator of the disgorgement fund; and
IT IS FURTHER ORDERED that, pursuant to the plan of distribution filed by the Division of Enforcement, the administrator of the plan distribute the disgorgement to the advisory clients of IMS/CPAs & Associates identified on Exhibit A attached to this Order in the amounts shown and certify in writing to the Secretary of the Commission within thirty days that the distribution has been completed in accordance with the plan.
For the Commission, by its Secretary, pursuant to delegated authority.
Jonathan G. Katz
Secretary
Name |
Amount |
---|---|
Charlie Bacon |
$234.64 |
Marion Baker |
437.80 |
Marretta Beidelman |
379.32 |
Milton R. Cavalli |
221.88 |
Dr. & Mrs. William F. Dodson |
1,308.77 |
Sally Dow |
1,669.77 |
Wm. Eisenbaher |
130.10 |
Virgil Fulton |
694.96 |
Jim & Anne Goulding |
2,107.82 |
Howard Granger TB |
121.46 |
Howard Granger VB |
147.53 |
Dr. & Mrs. Samuel Gross |
4,009.80 |
Bonnie Joyce Haughton |
3,167.78 |
Willie Hirter |
2,271.37 |
David & Martha Intersimone |
459.27 |
Walter Kienale |
211.35 |
Mildred Lee |
724.30 |
Mr. & Mrs. Peter H. Mattson |
3,759.78 |
Mattson & Co. |
8.078.33 |
MarthaElin Mountain |
1,270.32 |
MarthaElin Mountain, TTEE Trust A |
25,449.55 |
MarthaElin Mountain, TTEE Trust B |
1,183.19 |
Helen Parsons |
16,233.10 |
Peter Parsons |
36,571.43 |
Arthur and Gloria Price |
3,062.58 |
Mr. And Mrs. Donald Reinke |
247.20 |
Don and Jean Schrader |
3,256.74 |
Dr. and Mrs. David A. Stein |
452.61 |
Total |
$117,862.76 |
Release No. 33-8432, Dec. 10, 2003
http://www.sec.gov/litigation/admin/33-8357.htm
Home | Previous Page | Modified: 02/18/2004 |