USDOL v. Pennfield Corp., 96-RIS-68 (ALJ Oct. 16,
1996)
U.S. Department of Labor Office of Administrative Law Judges
800 K Street, NW
Washington, DC 20001-8002
Date Issued: October 16, 1996
Case No.: 96-RIS-68
In the Matter of:
UNITED STATES DEPARTMENT OF LABOR,
PENSION AND WELFARE BENEFITS
ADMINISTRATION,
Complainant
v.
PENNFIELD CORPORATION,
Respondent
Before: JOHN M. VITTONE
Chief Administrative Law Judge
DECISION AND ORDER
This case arises under the Employee
Retirement Income Security Act of 1974 (ERISA), 29 U.S.C §
1100 etseq. and the regulations issued thereunder
at 29 C.F.R. §§ 2560 and 2570.
On May 23, 1996, the Pension and Welfare
Benefits Administration, United States Department of Labor (DOL),
issued a Notice of Intent to Assess a Penalty (Notice) against
Pennfield Corporation (Respondent) for $6,050. DOL alleged that
Respondent failed to timely file its plan's 1993 Form 5500 annual
report as required by ERISA. In the Notice, Respondent was given
an opportunity to file a Statement of Reasonable Cause. On June
19, 1996, Respondent filed the aforesaid Statement.
Subsequently, DOL issued a Notice of Determination on Statement
of Reasonable Cause on July 8, 1996. Therein, DOL waived $5,500
of the original penalty ($6,050) in this matter. A reduced civil
money penalty for $550 is assessed against Respondent for
violating ERISA and its regulations.
Respondent requested a hearing before this
Office on August 9, 1996. On August 22, 1996, this Office issued
a Notice of Docketing which required the parties to exchange and
submit certain information. On September 13, 1996, Respondent
stated that it is withdrawing the appeal to the Notice of
Determination on Statement of Reasonable Cause.
The regulations at 29 C.F.R. §
2570.67(a)(1) state that "[w]here no issues of a material of
fact is found to have been raised, the administrative law judge
may issue a decision which . . . shall become a final
order." In light of the foregoing, Respondent's request to
withdraw the hearing is APPROVED and this matter is hereby
DISMISSED.