FEMA 426 / December 2003 Risk Management Series Reference Manual to Mitigate Potential Terrorist Attacks Against Buildings December 200 FEM Reference Manual to Mitigate Potential Terrorist Attacks Against Buildings PROVIDING PROTECTION TO PEOPLE AND BUILDING www.fema.go Any opinions, findings, conclusions, or recommendations expressed in this publication do not necessarily reflect the views of FEMA. Additionally, neither FEMA or any of its employees makes any warrantee, expressed or implied, or assumes any legal liability or responsibility for the accuracy, completeness, or usefulness of any information, product, or process included in this publication. Users of information from this publication assume all liability arising from such use The creation of the Department of Homeland Security (DHS) is one of the most significant transformations in the Federal Government in decades, establishing a department whose first priority is to protect the nation against terrorist attacks. Within the DHS, the Directorate of Emergency Preparedness and Response (EP&R) is focused on ensuring that our nation is prepared for catastrophes, including both natural disasters and terrorist assaults. Central to this mission is the protection of people and the critical infrastructure of the built environment. This Reference Manual to Mitigate Potential Terrorist Attacks Against Buildings provides guidance to the building science community of architects and engineers, to reduce physical damage to buildings, related infrastructure, and people caused by terrorist assaults. The comprehensive approach to understanding how to improve security in high occupancy buildings will better protect the nation from potential threats by identifying key actions and design criteria to strengthen our buildings from the forces that might be anticipated in a terrorist assault. It is important to note that many of the methodologies in this publication have been adapted from other government sources and modified to meet the mission of the DHS. This allows for the effective transfer of decades of federal and Department of Defense research and experience to the broader building science community. This document was prepared by the Building Sciences and Technology Branch of the Mitigation Division, part of EP&R. The DHS would like to thank the following agencies for their contribution and input to this publication: _ General Services Administration _ Naval Facilities Engineering Service Center _ Naval Facilities Command (NAVFAC) Criteria Office _ USACE Protective Design Center _ Department of Veterans Affairs _ Centers for Disease Control and Prevention/National Institute for Occupational Safety and Health _ Department of Justice, Office of Domestic Preparedness (DHS - Border and Transportation Security) _ United States Air Force - Civil Engineer Support Agency Michael D. Brown Under Secretary Emergency Preparedness and Response Directorate Anthony S. Lowe Director Mitigation Division Emergency Preparedness and Response Directorate FOREWORD AND ACKNOWLEDGMENT BACKGROUND The Federal Emergency Management Agency (FEMA) developed this Reference Manual to Mitigate Potential Terrorist Attacks Against Buildings to provide needed information on how to mitigate the effects of potential terrorist attacks. The intended audience in- cludes the building sciences community of architects and engineers working for private institutions, and state and local government ofÞcials working in the building sciences community. The manual supports FEMAÕs Mission (Lead America to prepare for, prevent, respond to, and recover from disasters) and the Strategic PlanÕs Goal 3 (Prepare the Nation to address the consequences of terrorism), all of which will be done within the all-hazards framework and the needs of Homeland Security. The building science community, as a result of FEMAÕs efforts, has incorporated extensive building science into designing and constructing buildings against natural hazards (earthquake, Þre, ßood, and wind). To date, the same level of understanding has not been applied to manmade hazards (terrorism/intentional acts) and tech- nological hazards (accidental events). Since September 11, 2001, terrorism has become a dominant domestic concern. Security can no longer be viewed as a standalone capability that can be purchased as an afterthought and then put in place. Life, safety, and security issues must become a design goal from the beginning. OBJECTIVE AND SCOPE The objective of this manual is to reduce physical damage to structural and non- structural components of buildings and related infrastructure, and also to reduce resultant casualties during conventional bomb attacks, as well as attacks using chemical, biological, and radiological (CBR) agents. Although the process is general in nature and applies to most building uses, this manual is most applicable for six speciÞc types of facilities: _ Commercial ofÞce facilities _ Retail commercial facilities _ Light industrial and manufacturing facilities _ Health care facilities _ Local schools (K-12), and _ Higher education (university) facilities The processes and measures may not generally be economical or applicable to lighter density occupancies, such as single-family homes. More intense occupancies (e.g., industrial facilities) have already been addressed in most cases. This is one of a series of publications that address security issues in high-population, private sector buildings. This document is the foundation of the Building Vulnerability Design Against Terrorist Attacks Training Course (FEMA 438). The purpose of this manual is to provide guidance to the building sciences community working for private institutions. It presents tools to help decision-makers assess the performance of their buildings against terrorist threats and to rank recommendations. It is up to the decision-makers to decide which types of threats they wish to protect against and to determine their level of risk to each threat. Those decision-makers who consider their buildings to be at high risk can use this guidance as necessary. The information contained in this document is: _ not mandatory _ not applicable to all buildings _ not applicable when it interferes with other hazards such as Þre This manual presents incremental approaches that can be implemented over time to decrease the vulnerability of buildings to terrorist threats. Many of the recommendations can be implemented quickly and cost-effectively. ASSUMPTIONS The information provided herein builds upon the synergies between the mitigation measures for natural hazards and manmade hazards. For example, seismic standards for non-structural building components are beneÞcial against the explosive blast of conventional bombs. Hurricane window design, especially against ßying debris, applies also to explosive blast. Landscaping for mitigation against wildÞres improves detection of placed devices. Ventilation system design against airborne biological, chemical, and radiological agents also works for similar hazardous material releases, whether intentional or accidental. Assessing threat, vulnerability, and risk may be complicated when comparing natural against manmade hazards. A natural hazard refers to a natural event such as a ßood, wind, or seismic disaster. Historical data have been used by FEMA and other agencies/organizations to economically quantify the risk for natural hazards. Manmade hazards include technological hazards and terrorism and they are distinct from natural hazards primarily in that they originate from human activity. Technological hazards are assumed to be accidental and that their consequences are unintended. There is limited discussion of technological hazards in this document. For manmade hazards, the threat and likelihood of occurrence are less well deÞned and the associated vulnerabilities have many con- siderations that impact making good risk management decisions. ORGANIZATION AND CONTENT OF THE MANUAL This manual contains many how-to aspects based upon current information contained in FEMA, Department of Commerce, Department of Defense (including Army, Navy, and Air Force), Department of Justice, General Services Administration, Department of Veterans Affairs, Centers for Disease Control and Prevention/National Institute for Occupational Safety and Health, and other publications. It is intended to provide an understanding of the current methodologies for assessing threat/hazard, vulnerability, and risk, and the design considerations needed to improve protection of new and existing buildings and the people occupying them. As needed, this manual should be supplemented with more extensive technical resources, as well as the use of experts when necessary. _ Chapter 1 presents selected methodologies to integrate threat/hazard, asset value, and vulnerability assessment information. This information becomes the input for determining relative levels of risk. Higher risk hazards require mitigation measures to reduce risk. The chapter also provides an assessment checklist that compiles many best practices (based upon current technologies and scientiÞc research) to consider during the design of a new building or renovation of an existing building. The checklist can also be used to assess the vulnerability of existing buildings within the context of the deÞned threats. _ Chapter 2 discusses architectural and engineering design considerations (mitigation measures), starting at the perimeter of the property line, and includes the orientation of the building on the site. Therefore, this chapter covers issues outside the building envelope. _ Chapter 3 provides the same considerations for the building Ð its envelope, systems, and interior layout. _ Chapter 4 provides a discussion of blast theory to understand the dynamics of the blast pressure wave, the response of building components, and a consistent approach to deÞne levels of protection. _ Chapter 5 presents CBR measures that can be taken to mitigate vulnerabilities and reduce associated risks for these terrorist tactics or technological hazards. _ Appendices A, B, and C contain acronyms, general deÞnitions, and CBR deÞnitions, respectively. _ Appendix D describes electronic security systems and design considerations. _ Appendices E and F present a comprehensive bibliography of publications, and the associations and organizations capturing the building security guidance needed by the building sciences community, respectively. ACKNOWLEDGMENTS Principal Authors: Michael Chipley, UTD, Inc. Michael Kaminskas, UTD, Inc. Wesley Lyon, UTD, Inc. David Beshlin, UTD, Inc. Mark Hester, UTD, Inc. Contributors: Milagros Kennett, FEMA, Project OfÞcer, Risk Management Series Publications Eric Letvin, Greenhorne & OÕMara, Inc., Consultant Project Manager Eve Hinman, ATC/Hinman Consulting Engineers, Inc. G. Scott Earnest, CDC/NIOSH Michael Gressel, CDC/NIOSH Kenneth Mead, CDC/NIOSH D. Shawn Fenn, FEMA Randall Hoffman, UTD, Inc. Damian Kolbay, UTD, Inc. Mark Hankewycz, Gage-Babcock, Inc. Christopher Arnold, Building Systems Development, Inc. Deb Daly, Greenhorne & OÕMara, Inc. Wanda Rizer, Greenhorne & OÕMara, Inc. Julie Liptak, Greenhorne & OÕMara, Inc. Bob Pendley, Greenhorne & OÕMara, Inc. Bill Modzeleski, Department of Education Project Advisory Panel: Wade Belcher, General Services Administration Curt Betts, U.S. Army Corps of Engineers Jim Caulder, U.S. Air Force Ð Civil Engineer Support Agency Marcelle Habibion, Department of Veterans Affairs Joseph Hartman, U.S. Army Corps of Engineers David Hattis, Building TechnoIogy, Inc. Rick Jones, Naval Facilities Engineering Service Center Kurt Knight, Department of Veterans Affairs Frederick Krimgold, Virginia Tech John Lynch, Naval Facilities Command (NAVFAC) Criteria OfÞce Terry Pruitt, Department of Homeland Security Chris Rojahn, Applied Technology Council Lloyd Siegel, Department of Veterans Affairs William Whiddon, Building Technology, Inc. This manual was prepared under contract to FEMA. It will be revised periodically, and comments and feedback to improve future editions are welcome. Please send comments and feedback by e-mail to riskmanagementseriespubs@dhs.go TABLE OF CONTENT FOREWORD AND ACKNOWLEDGMENTSi Backgroundi Objective and Scopei Assumptionsiii Organization and Content of the Manualiii Acknowledgmentsv CHAPTER 1 Ð ASSET VALUE, THREAT/HAZARD, VULNERABILITY, AND RISK1- 1 1.1 Asset Value Assessment1-10 1.1.1 Identifying Building Core Functions1-11 1.1.2 Identifying Building Infrastructure1-11 1.1.3 Quantifying Asset Value1-12 1.2 Threat/Hazard Assessment1-14 1.2.1 Threat/Hazard Identification1-14 1.2.2 Threat Definition of Physical Attack on a Building1-21 1.3 Vulnerability Assessment1-24 1.4 Risk Assessment1-35 1.5 Risk Management1-42 1.6 Building Vulnerabilty Assessment Checklist 1-45 CHAPTER 2 Ð SITE AND LAYOUT DESIGN GUIDANCE2-1 2.1 Land Use Considerations2-2 2.2 Site Planning2-6 2.2.1 Site Design2-6 2.2.2 Layout and Form2-6 2.2.3 Vehicular and Pedestrian Circulation2-11 2.2.4 Infrastructures and Lifelines2-13 2.2.5 Landscape and Urban Design2-14 2.3 Stand-off Distance2-22 2.4 Controlled Access Zones2-25 2.4.1 Physical Protective Barriers2-27 2.4.2 Other Perimeter Barriers2-30 2.4.3 Anti-ram Vehicle Barriers2-32 2.5 Entry Control and Vehicular Access2-36 2.6 Signage2-40 2.7 Parking2-42 2.8 Loading Docks and Service Access2-44 2.9 Physical Security Lighting2-45 2.10 Site Utilities2-47 2.11 Summary of Site Mitigation Measures2-51 2.12 Crime Prevention Through Environmental Design (CPTED)2-59 CHAPTER 3 Ð BUILDING DESIGN GUIDANCE3-1 3.1 Architectural3-3 3.1.1 Building Configuration3-3 3.1.2 Space Design3-6 3.1.3 Other Design Considerations3-8 3.2 Building Structural and Nonstructural Systems3-10 3.2.1 Building Design to Achieve a Desired Protection Level3-10 3.2.2 Progressive Collapse3-10 3.2.3 Loads and Stresses3-13 3.2.4 Good Engineering Practice Guidelines3-14 3.2.5 Building Materials3-16 3.2.6 Methods and References3-16 3.3 Building Envelope3-17 3.3.1 Building Exterior3-17 3.3.2 Exterior Wall Design3-18 3.3.3 Window Design3-20 3.3.4 Doors3-31 3.3.5 Roof System Design3-32 3.4 Mechanical Systems3-33 3.5 Electrical Systems3-44 3.6 Fire Protection Systems3-45 3.7 Communications Systems3-45 3.8 Electronic Security Systems3-46 3.9 Entry-control Stations3-48 3.10 Physical Security Systems3-50 3.11 Summary of Building Envelope Mitigation Measures3-50 CHAPTER 4 Ð EXPLOSIVE BLAST4-1 4.1 Blast Effects4-1 4.1.1 Building Damage4-6 4.1.2 Injuries4-8 4.1.3 Levels of Protection4-8 4.2 Stand-off Distance and the Effects of Blast4-13 4.3 Predicting Blast Effects4-16 4.3.1 Blast Load Predictions4-16 4.3.2 Blast Effects Predictions4-18 CHAPTER 5 Ð CHEMICAL, BIOLOGICAL, AND RADIOLOGICAL MEASURES5-1 5.1 Evacuation5-2 5.2 Sheltering in Place5-2 5.3 Personal Protective Equipment5-5 5.4 Air Filtration and Pressurization5-7 5.4.1 Air Filtration and Cleaning Principles5-8 5.4.2 Applying External Filtration5-20 5.4.3 Applying Internal Filtration (Recirculation Filter Units)5-24 5.4.4 Radiological Hazards5-25 5.5 Exhausting and Purging5-26 5.6 CBR Detection5-26 5.7 Indications of CBR Contamination5-31 APPENDIX A Ð Acronyms APPENDIX B Ð General Glossary APPENDIX C Ð Chemical, Biological, and Radiological Terms Glossary APPENDIX D Ð Electronic Security Systems APPENDIX E Ð Bibliography APPENDIX F Ð Associations and Organization TABLES Chapter 1 Table 1-1 Asset Value Scale1-13 Table 1-2 Nominal Building Asset Value Assessment1-14 Table 1-3 Event Profiles for Terrorism and Technological Hazards1-17 Table 1-4 Homeland Security Threat Conditions1-24 Table 1-5 Site/Building Inherent Vulnerability Assessment Matrix (Partial Risk Assessment)1-25 Table 1-6 Classification Table Extracts1-26 Table 1-7 Selected Extracts -- Recommended Standards Chart1-27 Table 1-8 Level of Visibility1-29 Table 1-9 Criticality of Target Site1-30 Table 1-10 Target Value to Potential Threat Element1-30 Table 1-11 Aggressor Access to Target1-31 Table 1-12 Target Threat of Hazard (WMD Materials)1-31 Table 1-13 Site Population Capacity1-32 Table 1-14 Potential for Collateral Damage (Mass Casualties)1-32 Table 1-15 Building Summary Sheet1-33 Table 1-16 Building Ranking1-33 Table 1-17 Simplified Building Ranking Matrix1-34 Table 1-18 Risk Factors Definitions1-38 Table 1-19 Total Risk Color Code1-38 Table 1-20 Site Functional Pre-Assessment Screening Matrix1-38 Table 1-21 Site Infrastructure Systems Pre-Assessment Screening Matrix1-39 Table 1-22 Building Vulnerablilty Assessment Checklist1-46 Chapter 2 Table 2-1 Correlation of Mitigation Measures to Threats2-54 Chapter 3 Table 3-1 Glazing Protection Levels Based on Fragment Impact Locations3-21 Table 3-2 Correlation of GSA Glazing Performance Conditions and DoD Levels of Protection for New Buildings3-22 Chapter 4 Table 4-1 DoD Minimum Antiterrorism (AT) Standards for New Buildings4-9 Table 4-2 Correlation of DoD Level of Protection to Incident Pressure4-10 Table 4-3 Damage Approximations4-19 Chapter 5 Table 5-1 Comparison of ASHRAE Standards 52.1 and 52.25-12 Table 5-2 Indicators of a Possible Chemical Incident5-34 Table 5-3 Indicators of a Possible Biological Incident5-35 Table 5-4 Indicators of a Possible Radiological Incident5-36 FIGURES Chapter 1 Figure 1-1 Recent acts of terrorism1-2 Figure 1-2 Total facilities struck by international terrorist attacks in 1997-2002 and total facilities attacked in 20021-3 Figure 1-3 The assessment process model1-5 Figure 1-4 Satellite imagery/GIS tool1-7 Figure 1-5 Satellite imagery/GIS tool1-8 Figure 1-6 Aggressor weapons1-15 Figure 1-7 Estimated plume from a 1-ton chlorine spill in Washington, DC1-16 Figure 1-8 Facility system interactions1-23 Figure 1-9 Common system vulnerabilities1-35 Figure 1-10 Non-redundant critical functions collocated near loading dock1-41 Figure 1-11 Vulnerability examples1-42 Figure 1-12 Typical building design and construction process1-43 Figure 1-13 Risk management choices1-44 Chapter 2 Figure 2-1 An example of using GIS to identify adjacent hazards2-5 Figure 2-2 Clustered versus dispersed site layouts2-8 Figure 2-3 Clustering to enhance surveillance opportunities while minimizing views into the buildings2-8 Figure 2-4 Streetscape security elements2-17 Figure 2-5 Blocking of sight lines2-20 Figure 2-6 Improper building siting and view relationships2-21 Figure 2-7 Clear zone with unobstructed views2-21 Figure 2-8 Concept of stand-off distance2-22 Figure 2-9 Stand-off distance and building separation2-23 Figure 2-10 Exclusive and non-exclusive zones2-26 Figure 2-11 Application of perimeter barrier elements2-28 Figure 2-12 Using street closing to create a controlled access area2-31 Figure 2-13 Sample bollard applications2-33 Figure 2-14 Examples of active and passive vehicle barriers2-35 Figure 2-15 Combined multi-user gate2-37 Figure 2-16 Summary of site mitigation measures2-53 Chapter 3 Figure 3-1 Glazed areas perpendicularly oriented away from streets3-5 Figure 3-2 Re-entrant corners in a floor plan3-6 Figure 3-3 Offset doors through foyer3-7 Figure 3-4 Side view of a test structure illustrating performance conditions of Table 3- 23-22 Figure 3-5 An unprotected window subject to a large explosion3-23 Figure 3-6 Narrow and recessed windows with sloped sills3-29 Figure 3-7 Sacrificial roof3-33 Figure 3-8 Example of protecting outdoor air intakes3-36 Figure 3-9 Example of elevated air intake3-36 Figure 3-10 Another example of protecting outdoor air intakes3-37 Figure 3-11 Example of enclosing an existing vulnerable air intake3-38 Figure 3-12 Physical security devices3-48 Chapter 4 Figure 4-1 Typical pressure-time history4-2 Figure 4-2 Reflected pressure coefficient vs. angle of incidence4-3 Figure 4-3 Typical impulse waveform4-4 Figure 4-4 Blast pressure effects on a structure4-7 Figure 4-5 Explosives environments - blast range to effects4-11 Figure 4- 6 Blast analysis of a building for a typical car bomb detonated in the buildingÕs parking lot4-12 Figure 4-7 Blast analysis of a building for a typical large truck bomb detonated in the buildingÕs parking lot4-12 Figure 4-8 Relationship of cost to stand-off distance4-13 Figure 4-9 Stand-off distance and its relationship to blast impact as modeled on the Khobar Towers site4-15 Figure 4-10 Incident overpressure measured in pounds per square inch, as a function of stand-off distance and net explosive weight (pounds-TNT)4-17 Chapter 5 Figure 5-1 Universal-fit escape hood5-6 Figure 5-2 Scanning electron microscope image of a polyester-glass fiber filter5-8 Figure 5-3 Four primary filter collection mechanisms5-9 Figure 5-4 Classic collection efficiency curve5-10 Figure 5-5 A bag filter and HEPA filter5-12 Figure 5-6 Comparison of filter collection efficiency based on particle size5-13 Figure 5-7 Typical performance of a HEPA 99.97%5-14 Figure 5-8 Scanning electron microscope image of activated carbon pores5-14 Figure 5-9 Charcoal filter beds5-17 Figure 5-10 UVGI array used for air disinfection with reflective surfaces5-19 Figure 5-11 A military FFA 580 air filtration system containing both a HEPA filter and an ASZM-TEDA carbon adsorber as part of an overpressure system5-21 Figure 5-12 A commercial air filtration unit5-22 Figure 5-13 An IMS chemical detector designed for installation in HVAC systems 5- 29 Figure 5-14 Placards associated with chemical incidents5-35 Figure 5-15 Placards associated with biological incidents5-36 Figure 5-16 Placards associated with radiological incidents5-36