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Frequently
Asked Questions for Applications for the
Ruth
L. Kirschstein
Institutional National Research Service Award (T32)
National Heart, Lung,
and Blood Institute
National Institutes of Health
Revised: May 2007
Supplemental
Guidelines for the Ruth L. Kirschstein Institutional National
Research Service Award (T32)
Applicants can refer to the NIH
website for many of the common questions asked NIH-wide about the Ruth L.
Kirschstein Institutional National Research Service Award (T32) at the following
URL: http://grants.nih.gov/training/faq_training.htm.
Frequently asked pre-award questions related to NHLBI T32
applications:
- What is the NHLBI receipt deadline for
a competing T32 grant application?
Receipt dates for competing applications:
January 25 - The NHLBI will accept all
types of competing T32 applications (new, renewal/competing
continuation, resubmission/amended) on this date.
May 25 - This date has been eliminated;
after 5/25/07 no T32 applications of any type will be
accepted.
September 25 - Only resubmission/amended
T32 applications will be accepted on this date.
Award Date: New competing awards for T32 grants will be
issued as early as February. Competing Renewals will usually
follow the dates of the last non-competing award end date.
- How can I insure that my grant application will be sent
to the NHLBI?
One way is to attach a letter to the face page of the
application requesting that the grant be assigned to the
NHLBI. When the application is received at the NHLBI,
the NHLBI Program Official will determine if it is relevant
to the Institute’s mission and whether the Institute
should accept assignment of the application. If it is
not accepted at the NHLBI, it will be sent to a more appropriate
Institute.
- Are competing T32 applications subject to the NIH policies
on applications with directs costs exceeding $500,000 in
any one year?
Yes. If the requested costs for your T32 application
exceed $500,000 in direct costs for any year of the award,
you must receive approval to accept the application from
the NHLBI prior to submission. Policies
for requesting approval are available at: http://www.nhlbi.nih.gov/funding/policies/500kweb.htm.
- To what Study Section do I send my T32 grant application?
All grant applications are sent to one address that is
cited in Form PHS 398. The Center for Scientific Review
receives all applications and distributes them to the
individual Institutes (I) and Centers (C) at NIH. Each
I/C has a special Study Section that reviews T32s. You
need not specify the name of the study section.
- Can a T32 grant be awarded for less than 5 years?
Yes. The length of the award is at the discretion of
the Review Committee. The Committee may perceive a problem
which may occur in the near future with the grantee and
may elect to award a shorter period in order to monitor
events. Other reasons for shorter periods may be: a new
or unusual training program is being initiated and there
is a question of its effectiveness; funding sources cited
by the Program Director to maintain a viable training
program may be in question or appear inadequate; recruitment
of trainees over an extended period may be difficult.
- The NHLBI, along with other NIH Institutes, uses a formula
to calculate what would be the allowable costs to be awarded
for tuition/fees/self-only health insurance to each grantee;
should the grantee use this formula to request a budget?
No. Grantees should request full costs in the application.
The NHLBI’s Grants Operations Branch will apply
the formula at the time of award.
- How is the stipend level determined for the T32 trainee?
The stipend level for the NRSA trainee is determined
by the number of full years of relevant postdoctoral experience
after the doctorate at the time of appointment. The stipend
levels are regulated by Congressional legislation and
are periodically adjusted to meet the rise in the cost
of living. It is important that Program Directors and
trainees know how to determine the number of years of
relevant postdoctoral experience and are aware of the
current stipend levels to ensure that the correct stipend
is being requested by the institution on behalf of the
trainee. Institutions have been known to make errors in
determining the correct amount. The current
stipend levels can be obtained by going to the NIH
website at http://grants.nih.gov/grants/guide/index.html
and entering the words nrsa stipends increase.
- Are there specific formats for the tables in the grant
application?
Yes. NHLBI has made available suggested
formats that will assist the applicant to organize the
required information in a way that reviewers can readily
evaluate. Specific table formats for the T32 grant application
are located at: Suggested
Tabular Formats for Required Data.
- Is it possible to get a copy of a successful T32 grant
to use as a guide?
Not at this time. The training objectives of individual
T32 grants are so very different and cover so many areas
of career relevance that to find even a number of "standard"
acceptable grants is difficult.
- What review considerations should I be aware of in preparing
a mentorship plan?
You are advised to: describe time commitments specifically
and ensure they are appropriate to defined goals and needs;
include descriptions in the training plan of trainees’
specific roles on various projects and how these contribute
to career development; ensure that the career development
plan, mentoring plan, expertise/expectations of mentors
and letters of support are all consistent and coherently
directed toward meeting the trainee’s career goals;
consider inclusion of secondary mentors or mentoring or
advisory committees if they are clearly integrated into
the overall career development plan; and include description
of previous trainees and their accomplishments, and mentors’
roles in their career development, without limiting this
description to formal relationships such as past T32 or
K programs. Excellent mentorship guides are available
from the National
Academy of Sciences at http://www.nap.edu/readingroom/books/mentor/
and the NIH
Intramural Program at http://www1.od.nih.gov/oir/sourcebook/ethic-conduct/mentor-guide.htm.
- Are there other review issues of which I should be aware?
Other issues frequently commented upon during review
include:
- Whether the Program Director will devote sufficient time to the training
grant, based on either no percent effort for the grant specified, or a low
percent effort.
- If a very large a number of faculty is involved, whether the program would
have difficulty in providing a sense of unity, cohesiveness, and true collaboration
across departments (as applicable).
- Whether proposed predoctoral programs are given as much attention in preparation
and description as proposed postdoctoral programs in the same application.
- Whether the majority of trainees are trained with just one or two faculty.
- Whether the proposed faculty includes experienced, successful trainers
with evidence of other research grant support.
- Whether the proposed program overlaps with other training grants at the
same institution.
- For competing renewal applications, whether the number of training positions
actually awarded was different from the number recommended by reviewers
and why.
- Whether the program demonstrates integration among tracks, faculty, multiple
campuses or sites, pre-doctoral and post-doctoral programs, basic and clinical
research, etc.
- Whether the program includes internal and/or external advisory committees
with descriptions of membership, role, frequency of meetings, etc.
- Whether the process for selecting trainees is described and trainees and
mentors will be matched.
- Whether the program will provide trainees with up-to-date skills.
In addition, if you are proposing an increase in the number of training positions,
the need for the extra positions must be justified and supported by a good
record of filling previous slots and evidence of an adequate trainee pool.
Other criticisms often applied to training grant applications include: lack
of focus or theme, lack of integrated leadership, lack of modern cutting-edge
science, inadequate descriptions of didactic coursework, and lack of other
research support for faculty.
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12. |
What is the NHLBI policy for T32s on training in the responsible
conduct of research? |
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All T32 grants must have a responsible conduct of research
component that is assessed by the Review Committee for adequacy. It is mandatory
that every trainee complete this assignment. An award will not be made until
an adequate plan for training in responsible conduct of research has been
submitted to NHLBI. |
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13. |
Can an application with an inadequate minority recruitment plan be funded? |
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In order to receive full term funding, the Program Director must submit
a revised minority recruitment plan for review and approval by the NHLBI.
If the Minority Recruitment Plan receives an inadequate rating, the Program
Director of a T32 grant is urged to contact NHLBI program staff for guidance. |
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Frequently asked post-award questions: |
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14. |
Is a new Statement of Appointment Form (PHS 2271, Rev. 05/01) required
each year for a trainee to be supported by a T32 grant? |
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Yes. Each appointment begins a new 9 to 12-month period. |
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15. |
When is a Termination Form (PHS 416-7, Rev. 12/98) needed? |
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When a trainee completes his/her period of planned training as cited on
the Appointment Form. The Termination and Appointment Forms must
match each other. If a trainee leaves prior to the original planned
appointment period, then an amended appointment form must be submitted so
the termination date matches the end of the abbreviated appointment period.
This procedure also must be followed if the trainee is to take a leave of
absence and is to be reappointed later. |
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16. |
Can an individual be appointed to a post-doc training position if he/she
has completed all requirements of the doctorate but has not formally received the diploma? |
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Yes. Some institutions hold formal ceremonies for the awarding of diploma
after all relevant
requirements for the degree have been met. When there is no formal ceremony,
then the NHLBI needs formal documentation from the institution that the
trainee has completed all requirements for the degree and the appointment
date on the T32 must be on or after the date cited when the trainee completed
all doctoral requirements. |
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17. |
Is a payback agreement required for all new appointed postdoctoral trainees? |
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Yes, if the appointee has never been supported on an NRSA award.
If an appointee has been supported for 12 months or longer at some previous
time, there is no need for another payback agreement. The individual only
has to do this once. Simple guidelines for completing the
payback requirement are available at: Payback.
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18. |
Is a payback agreement required for all NRSA postdoctoral trainees? |
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Yes, but only once for all NRSA supported candidates at the outset of
their initial 12-months of postdoctoral support. If the trainee received
prior NRSA support that totals 12 months, on either an institutional training
grant (T32) or an individual fellowship (F32), a new payback agreement would
not be required. Payback service begins on the 13th month of support and
will end at the conclusion of the 24th month. If the trainee is supported
for a third year it is without any obligations. Refer to the simple guidelines
at: Payback
for further information. |
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19. |
Is it possible to request an additional T32 trainee slot for an underrepresented
minority trainee when all slots are filled? |
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Yes. Institutional NRSA training grants funded by the NHLBI are eligible
to request a supplemental training position to support one underrepresented
minority trainee if all of the awarded training positions have been filled.
The position is awarded for the current year and is in addition to the total
number of training positions awarded to the grant. The trainee selected
for this position must be a member of an underrepresented minority group
(i.e., African American/Black, Hispanic, American Indian, Alaska Native,
and non-Asian Pacific Islander), be at the training level approved for the
grant (i.e., predoctoral or postdoctoral), be appointed for a period of
at least 2 years, and meet all other eligibility criteria specified in the
parent grant. For further information about how to make a request please
see T32
Slot Procedures at http://www.nhlbi.nih.gov/funding/policies/t32slotpros.htm. |
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20. |
Can there be a change of distribution of pre- and post-doctoral trainees
after award of the T32? |
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Yes. The change of trainees from one category to the other can occur with
the prior approval of the NHLBI Program Official. The situation must be
explained by the Program Director in a letter to the Program Official. However,
there may be budget considerations that may be a factor in approving the
change. |
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21. |
Can the cost of recruiting trainees be charged to the T32? |
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No. PHS Grants Policy states that "Project funds
may not be used for a prospective trainee’s travel costs to or from
the grantee institution for the purpose of recruitment.” |
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22. |
Can a “brand-new” trainee be appointed during a no-cost extension
of an existing grant? |
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NHLBI policy prohibits such an appointment because of the limited training
experiences a new trainee would receive as well as the difficulties it poses
to the trainee in fulfilling payback requirements. However, reappointments
of current trainees to the full extent of the remaining budget is possible.
It is NHLBI policy that pre-docs have a higher priority than post-docs if
the budget is limited during the no-cost extension phase because post-docs
have more flexibility to move elsewhere. |
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23. |
Can a trainee be supported on a NIH research grant at the same time he/she
is receiving a stipend from a T32 grant? |
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No. Public Health Service funds may not be used to supplement an NRSA
stipend. Trainees are required to devote full-time effort to the training
program. Trainees may receive separate salary from an NIH grant when employed
for services, such as laboratory technical assistance, on a limited part-time
basis. Part-time is considered by NHLBI as up to 20 hours per week. Compensation
may not be paid from a research grant that supports the same research that
is part of the trainee’s planned training experience. Under no circumstances
may the employment interfere with, detract from, or prolong the trainee’s
approved NRSA training program. |
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24. |
In the NHLBI, does the T32 grant have Carryover Authority? |
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No. As with most Institutes and training grants at the NIH, NHLBI has
not included them as carryover status. Automatic carryover of unexpended
funds is thus not permitted. If there is a need for carryover, prior approval
is required. Under most circumstances, each T32 is fully funded each year
and there is little justification for carryovers. |
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25. |
How can I ask for post award changes to my existing T32 award? |
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You must contact the NHLBI Grants Administration official to determine
the appropriate
procedures to use in making a request for post award changes in your grant.
This also applies to any of your needs that require a prior approval from
the NHLBI. In general, you will have to make a request that is signed by
you and a business official of your institution. After receiving the request,
the Grants Administration official will consult with the NHLBI Program Official
as necessary to determine whether the request can be approved. |
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