Brian L. Brogan, Associate General Counsel, American Century Investments
| Feb. 28, 2008 | Richard McCormick, McCormick Capital Management |
| Feb. 28, 2008 | Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable |
| Feb. 28, 2008 | Steven M. Joenk, Chair, Chief Executive Officer and President, EQ Advisors Trust and AXA Premier VIP Trust |
| Feb. 28, 2008 | Jonathan M. Kopcsik, Stradley Ronon Stevens & Young, LLP |
| Feb. 28, 2008 | Peter R. Guarino, Managing Director, Foreside Compliance Services, LLC |
| Feb. 28, 2008 | Eric D. Roiter, Senior Vice President and General Counsel, Fidelity Management & Research Company |
| Feb. 28, 2008 | Stephen A. Keen |
| Feb. 28, 2008 | Russell Planitzer, Chairman and Chief Executive Officer, NewRiver Inc. |
| Feb. 28, 2008 | Mercer Bullard, Founder and President, Fund Democracy, Barbara Roper, Director of Investor Protection, Consumer Federation of America, and Ken McEldowney, Executive Director, Consumer Action |
| Feb. 28, 2008 | Bo Li, Esq., New York, New York |
| Feb. 28, 2008 | Timothy McHale, Counsel and Katherine H. Newhall, Counsel, Capital Research and Management |
| Feb. 28, 2008 | Mortimer J. Buckley, Managing Director, Retail Investor Group, Vanguard |
| Feb. 28, 2008 | Dale E. Brown, CAE, President & CEO, Financial Services Institute |
| Feb. 28, 2008 | Karrie McMillan, General Counsel, Investment Company Institute and Ira D. Hammerman, Senior Managing Director and General Counsel, SIFMA |
| Feb. 28, 2008 | Karrie McMillan, General Counsel, Investment Company Institute |
| Feb. 28, 2008 | Mark N. Polebaum, Executive Vice President and General Counsel, MFS Investment Management and Judith R. Hogan, Senior Vice President and Associate General Counsel, MFS Investment Management |
| Feb. 28, 2008 | Stephanie Grauerholz-Lofton, Vice President & Assistant General Counsel, Janus Capital Management LLC's |
| Feb. 28, 2008 | Kurt N. Schacht, Executive Director, CFA Institute Centre for Financial Market and Linda L. Rittenhouse, Senior Policy Analyst, CFA Institute Centre for
Financial Market Integrity |
| Feb. 28, 2008 | Ira D. Hammerman, Senior Managing Director and
General Counsel, SIFMA |
| Feb. 28, 2008 | Stephen E. Roth, W. Thomas Conner, and Mary Jane Wilson-Bilik, Sutherland Asbill & Brennan LLP |
| Feb. 28, 2008 | Gary O. Cohen, Jorden Burt LLP |
| Feb. 28, 2008 | Greg J. Stark, President and Chief Executive Officer, Russell Investments |
| Feb. 28, 2008 | Michael H. Koonce, Senior Vice President and General Counsel, Evergreen Investments |
| Feb. 28, 2008 | Jill Gross, Director and Jay Yamamoto, Student Intern, Pace University School of Law |
| Feb. 28, 2008 | William A. Jacobson, Associate Clinical Professor
Director, Cornell Securities Law Clinic; Jennifer Freiman, Cornell Law School; and Morgan McDevitt, Cornell Law School |
| Feb. 28, 2008 | Thomas O. Putnam, President, Fenimore Asset Management Trust |
| Feb. 28, 2008 | Tom Orecchio, Chair, NAPFA, Ellen Turf, CEO, NAPFA, and Diahann Lassus,Chair, Industry Issues Committee, National Association of Personal |
| Feb. 28, 2008 | Ira P. Shapiro, Associate General Counsel, Barclays Global Fund Advisors |
| Feb. 28, 2008 | Allan S. Mostoff, President, Mutual Fund Directors Forum |
| Feb. 28, 2008 | Mark S. Howard, Senior Vice President, Secretary and Counsel, USAA Investment Management Company |
| Feb. 28, 2008 | Gerald F. Scavelli, President, Information Distribution Solutions, Broadridge Financial Solutions |
| Feb. 27, 2008 | Stephen R. Rimes, Assistant General Counsel, A I M Advisors, Inc. |
| Feb. 27, 2008 | Ward C. Bourn, Williamsburg, Virginia |
| Feb. 27, 2008 | Laura P. Lutton, Senior Mutual Fund Analyst, Morningstar, Inc., Chicago, Illinois |
| Feb. 27, 2008 | Debra M. Brown, Esquire, CEO, Self Audit, Inc., Boston, Massachusetts |
| Feb. 27, 2008 | Dominic Jones, President, IRWebReport.com, Toronto, Canada |
| Feb. 27, 2008 | Brian C. Essman, President and CEO, Data Communique, Inc., Carlstadt, New Jersey |
| Feb. 27, 2008 | Mary S. Gallagher, Omaha, Nebraska |
| Feb. 26, 2008 | Michael J. Sharp, General Counsel, Citi Global Wealth Management, Citigroup Global Markets Inc. |
| Feb. 26, 2008 | David Singh |
| Feb. 26, 2008 | L. A. Schnase, Individual Investor and Attorney at Law |
| Feb. 26, 2008 | Donald A. Manzullo, Member of Congress, Washington, District of Columbia |
| Feb. 26, 2008 | Alison W. Beirlein, Manager, Internal Compliance, AIG SunAmerica Mutual Funds, Jersey City, New Jersey |
| Feb. 25, 2008 | Philip I. Kirstein and John G. Jerow, Committee on Investment Management Regulation, New York City Bar |
| Feb. 25, 2008 | Stephen R. Lewis, Jr., Independent Chairman, RiverSource Funds |
| Feb. 24, 108 | David G. Hanighen, None, Chino Hills, California |
| Feb. 24, 2008 | Jeffery E. Paynowski, Medina, Ohio |
| Feb. 23, 2008 | Thomas Adams |
| Feb. 22, 2008 | Nicol Herris, Indio, California |
| Feb. 19, 2008 | Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers |
| Feb. 18, 2008 | B. W. Atkins, California |
| Feb. 17, 2008 | Peter Matthews |
| Feb. 16, 2008 | Leslie Bejune, Ft. Mill, South Carolina |
| Feb. 15, 2008 | Richard K. Hopkins |
| Feb. 15, 2008 | Rebecca Turcotte Kish |
| Feb. 15, 2008 | Wayne E. Wilkerson, Justin, Texas |
| Feb. 15, 2008 | Robert W. Uek, Chair, Governing Council, Independent Directors Council |
| Feb. 15, 2008 | Stuart A. Rodriguez, MBA |
| Feb. 14, 2008 | Roy J. Biegel, Highlands Ranch, Colorado |
| Feb. 14, 2008 | Jonathan Lee |
| Feb. 14, 2008 | Gary M. keenan, Albuquerque, New Mexico |
| Feb. 13, 2008 | David P. Dubois, Sanford, Maine |
| Feb. 13, 2008 | Niels Holch, Executive Director, Coalition of Mutual Fund Investors |
| Feb. 13, 2008 | Michael E. Kendrick, Lexington, Michigan |
| Feb. 13, 2008 | Richard L. Foley, Beaverton, Oregon |
| Feb. 13, 2008 | D. G. Birmingham, Systems Engineer, El Segundo, California |
| Feb. 12, 2008 | Christine A. Nelson |
| Feb. 12, 2008 | Dan Meador |
| Feb. 11, 2008 | Richard McCormick |
| Feb. 11, 2008 | Jeff L. Beaudoin, CEO, Portland, Oregon |
| Feb. 11, 2008 | Scott Hastings, Laurence Harbor, New Jersey |
| Feb. 10, 2008 | Sean McCarthy, Project Analyst EDS, Boston, Massachusetts |
| Feb. 10, 2008 | Walter B. Virginski, Westerly, Rhode Island |
| Feb. 10, 2008 | Lamont Matt E. Mathews, Lodi, Wisconsin |
| Feb. 10, 2008 | William Mahavier |
| Feb. 10, 2008 | David Wyatt, Milwaukee, Wisconsin |
| Feb. 9, 2008 | Darrell Wehmeier, Topeka, Kansas |
| Feb. 9, 2008 | John P. McCarty, Pittsburgh, Pennsylvania |
| Feb. 8, 2008 | Roger J. Galket, Individual Investor |
| Feb. 8, 2008 | Robert F. Cardell, Boulder, Colorado |
| Feb. 8, 2008 | Kinggod Elhussi-Bey, Individual Investor, Wheatley Heights, New York |
| Feb. 7, 2008 | Manuela A. De Leon, retired, New York City, New York |
| Feb. 7, 2008 | Robert M. Blanck, Jr., Annapolis, Maryland |
| Feb. 7, 2008 | Kevin Possin, Department of Philosophy Chair, Critical Thinking Lab Director, Winona State University |
| Feb. 6, 2008 | Thomas R. Thedford, D.V.M., Stillwater, Oklahoma |
| Feb. 6, 2008 | Art Ticknor, Moundsville, West Virginia |
| Feb. 5, 2008 | Kenneth L. Kesler |
| Feb. 4, 2008 | Ric Edelman, Chairman & CEO |
| Feb. 3, 2008 | Gary Tyrrell, President, QuestNet Corp., Princeton, New Jersey |
| Feb. 1, 2008 | Leslie L. Ogg, Esquire, Eden Prairie, Minnesota |
| Jan. 24, 2008 | Joanne DeLaurentiis, President & Chief Executive Officer, Investment Funds Institute of Canada |
| Jan. 24, 2008 | Jennifer Smiljanich, CFP, VP Operations, Hylant Financial Services, Toledo, Ohio |
| Jan. 15, 2008 | Memorandum from the Division of Investment Management regarding a meeting with representatives of Investment Company Institute |
| Jan. 15, 2008 | Memorandum from the Office of Commissioner Kathleen Casey regarding a January 14, 2008, meeting with representatives of Janus Capital Group and Williams & Jensen |
| Jan. 14, 2008 | James D. Winship, General Counsel, Saturna Capital Corporation |
| Jan. 9, 2008 | Jeffrey C. Keil, Principal, Keil Fiduciary Strategies LLC, Littleton, Colorado |
| Jan. 8, 2008 | Brock Hastie, MBA, Independent Investment Advisor, Michigan |
| Jan. 8, 2008 | Ronald S. Marsh, CFP®, Portland, Oregon |
| Dec. 28, 2007 | Sarah Dowson |
| Dec. 26, 2007 | William E. Kent, FINRA registered compliance and operations principal, CBIZ Financial Solutions, Newbury, Ohio |
| Dec. 10, 2007 | Jon S. Fossel, CFA, Independent Fund Director, Former ICI Chairman, Ennis, Montana |
| Dec. 8, 2007 | Colin Dean, Esquire |
| Dec. 3, 2007 | Peter Wollesen |
| Nov. 28, 2007 | Memorandum from the Office of Disclosure Regulation regarding a October 25, 2007, meeting with representatives of Broadridge Financial Solutions, Inc. |
| Nov. 30, 2007 | Vernon L. Dransfeldt, Registered Investment Advisor, Camarillo, California |
| Nov. 29, 2007 | R. N. G., Esquire |
| Nov. 27, 2007 | William D. McAllister, Private individual and voter, Lanham, Maryland |
| Nov. 26, 2007 | Michael Horowitz, Senior Fellow, Hudson Institute |
