-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FR1If8qt/v7afyVpwzWxEO86QeUogvpBA49TYEZLONRRUytoudHZTxkJBJnmEwn/ TOotP+qXvA+nIMNy8fUTJw== 0000940400-02-000178.txt : 20020415 0000940400-02-000178.hdr.sgml : 20020415 ACCESSION NUMBER: 0000940400-02-000178 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAGE LIFE INVESTMENT TRUST CENTRAL INDEX KEY: 0001054187 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-08623 FILM NUMBER: 02563482 BUSINESS ADDRESS: STREET 1: 101 FEDERAL STREET STREET 2: 101 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-573-1550 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I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 0 063 B000100 0.0 066 A000100 Y 066 D000100 Y 067 000100 N 068 A000100 N PAGE 8 068 B000100 Y 069 000100 Y 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 N 070 J020100 N 070 K010100 N 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 N 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 N 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 23 071 B000100 15349 071 C000100 10805 071 D000100 0 072 A000100 8 072 B000100 23 072 C000100 141 072 D000100 0 072 E000100 0 072 F000100 82 072 G000100 0 072 H000100 0 072 I000100 0 PAGE 9 072 J000100 0 072 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N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 N 070 J020200 N 070 K010200 N 070 K020200 N 070 L010200 N PAGE 13 070 L020200 N 070 M010200 N 070 M020200 N 070 N010200 N 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 N 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 4353 071 B000200 421 071 C000200 5373 071 D000200 8 072 A000200 12 072 B000200 2 072 C000200 70 072 D000200 0 072 E000200 0 072 F000200 34 072 G000200 0 072 H000200 0 072 I000200 0 072 J000200 0 072 K000200 0 072 L000200 0 072 M000200 9 072 N000200 0 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 22 072 S000200 0 072 T000200 0 072 U000200 0 072 V000200 0 072 W000200 2 072 X000200 67 072 Y000200 38 072 Z000200 43 072AA000200 5 072BB000200 0 072CC010200 0 072CC020200 617 072DD010200 43 072DD020200 0 072EE000200 42 073 A010200 0.0486 PAGE 14 073 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J010300 N 070 J020300 N 070 K010300 N 070 K020300 N 070 L010300 N 070 L020300 N 070 M010300 N 070 M020300 N 070 N010300 N 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 N 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 N 070 R020300 N 071 A000300 0 071 B000300 0 071 C000300 0 071 D000300 0 072 A000300 12 072 B000300 216 072 C000300 0 072 D000300 0 PAGE 18 072 E000300 0 072 F000300 37 072 G000300 0 072 H000300 0 072 I000300 0 072 J000300 0 072 K000300 0 072 L000300 0 072 M000300 11 072 N000300 0 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 24 072 S000300 0 072 T000300 0 072 U000300 0 072 V000300 0 072 W000300 2 072 X000300 74 072 Y000300 37 072 Z000300 179 072AA000300 0 072BB000300 0 072CC010300 0 072CC020300 0 072DD010300 179 072DD020300 0 072EE000300 0 073 A010300 0.0336 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 13 074 B000300 0 074 C000300 7549 074 D000300 0 074 E000300 0 074 F000300 0 074 G000300 0 074 H000300 0 074 I000300 0 074 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A000400 0 063 B000400 0.0 066 A000400 Y 066 C000400 Y 067 000400 N 068 A000400 N 068 B000400 N 069 000400 Y 070 A010400 Y 070 A020400 N 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 N 070 J020400 N 070 K010400 N 070 K020400 Y 070 L010400 N 070 L020400 N 070 M010400 N 070 M020400 N 070 N010400 N 070 N020400 N 070 O010400 Y 070 O020400 N PAGE 22 070 P010400 N 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 N 070 R020400 N 071 A000400 1178 071 B000400 237 071 C000400 785 071 D000400 30 072 A000400 12 072 B000400 1 072 C000400 0 072 D000400 0 072 E000400 0 072 F000400 7 072 G000400 0 072 H000400 0 072 I000400 0 072 J000400 0 072 K000400 0 072 L000400 0 072 M000400 1 072 N000400 0 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 3 072 S000400 0 072 T000400 0 072 U000400 0 072 V000400 0 072 W000400 0 072 X000400 11 072 Y000400 4 072 Z000400 -6 072AA000400 0 072BB000400 175 072CC010400 0 072CC020400 60 072DD010400 0 072DD020400 0 072EE000400 0 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 0 074 B000400 0 074 C000400 0 074 D000400 0 PAGE 23 074 E000400 0 074 F000400 1397 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 55 074 K000400 0 074 L000400 0 074 M000400 0 074 N000400 1452 074 O000400 0 074 P000400 2 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 64 074 S000400 0 074 T000400 1386 074 U010400 316 074 U020400 0 074 V010400 4.39 074 V020400 0.00 074 W000400 0.0000 074 X000400 2 074 Y000400 0 075 A000400 0 075 B000400 933 076 000400 0.00 008 A000501 SAGE ADVISORS INC 008 B000501 A 008 C000501 801-55840 008 D010501 STAMFORD 008 D020501 CT 008 D030501 06901 008 A000502 EAGLE ASSET MANAGEMENT 008 B000502 S 008 C000502 801-21343 008 D010502 ST. PETERSBURG 008 D020502 FL 008 D030502 33733 015 A000501 PFPC TRUST COMPANY 015 B000501 C 015 C010501 PHILADELPHIA 015 C020501 PA 015 C030501 19153 015 E010501 X 024 000500 Y 025 A000501 GOLDMAN SACHS GROUP 025 B000501 13-5108880 025 C000501 E PAGE 24 025 D000501 37 025 A000502 LEHMAN BROTHERS 025 B000502 13-2518466 025 C000502 E 025 D000502 30 025 A000503 AMERICAN EXPRESS CREDIT CORP. 025 B000503 13-2985263 025 C000503 E 025 D000503 23 025 D000504 0 025 D000505 0 025 D000506 0 025 D000507 0 025 D000508 0 028 A010500 54 028 A020500 0 028 A030500 0 028 A040500 1 028 B010500 90 028 B020500 0 028 B030500 0 028 B040500 22 028 C010500 97 028 C020500 0 028 C030500 0 028 C040500 16 028 D010500 50 028 D020500 0 028 D030500 0 028 D040500 0 028 E010500 63 028 E020500 0 028 E030500 0 028 E040500 8 028 F010500 76 028 F020500 0 028 F030500 0 028 F040500 16 028 G010500 430 028 G020500 0 028 G030500 0 028 G040500 63 028 H000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 1.100 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 PAGE 25 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 0 063 B000500 0.0 066 A000500 Y 066 D000500 Y 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y PAGE 26 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 N 070 J020500 N 070 K010500 N 070 K020500 Y 070 L010500 Y 070 L020500 N 070 M010500 Y 070 M020500 N 070 N010500 N 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 N 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 N 070 R020500 N 071 A000500 1041 071 B000500 531 071 C000500 827 071 D000500 64 072 A000500 12 072 B000500 2 072 C000500 4 072 D000500 0 072 E000500 0 072 F000500 10 072 G000500 0 072 H000500 0 072 I000500 0 072 J000500 0 072 K000500 0 072 L000500 0 072 M000500 2 072 N000500 0 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 4 PAGE 27 072 S000500 0 072 T000500 0 072 U000500 0 072 V000500 0 072 W000500 0 072 X000500 16 072 Y000500 6 072 Z000500 -4 072AA000500 0 072BB000500 142 072CC010500 21 072CC020500 0 072DD010500 0 072DD020500 0 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 139 074 B000500 0 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 1118 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 0 074 K000500 0 074 L000500 1 074 M000500 0 074 N000500 1258 074 O000500 30 074 P000500 2 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 8 074 S000500 0 074 T000500 1218 074 U010500 185 074 U020500 0 074 V010500 6.58 074 V020500 0.00 074 W000500 0.0000 074 X000500 2 074 Y000500 0 075 A000500 0 075 B000500 1009 PAGE 28 076 000500 0.00 SIGNATURE FRANK MONAGHAN TITLE COMPL. ADMINISTRATOR EX-99 3 sage.txt EXHIBIT INDEX EXHIBIT A: Attachment to item 77B: Accountants report on internal control EXHIBIT B: Attachment to item 77C: Submission of matters to a vote of Security holders. - --------------------------------------------------------------- EXHIBIT A: Ernst & Young LLP Two Commerce Square Suite 4000 2001 Market Street Philadelphia, Pennsylvania 19103-7096 Report of Independent Auditors To the Shareholders and Board of Trustees Sage Life Investment Trust In planning and performing our audit of the financial statements of Sage Life Investment Trust (the "Trust") for the year ended December 31, 2001, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N- SAR, not to provide assurance on internal control. The management of the Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in any internal control, error or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities that we consider to be material weaknesses as defined above at December 31, 2001. This report is intended solely for the information and use of the Board of Trustees and management of the Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. Ernst & Young LLP Philadelphia, Pennsylvania February 8, 2002 EXHIBIT B: The Special Meeting of Shareholders was held on August 17, 2002. The matter voted upon was the Approval of a new Sub-Advisory Agreement with Conning Asset Management Company. The number of affirmative votes was 7,316,259.681 and the number of votes abstained was 127,095.769. -----END PRIVACY-ENHANCED MESSAGE-----