SEC NEWS DIGEST Issue 2006-47 March 10, 2006 COMMISSION ANNOUNCEMENTS SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN TWO COMPANIES THAT FAILED TO MAKE REQUIRED PERIODIC FILINGS The Commission announced the temporary suspension of trading of the securities of the following issuers, commencing at 9:30 a.m. EST on March 10, 2006, and terminating at 11:59 p.m. EST on March 23, 2006: * Biopulse International, Inc. (now known as Only You, Inc.) (ONYY) * Summit National Consolidation Group, Inc. (now known as Superwipes, Inc.) (SPWP) The Commission temporarily suspended trading in the securities of these companies due to a lack of current and accurate information about these companies because they have not filed periodic reports with the Commission since the periods ended April 30, 2002, and December 31, 2000, respectively. These orders were entered pursuant to Exchange Act Section 12(k). The Commission cautions brokers, dealers, shareholders and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the companies. Brokers and dealers should be alert to the fact that, pursuant to Exchange Act Rule 15c2-11, at the termination of the trading suspensions, no quotation may be entered relating to the securities of the subject companies unless and until the broker or dealer has strictly complied with all of the provisions of the rule. If any broker or dealer is uncertain as to what is required by the rule, it should refrain from entering quotations relating to the securities of the companies that have been subject to trading suspensions until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. Any broker or dealer with questions regarding the rule should contact the staff of the Securities and Exchange Commission in Washington, D.C. at (202) 551- 5720. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information which may relate to this matter, they should immediately communicate it to the Delinquent Filings Branch of the Division of Enforcement at (202) 551- 5466, or by e-mail at DelinquentFilings@sec.gov. (Rel. 34-53464) ENFORCEMENT PROCEEDINGS COMMISSION INSTITUTES ADMINISTRATIVE PROCEEDINGS AGAINST TWO DELINQUENT COMPANIES FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS On March 10, the Commission issued public administrative proceedings against two companies to determine whether the registration of each class of their securities should be revoked or suspended for a period not exceeding twelve months for failure to file required periodic reports: * Biopulse International, Inc. (now known as Only You, Inc.) * Summit National Consolidation Group, Inc. (now known as Superwipes, Inc.) In this Order, the Division of Enforcement (Division) alleges that the two issuers are delinquent in their required periodic filings with the Commission. In this proceeding, instituted pursuant to Securities Exchange Act of 1934 (Exchange Act) Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the judge will hear evidence from the Division and the respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute violations of Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, are true. The judge in the proceeding will then determine whether the registrations pursuant to Exchange Act Section 12 of the securities of these respondents should be revoked, or in the alternative, suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in this proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. (Rel. 34-53465 File No. 3-12235) SEC SUES INVESTMENT ADVISER BMA VENTURES, INC. AND ITS PRESIDENT, WILLIAM KEPLER, ALLEGING $1.9 MILLION "SCALPING" SCHEME On March 9, the Commission filed suit in the U.S. District Court for the Northern District of Texas against BMA Ventures, Inc., a registered investment adviser, and its president and owner, William Robert Kepler. According to the complaint, from January 2004 through March 2005, BMA Ventures and Kepler issued newsletters by bulk fax under names such as "OTC Premier," "Inside Wall St.," and "OTC Marquee" recommending that the recipients purchase the stock of 26 companies, virtually all of which were penny stocks. The complaint alleges that the newsletters were fraudulent because they did not reveal that BMA Ventures was secretly selling its stock in the same companies contrary to its recommendations, a practice known as "scalping." BMA Ventures and Kepler obtained approximately $1.9 million through this scheme. Finally, BMA improperly registered with the Commission as an investment adviser because it did not meet the conditions necessary for registration. The Commission alleges that BMA Ventures and Kepler violated the anti- fraud provisions of the federal securities laws, specifically Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder and that BMA Ventures violated, and Kepler aided and abetted BMA's violation of, the investment-adviser registration provisions, specifically Section 203A of the Investment Advisers Act of 1940. The Commission is seeking permanent injunctions against BMA Ventures and Kepler along with penny-stock bars, disgorgement with prejudgment interest, and civil monetary penalties. [SEC v. BMA Ventures, Inc. and William Robert Kepler, Civil Action No. 3-06CV0427-P, N.D. Tex.] (LR-19606; Press Rel. 2006-35) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-Phlx-2005-45) filed by the Philadelphia Stock Exchange relating to automatic execution of options transactions during crossed markets, and granted accelerated approval to Amendment No. 1 thereto. Publication of the order is expected in the Federal Register during the week of March 13. (Rel. 34-53449) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Amex-2006-23) filed by the American Stock Exchange to adopt an options licensing fee for options on certain Rydex exchange-traded funds has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 13. (Rel. 34-53451) A proposed rule change (SR-BSE- 2006-01) and Amendment Nos. 1 and 2 thereto filed by the Boston Stock Exchange to establish fees for options on certain exchange traded funds has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 13. (Rel. 34-53454) WITHDRAWALS SOUGHT A notice has been issued giving interested persons until April 3, 2006, to comment on the application of Host Marriott Corporation to withdraw its common stock, $.01 par value, and purchase share rights for series A junior participating preferred stock, $.01 par value, from listing and registration on the Chicago Stock Exchange. (Rel. 34-53458) A notice has been issued giving interested persons until April 3, 2006, to comment on the application of Host Marriott Corporation to withdraw its common stock, $.01 par value, and purchase share rights for series A junior participating preferred stock, $.01 par value, from listing and registration on the Pacific Exchange. (Rel. 34-53459) A notice has been issued giving interested persons until April 3, 2006, to comment on the application of Cogent Communications Group, Inc. to withdraw its common stock, $.001 par value, from listing and registration on the American Stock Exchange. (Rel. 34-53461) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 PARLUX FRAGRANCES INC, 3725 S W 30TH AVE, FT LAUDERDALE, FL, 33312, 9543169008 - 1,780,000 ($58,918,000.00) Equity, (File 333-132288 - Mar. 9) (BR. 02A) S-8 PLATO LEARNING INC, 10801 NESBITT AVENUE SOUTH, BLOOMINGTON, MN, 55437, 8477817800 - 0 ($1.00) Equity, (File 333-132290 - Mar. 9) (BR. 05B) S-1 Verigy Pte. Ltd., NO. 1 YISHUN AVE. 7, SINGAPORE, U0, 768923, 650-752-5503 - 0 ($115,000,000.00) Equity, (File 333-132291 - Mar. 9) (BR. 10) S-3ASR DUN & BRADSTREET CORP/NW, 103 JFK PARKWAY, 103 JFK PARKWAY, SHORT HILLS, NJ, 07078, 9739215500 - 0 ($300,000,000.00) Debt, (File 333-132292 - Mar. 9) (BR. 11C) S-8 FLOWERS FOODS INC, 1919 FLOWERS CIRCLE, THOMASVILLE, GA, 31757, 9122269110 - 0 ($82,590,000.00) Equity, (File 333-132293 - Mar. 9) (BR. 04B) S-8 Yukon Resources Corp., 206-475 HOWE ST., VANCOUVER, A1, V6C 2B3, 604 629-1075 - 2,000,000 ($1,900,000.00) Equity, (File 333-132294 - Mar. 9) (BR. 04B) S-8 NOBLE HOUSE ENTERTAINMENT INC., 47 AVENUE ROAD, SECOND FLOOR, TORONTO ONTARIO, A6, M5R 2G3, 416-860-0211 - 2,000,000 ($1,240,000.00) Equity, (File 333-132295 - Mar. 9) (BR. 05B) SB-2 MDwerks, Inc., WINDOLPH CENTER SUITE I, 1020 N.W. 6TH STREET, DEERFIELD BEACH, FL, 33442, 954-834-0352 - 0 ($35,304,076.80) Equity, (File 333-132296 - Mar. 9) (BR. 08B) S-3ASR US BANCORP \DE\, (651)466-3000 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-132297 - Mar. 9) (BR. 07C) SB-2 Advaxis, Inc., 212 CARNEGIE CENTER, SUITE 206, PRINCETON, NJ, 08540, 609-895-7150 - 47,841,513 ($20,598,851.00) Equity, (File 333-132298 - Mar. 9) (BR. 01A) S-8 INTERNAL HYDRO INTERNATIONAL INC, 607A W MARTIN LUTHER KING BLVD, ,, TAMPA, FL, 33603, 8189811796 - 10,000,000 ($1,850,000.00) Other, (File 333-132299 - Mar. 9) (BR. 02C) S-8 Interactive Television Networks, 2010 MAIN STREET, STE 500, IRVINE, CA, 92614, 949-456-9510 - 3,000,000 ($13,220,400.00) Equity, (File 333-132300 - Mar. 9) (BR. 11B) S-3 PARKERVISION INC, 8493 BAYMEADOWS WAY, JACKSONVILLE, FL, 32256, 9047371367 - 2,966,670 ($26,260,962.90) Equity, (File 333-132301 - Mar. 9) (BR. 11B) S-8 ULTRATECH INC, 3050 ZANKER RD, SAN JOSE, CA, 95134, 4083218835 - 0 ($19,284,817.30) Equity, (File 333-132302 - Mar. 9) (BR. 10C) S-8 SIGMA DESIGNS INC, 1221 CALIFORNIA CIRCLE, MILPITAS, CA, 95035, 4082629003 - 902,834 ($13,650,850.00) Equity, (File 333-132303 - Mar. 9) (BR. 03C) SB-2 SEW CAL LOGO INC, 207 W 138TH ST, LOS ANGELES, CA, 90061, 3103523300 - 28,116,884 ($4,967,533.00) Equity, (File 333-132304 - Mar. 9) (BR. 02) S-1 AMERITYRE CORP, 1501 INDUSTRIAL ROAD, BOULDER CITY, NV, 89005, 7022931930 - 1,575,000 ($10,689,550.00) Equity, (File 333-132305 - Mar. 9) (BR. 06A) S-3ASR CARNIVAL PLC, 5 GAINSFORD ST, CARNIVAL HOUSE, LONDON WC1A 1PP ENGL, X0, 00000, 0 ($0.00) Unallocated (Universal) Shelf, (File 333-132306 - Mar. 9) (BR. 05A) S-8 INTREPID TECHNOLOGY & RESOURCE INC, 656 CEDAR ST, PONDERAY, ID, 83852, 2082633834 - 2,000,000 ($104,000.00) Equity, (File 333-132307 - Mar. 9) (BR. 09A) SB-2 TERAX ENERGY, INC., 13355 NOEL ROAD, 1370 ONE GALLERIA TOWER, DALLAS, TX, 75240, (972) 503-0900 - 35,053,320 ($80,272,102.80) Equity, (File 333-132308 - Mar. 9) (BR. 09B) S-3 CATERPILLAR FINANCIAL FUNDING CORP, 4040 SOUTH EASTERN AVENUE, SUITE 344, LAS VEGAS, NV, 89119, 6153411000 - 1 ($1,000,000.00) Asset-Backed Securities, (File 333-132309 - Mar. 9) (BR. 05D) S-3 ARROWHEAD RESEARCH CORP, 1118 EAST GREEN STREET, PASADENA, CA, 91106, 626-792-5549 - 0 ($33,585,090.00) Equity, (File 333-132310 - Mar. 9) (BR. 04C) SB-2 AZUR HOLDINGS, INC., 101 NE 3RD AVENUE, SUITE 1220, FORT LAUDERDALE, FL, 33301, 954-763-1515 - 45,632,240 ($80,997,427.00) Equity, (File 333-132311 - Mar. 9) (BR. 09A) S-8 Crocs, Inc., 6273 MONARCH PARK PLACE, NIWOT, CO, 80503, 3034684260 - 0 ($126,874,529.00) Other, (File 333-132312 - Mar. 9) (BR. 06C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- ACTEL CORP CA 7.01,9.01 03/09/06 ADA-ES INC CO 2.02,8.01,9.01 03/07/06 Advanced Life Sciences Holdings, Inc. 3.02,9.01 03/03/06 ADVANSTAR COMMUNICATIONS INC NY 2.02,9.01 03/09/06 AEROPOSTALE INC 7.01,9.01 03/09/06 AFC ENTERPRISES INC MN 2.02,9.01 03/08/06 Affinity Group Holding, Inc. DE 1.01,9.01 03/09/06 AFFINITY GROUP INC DE 1.01,9.01 03/09/06 AIRTRAN HOLDINGS INC NV 7.01,9.01 03/06/06 AIRTRAN HOLDINGS INC NV 8.01 03/09/06 AKORN INC LA 2.02,9.01 03/06/06 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 03/09/06 ALLIANCE RESOURCE PARTNERS LP DE 7.01,9.01 03/06/06 ALLIED DEFENSE GROUP INC DE 1.01,3.02,9.01 03/09/06 ALLION HEALTHCARE INC DE 2.02,9.01 03/09/06 ALPHA INNOTECH CORP DE 1.01,5.02,9.01 03/03/06 AMARU INC NV 3.02 03/06/06 AMERICAN BUSINESS CORP CO 4.01 03/09/06 AMEND American Railcar Industries, Inc./DE DE 2.02,9.01 03/08/06 AMN HEALTHCARE SERVICES INC DE 2.02,9.01 03/08/06 ANALOGIC CORP MA 2.02,9.01 03/09/06 ANALYSTS INTERNATIONAL CORP 8.01,9.01 03/09/06 ANHEUSER-BUSCH COMPANIES, INC. DE 8.01,9.01 03/07/06 APAC CUSTOMER SERVICE INC IL 1.01,9.01 03/03/06 APPLICA INC FL 2.02,9.01 03/09/06 AQUA AMERICA INC PA 2.02,9.01 03/09/06 ARBIOS SYSTEMS INC DE 1.01,9.01 03/06/06 ARDEN GROUP INC DE 2.02,9.01 03/09/06 ARVINMERITOR INC IN 1.01,2.03,9.01 03/09/06 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 03/09/06 ASHWORTH INC DE 2.02,9.01 03/09/06 ATARI INC DE 3.01 03/03/06 ATLANTIC TELE NETWORK INC /DE DE 2.02,5.03,9.01 03/07/06 ATMI INC DE 5.02,9.01 03/09/06 AVI BIOPHARMA INC OR 2.02,7.01,9.01 03/08/06 AVON PRODUCTS INC NY 1.01,5.02 03/09/06 B&D Food Corp. DE 5.02 03/05/06 BABYUNIVERSE, INC. FL 2.02,9.01 03/07/06 BALL CORP IN 1.01,9.01 03/07/06 BANK OF SOUTH CAROLINA CORP SC 4.01,9.01 03/06/06 BELLSOUTH CORP GA 1.01,9.01 03/07/06 BENTLEY PHARMACEUTICALS INC DE 2.02,9.01 03/08/06 BEVERLY HILLS BANCORP INC DE 1.01 03/07/06 BIG 5 SPORTING GOODS CORP DE 2.02,9.01 03/09/06 BIOGEN IDEC INC DE 8.01,9.01 03/08/06 BIOJECT MEDICAL TECHNOLOGIES INC OR 1.01,2.03,2.05,3.02,3.03, 03/03/06 5.02,8.01,9.01 BIOSPECIFICS TECHNOLOGIES CORP DE 2.01,9.01 03/03/06 BLACK HILLS CORP /SD/ SD 8.01,9.01 03/02/06 BLOCKBUSTER INC DE 4.02 03/08/06 BLOCKBUSTER INC DE 2.02,9.01 03/09/06 BLUE COAT SYSTEMS INC DE 2.01,9.01 03/03/06 BLUEGREEN CORP MA 2.03 03/01/06 BON TON STORES INC PA 2.02,9.01 03/09/06 BOOTS & COOTS INTERNATIONAL WELL CONT DE 1.01,2.01,2.03,3.02, 03/03/06 3.03,5.02,5.03,9.01 BPZ ENERGY INC CO 5.02 03/03/06 BROADVISION INC DE 1.01,3.01,3.02,9.01 03/03/06 BSD MEDICAL CORP DE 7.01,9.01 03/09/06 BSQUARE CORP /WA WA 2.02,9.01 03/09/06 BUCA INC /MN MN 4.02,9.01 03/07/06 BUILD A BEAR WORKSHOP INC DE 1.01 03/03/06 CA, INC. DE 1.01,5.03,7.01,9.01 03/06/06 CALA CORP OK 8.01 03/09/06 CANDELA CORP /DE/ DE 1.01 03/09/06 CAPITAL GOLD CORP NV 1.01,5.02,9.01 03/06/06 Capital One Auto Receivables LLC DE 8.01,9.01 03/09/06 CARDIODYNAMICS INTERNATIONAL CORP CA 8.01,9.01 03/08/06 CardioVascular BioTherapeutics, Inc. DE 1.01 03/08/06 CARRIAGE SERVICES INC DE 2.02,9.01 03/08/06 CARRIZO OIL & GAS INC TX 2.02,4.02,8.01,9.01 03/06/06 CASELLA WASTE SYSTEMS INC DE 2.02,9.01 03/09/06 CELL THERAPEUTICS INC WA 2.02,9.01 03/09/06 CERADYNE INC DE 1.01,9.01 03/06/06 CERIDIAN CORP /DE/ DE 1.01,9.01 03/08/06 Chemtura CORP DE 1.01,9.01 03/06/06 CHILDRENS PLACE RETAIL STORES INC 2.02,9.01 03/09/06 CHINA BAK BATTERY INC NV 9.01 09/15/05 AMEND CHYRON CORP NY 2.02,9.01 03/08/06 CITIZENS FINANCIAL CORP/DE/ DE 8.01 03/07/06 CLAIRES STORES INC DE 2.02,9.01 03/09/06 COAST DISTRIBUTION SYSTEM INC DE 2.02,9.01 03/06/06 COMERICA INC /NEW/ DE 7.01,9.01 03/07/06 COMMERCE BANCORP INC /NJ/ NJ 8.01 03/09/06 COMPETITIVE TECHNOLOGIES INC DE 1.02,9.01 03/09/06 COMPUTER PROGRAMS & SYSTEMS INC DE 5.02 03/06/06 COMTECH TELECOMMUNICATIONS CORP /DE/ DE 5.02,9.01 03/08/06 Connected Media Technologies, Inc. 5.02 03/06/06 CONSOLIDATED EDISON CO OF NEW YORK IN NY 8.01,9.01 03/09/06 CORINTHIAN COLLEGES INC 8.01 03/08/06 COUNTERPATH SOLUTIONS, INC. NV 1.01,3.02 03/03/06 COUNTRYWIDE FINANCIAL CORP DE 2.02,9.01 03/09/06 COVANSYS CORP MI 1.01,2.02 03/03/06 CTS CORP IN 1.01,9.01 03/09/06 CUBIST PHARMACEUTICALS INC DE 8.01,9.01 03/03/06 CUMULUS MEDIA INC DE 2.02,9.01 03/09/06 CUMULUS MEDIA INC DE 1.01 03/03/06 CURAGEN CORP DE 4.02 01/31/06 CUTTER & BUCK INC WA 2.02,7.01,9.01 03/09/06 CV THERAPEUTICS INC DE 8.01 03/06/06 DANA CORP VA 1.01,2.04,3.01,5.02,8.01 03/03/06 DATALINK CORP MN 5.02,9.01 03/08/06 DAVE & BUSTERS INC MO 2.01,3.01,5.01,5.02, 03/08/06 5.03,8.01,9.01 DAYBREAK OIL & GAS INC WA 8.01 03/08/06 DDI CORP CA 2.02,9.01 03/09/06 DEB SHOPS INC PA 2.02,9.01 03/09/06 Diamond Foods Inc DE 2.02,9.01 03/09/06 DIGIMARC CORP DE 2.02,9.01 03/09/06 DIGIRAD CORP DE 1.01 03/03/06 DIGITAL RECORDERS INC NC 1.01,2.04 03/03/06 DILLARDS INC DE 7.01,9.01 03/08/06 DNAPRINT GENOMICS INC UT 4.02 03/01/06 AMEND DUKE ENERGY CORP NC 8.01,9.01 03/09/06 DUKE ENERGY CORP NC 8.01 03/09/06 DUSKA THERAPEUTICS, INC. NV 1.01,3.02,9.01 03/06/06 DYNACQ HEALTHCARE INC DE 1.02 03/07/06 DYNEGY INC /IL/ IL 1.01,2.03,5.02,9.01 03/03/06 E J NAK MATTRESS CO UT 4.01,9.01 01/27/06 EACO CORP FL 8.01 12/28/05 EDGE PETROLEUM CORP DE 2.02,9.01 03/08/06 EDGE PETROLEUM CORP DE 2.02,9.01 03/09/06 EDIETS COM INC DE 2.02,9.01 03/09/06 EDUCATION MANAGEMENT CORPORATION 1.01,3.03,5.02,9.01 03/03/06 EFJ INC DE 2.02,9.01 03/09/06 EGL INC TX 2.02,9.01 03/09/06 ELECTRIC AQUAGENICS UNLIMITED INC DE 5.02 02/28/06 EMBREX INC /NC/ NC 2.02,9.01 03/08/06 EMBREX INC /NC/ NC 1.01,3.03,9.01 03/06/06 EMC INSURANCE GROUP INC IA 1.01,9.01 03/08/06 EMERGE INTERACTIVE INC DE 2.02,9.01 03/09/06 ENDEAVOUR INTERNATIONAL CORP NV 2.02,9.01 03/08/06 ENDO PHARMACEUTICALS HOLDINGS INC DE 5.02,9.01 03/08/06 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 03/09/06 ENERGY CONVERSION DEVICES INC DE 7.01,9.01 03/07/06 ENTREMED INC DE 2.02,9.01 03/07/06 EPIX Pharmaceuticals, Inc. 1.01,8.01,9.01 03/07/06 EQUITY OFFICE PROPERTIES TRUST MD 8.01,9.01 03/09/06 EVANS BOB FARMS INC DE 7.01,9.01 03/07/06 EXIDE TECHNOLOGIES DE 8.01,9.01 03/09/06 EXPLORATION CO OF DELAWARE INC DE 2.02,9.01 03/08/06 EXPRESSJET HOLDINGS INC DE 7.01 03/06/06 FAIRCHILD CORP DE 8.01 03/08/06 Federal Home Loan Bank of Boston X1 2.03 03/07/06 Federal Home Loan Bank of Chicago X1 2.03 03/06/06 Federal Home Loan Bank of Cincinnati X1 2.03,7.01,9.01 03/06/06 Federal Home Loan Bank of New York X1 2.03,9.01 03/06/06 Federal Home Loan Bank of San Francis X1 2.03 03/06/06 FEDERAL SIGNAL CORP /DE/ DE 1.01,9.01 03/06/06 FIRST CHARTER CORP /NC/ NC 7.01 03/06/06 FIRST INVESTORS FINANCIAL SERVICES GR TX 2.02,9.01 03/09/06 FIRST MERCHANTS CORP IN 1.01,9.01 03/09/06 FIRST PACTRUST BANCORP INC MD 2.02,9.01 03/09/06 FLEETWOOD ENTERPRISES INC/DE/ DE 2.02,9.01 03/09/06 FLIR SYSTEMS INC OR 5.02 03/06/06 FLIR SYSTEMS INC OR 1.01 02/07/06 AMEND FOCUS ENHANCEMENTS INC DE 2.02,7.01,9.01 03/09/06 FORD MOTOR CO DE 1.01,9.01 03/08/06 FORD MOTOR CO DE 4.01,9.01 03/08/06 FORD MOTOR CO DE 4.01,9.01 03/08/06 FORMFACTOR INC DE 9.01 03/09/06 FREMONT GENERAL CORP NV 2.02 03/09/06 FREQUENCY ELECTRONICS INC DE 8.01 03/08/06 FREQUENCY ELECTRONICS INC DE 2.02 03/09/06 FRONTIER OIL CORP /NEW/ WY 1.01,9.01 12/30/05 GASTAR EXPLORATION LTD A0 7.01,9.01 03/08/06 GEOKINETICS INC DE 5.02,8.01,9.01 03/06/06 GEOTEC THERMAL GENERATORS INC FL 1.01,9.01 12/27/05 GEOTEC THERMAL GENERATORS INC FL 1.01,9.01 12/27/05 AMEND GLOBAL CASINOS INC UT 8.01,9.01 02/28/06 GLOBAL CASINOS INC UT 2.02,7.01,9.01 03/07/06 GLOBAL CASINOS INC UT 7.01,9.01 03/08/06 GOLDEN TELECOM INC DE 2.02,9.01 03/09/06 GOLDEN TELECOM INC DE 8.01,9.01 03/09/06 GRAFTECH INTERNATIONAL LTD DE 2.02,2.05,2.06,8.01,9.01 02/28/06 GREAT WALL ACQUISITION CORP DE 1.01,2.03,8.01,9.01 03/08/06 GREAT WESTERN LAND RECREATION INC NV 2.02,9.01 03/08/06 Grubb & Ellis Realty Advisors, Inc. DE 8.01,9.01 03/03/06 GSI COMMERCE INC DE 1.01 12/20/05 GSR Mortgage Loan Trust 2006-2F DE 8.01 02/24/06 GULFMARK OFFSHORE INC DE 2.02,9.01 03/08/06 H&E Equipment Services, Inc. DE 2.02,8.01,9.01 03/08/06 Hana Biosciences Inc DE 8.01,9.01 03/09/06 HANSEN NATURAL CORP DE 2.02 12/31/05 HEALTH BENEFITS DIRECT CORP 7.01,9.01 03/08/06 HEALTH GRADES INC DE 7.01,9.01 03/08/06 HEALTH NET INC DE 1.01,8.01 03/06/06 HEALTHSOUTH CORP DE 5.03,9.01 03/08/06 HEALTHTRONICS, INC. GA 1.01,5.02,9.01 03/02/06 HERCULES INC DE 8.01,9.01 03/08/06 HEXCEL CORP /DE/ DE 8.01,9.01 03/08/06 HEXION SPECIALTY CHEMICALS, INC. NJ 2.02,9.01 03/08/06 Home Loan Mortgage Loan Trust 2005-1 DE 2.01,8.01,9.01 11/16/05 HOMEBANC CORP 2.02,7.01,9.01 03/08/06 HONEYWELL INTERNATIONAL INC DE 7.01,9.01 03/09/06 HOOPER HOLMES INC NY 1.01,9.01 03/08/06 HUDSONS GRILL INTERNATIONAL INC TX 8.01,9.01 03/09/06 ICOA INC NV 1.01,9.01 03/08/06 ICON Leasing Fund Eleven, LLC DE 2.01,9.01 03/07/06 ICON Leasing Fund Eleven, LLC DE 8.01,9.01 03/08/06 IMAGE TECHNOLOGY LABORATORIES INC DE 4.01 03/03/06 IMAX CORP A6 2.02,9.01 03/09/06 IMERGENT INC DE 2.02,9.01 03/09/06 IMMEDIATEK INC NV 1.01,2.03,4.02,9.01 03/03/06 IMMUNICON CORP 7.01,9.01 03/08/06 IMPART MEDIA GROUP INC NV 4.01 03/06/06 INDEPENDENCE HOLDING CO DE 1.01 03/06/06 INFOCUS CORP OR 1.01,8.01,9.01 03/08/06 INGRAM MICRO INC DE 8.01,9.01 03/08/06 INNODATA ISOGEN INC DE 2.02,9.01 03/09/06 INTER PARFUMS INC DE 2.02 03/08/06 INTER TEL INC AZ 2.02,7.01 03/03/06 INTERDIGITAL COMMUNICATIONS CORP PA 2.02,9.01 03/09/06 INTERNATIONAL IMAGING SYSTEMS INC 3.02,9.01 03/09/06 INTERNATIONAL SPORTS & MEDIA GROUP IN NV 1.02,3.02,5.02 03/08/06 INTERPHARM HOLDINGS INC DE 5.02 03/06/06 INTERPUBLIC GROUP OF COMPANIES, INC. DE 8.01,9.01 03/09/06 INTRAWARE INC DE 1.01 03/06/06 IOMEGA CORP DE 1.01 03/03/06 IRON MOUNTAIN INC DE 1.01,9.01 03/03/06 IRWIN FINANCIAL CORP IN 4.01 03/09/06 AMEND ISIS PHARMACEUTICALS INC DE 2.02,9.01 03/09/06 ISONICS CORP CA 1.01,3.02,8.01,9.01 03/08/06 J JILL GROUP INC DE 2.02,9.01 03/09/06 J2 GLOBAL COMMUNICATIONS INC DE 8.01,9.01 03/07/06 JOHNSON & JOHNSON NJ 8.01 03/08/06 JONES APPAREL GROUP INC PA 1.01 03/06/06 JONES APPAREL GROUP INC PA 1.01,5.02 03/08/06 JONES APPAREL GROUP INC PA 1.01 03/06/06 AMEND JONES SODA CO WA 2.02,5.02,9.01 03/09/06 K2 INC DE 7.01 03/08/06 KERR MCGEE CORP /DE DE 7.01,9.01 03/09/06 KERR MCGEE CORP /DE DE 5.04,9.01 03/09/06 KEYSTONE AUTOMOTIVE OPERATIONS INC PA 1.01 03/03/06 KMG America CORP VA 2.02,9.01 03/08/06 KOSS CORP DE 8.01,9.01 10/17/02 KULICKE & SOFFA INDUSTRIES INC PA 2.01,9.01 03/03/06 LABARGE INC DE 7.01,9.01 03/08/06 LAM RESEARCH CORP DE 5.04,9.01 03/09/06 LENNAR CORP /NEW/ DE 8.01 03/03/06 LENOX GROUP INC DE 2.02,7.01,9.01 03/06/06 LEVEL 8 SYSTEMS INC DE 5.02 03/09/06 LIFESTREAM TECHNOLOGIES INC NV 5.02 03/03/06 LIGHTING SCIENCE GROUP CORP DE 5.02,9.01 03/07/06 LODGIAN INC DE 2.02,9.01 03/09/06 LUMINENT MORTGAGE CAPITAL INC 7.01 03/09/06 MAGELLAN PETROLEUM CORP /DE/ DE 8.01,9.01 03/08/06 MARCH INDY INTERNATIONAL INC NV 3.03,9.01 03/08/06 MARCH INDY INTERNATIONAL INC NV 3.03,9.01 03/08/06 MATRIX CONCEPTS INC / NV 5.02,5.03 03/03/06 MCDONALDS CORP DE 8.01,9.01 03/08/06 MCKENZIE BAY INTERNATIONAL LTD 8.01 03/09/06 MEADOWBROOK INSURANCE GROUP INC MI 1.01,9.01 03/03/06 MEDALLION FINANCIAL CORP DE 1.01,2.03,8.01,9.01 03/06/06 MELLON FINANCIAL CORP PA 5.02 03/06/06 MENTOR GRAPHICS CORP OR 1.01,2.03,9.01 03/03/06 MERISEL INC /DE/ DE 1.01 03/03/06 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 03/09/06 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 03/09/06 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 03/09/06 METHODE ELECTRONICS INC DE 2.02,9.01 03/09/06 MICHAEL FOODS INC/NEW DE 7.01,9.01 03/09/06 MICHAELS STORES INC DE 2.02,9.01 03/08/06 MIDDLEBY CORP DE 1.01,9.01 03/02/06 MIDDLEBY CORP DE 2.02,9.01 03/08/06 MIDNIGHT HOLDINGS GROUP INC DE 1.01,2.03,3.02,9.01 03/06/06 MILLENIA HOPE INC 1.01,5.02 02/14/06 MONEYFLOW SYSTEMS INTERNATIONAL INC A0 4.01,9.01 03/03/06 AMEND MONTEREY GOURMET FOODS DE 5.02,9.01 03/03/06 Morgan Stanley ABS Capital I, Inc. IX DE 2.01,9.01 02/01/06 MortgageIT Mortgage Loan Trust 2006-1 DE 8.01,9.01 02/22/06 MOTIENT CORP DE 7.01,9.01 03/09/06 MSX INTERNATIONAL INC DE 1.01,9.01 03/03/06 NABI BIOPHARMACEUTICALS DE 1.01,5.02 03/03/06 NANOPHASE TECHNOLOGIES CORPORATION IL 1.01,2.02,9.01 03/03/06 NATIONAL ATLANTIC HOLDINGS CORP NJ 9.01 03/09/06 NATIONAL SEMICONDUCTOR CORP DE 2.02,8.01,9.01 02/26/06 NATIONAL WESTERN LIFE INSURANCE CO CO 2.02 03/09/06 Neenah Paper Inc DE 2.02,2.06,9.01 03/08/06 NEIMAN MARCUS GROUP INC DE 2.02,9.01 03/09/06 NETRATINGS INC DE 2.01,9.01 03/09/06 NEUROGEN CORP DE 2.02 12/31/05 NEW YORK COMMUNITY BANCORP INC DE 1.01 03/03/06 NEWALLIANCE BANCSHARES INC 1.02,5.02,9.01 03/08/06 NEWFIELD EXPLORATION CO /DE/ DE 1.01 03/07/06 NEWS CORP 8.01,9.01 03/09/06 NightHawk Radiology Holdings Inc 2.02,9.01 03/09/06 NORTEK INC DE 2.02 12/31/05 NTK Holdings, Inc. DE 2.02 12/31/05 NTL INC DE 1.01,2.01,2.03 03/03/06 OM GROUP INC DE 2.02,9.01 03/09/06 OMI CORP/M I 8.01,9.01 03/09/06 ON2 TECHNOLOGIES INC CO 8.01 03/01/06 AMEND ONYX PHARMACEUTICALS INC DE 1.01 03/06/06 OPEN SOLUTIONS INC DE 1.01,1.02,2.01,2.03,9.01 03/03/06 OPHTHALMIC IMAGING SYSTEMS CA 2.02,7.01,9.01 03/07/06 OPTIMAL GROUP INC 5.02 03/06/06 ORBIT INTERNATIONAL CORP DE 2.02 03/09/06 ORCHID CELLMARK INC 1.01,2.02,5.02,9.01 03/08/06 PanAmSat Holding CORP DE 2.02 03/09/06 PAPA JOHNS INTERNATIONAL INC DE 2.01,9.01 03/08/06 PATIENT INFOSYSTEMS INC DE 7.01,9.01 03/09/06 PEDIATRIX MEDICAL GROUP INC FL 5.02,9.01 03/09/06 PERFORMANCE TECHNOLOGIES INC \DE\ DE 5.02 03/09/06 PG&E CORP CA 8.01 03/09/06 PHARMA SERVICES INTERMEDIATE HOLDING 2.02,9.01 03/08/06 PHELPS DODGE CORP NY 8.01,9.01 03/04/06 PHILLIPS VAN HEUSEN CORP /DE/ DE 2.05,9.01 03/06/06 PIONEER NATURAL RESOURCES CO DE 7.01,9.01 03/08/06 PLANTRONICS INC /CA/ DE 5.02,9.01 03/09/06 POSITRON CORP TX 1.01,5.02,9.01 11/18/05 POWELL INDUSTRIES INC NV 2.02,9.01 03/08/06 POWER TECHNOLOGY INC/CN NV 8.01,9.01 03/07/06 PRAECIS PHARMACEUTICALS INC DE 7.01,9.01 03/09/06 PRG SCHULTZ INTERNATIONAL INC GA 2.02,9.01 03/07/06 PRIMUS GUARANTY LTD 7.01 03/07/06 PRIVATEBANCORP INC DE 5.02,9.01 03/09/06 PROASSURANCE CORP DE 1.01 03/08/06 PROSPERITY BANCSHARES INC TX 5.03,9.01 03/07/06 PROTECTIVE LIFE CORP DE 1.01 03/09/06 QUALITY SYSTEMS INC CA 8.01 03/08/06 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 1.01,9.01 03/09/06 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 2.02,9.01 03/09/06 QUESTCOR PHARMACEUTICALS INC CA 2.02,9.01 03/09/06 QUIKSILVER INC DE 2.02,9.01 03/09/06 QUINTILES TRANSNATIONAL CORP NC 2.02,9.01 03/08/06 AMEND Rand Acquisition CORP DE 1.01,2.01,2.03,3.02,3.03, 03/03/06 5.02,5.03,5.06,9.01 REGAL BELOIT CORP WI 1.01,5.02 03/09/06 REGAL ENTERTAINMENT GROUP DE 1.01,9.01 03/03/06 REGENERATION TECHNOLOGIES INC FL 1.01 03/09/06 REHABCARE GROUP INC DE 2.02,2.06,7.01,9.01 03/09/06 REMINGTON OIL & GAS CORP DE 2.02,9.01 03/08/06 Rim Semiconductor CO UT 1.01,9.01 02/21/06 RIVIERA HOLDINGS CORP NV 7.01 03/09/06 ROANOKE ELECTRIC STEEL CORP VA 2.02,9.01 03/08/06 SAFEGUARD SCIENTIFICS INC PA 2.02,9.01 03/08/06 SANDERS MORRIS HARRIS GROUP INC TX 8.01,9.01 03/08/06 SCANNER TECHNOLOGIES CORP NM 1.01,9.01 03/06/06 SCHAWK INC DE 1.01 03/03/06 SCPIE HOLDINGS INC DE 2.02,9.01 03/09/06 SEACHANGE INTERNATIONAL INC DE 1.01,5.02,9.01 03/09/06 SEARCHHELP INC 2.06 03/08/06 SEITEL INC DE 5.02,8.01 03/09/06 AMEND SERVICEMASTER CO DE 9.01 03/08/06 SFBC INTERNATIONAL INC DE 2.02,9.01 03/01/06 SILVER STAR ENERGY INC 3.02 03/01/06 SKY PETROLEUM, INC. NV 9.01 03/08/06 SKYLYNX COMMUNICATIONS INC DE 1.01 03/09/06 SMART ONLINE INC 5.02,9.01 03/05/06 SMART ONLINE INC 2.03 03/06/06 SmartPros Ltd. DE 2.02,9.01 03/08/06 SMITH & WESSON HOLDING CORP NV 7.01,9.01 03/09/06 SONUS NETWORKS INC DE 1.01,9.01 03/09/06 SOUTHWEST WATER CO DE 8.01,9.01 03/09/06 Souvall-Page & Company, Inc. UT 4.01,9.01 03/08/06 SPANISH BROADCASTING SYSTEM INC DE 2.02,9.01 03/09/06 SPARTECH CORP DE 1.01,1.02,5.03,9.01 03/07/06 SPECIALIZED HEALTH PRODUCTS INTERNATI DE 2.02,8.01,9.01 03/08/06 SPECTRX INC DE 8.01,9.01 03/09/06 SSA GLOBAL TECHNOLOGIES, INC DE 2.02,9.01 03/09/06 STANDARD PARKING CORP DE 2.02,7.01 03/08/06 STAR SCIENTIFIC INC DE 2.02,4.02 03/07/06 State National Bancshares, Inc. TX 7.01,9.01 03/09/06 Stereotaxis, Inc. DE 8.01 03/08/06 Structured Asset Investment Loan Trus DE 8.01,9.01 04/25/05 AMEND STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 02/28/06 SUN HYDRAULICS CORP FL 5.02 03/04/06 AMEND SUN NEW MEDIA INC. MN 1.01,3.02,9.01 03/06/06 SYKES ENTERPRISES INC FL 2.02,9.01 03/08/06 Symmetry Medical Inc. DE 5.02,9.01 03/07/06 SYNAGRO TECHNOLOGIES INC DE 1.01,9.01 03/06/06 T-3 ENERGY SERVICES INC TX 2.02,9.01 03/07/06 TANDY LEATHER FACTORY INC DE 2.02,9.01 03/08/06 TANDY LEATHER FACTORY INC DE 2.02,9.01 11/02/05 TAPESTRY PHARMACEUTICALS, INC DE 1.01,3.02,9.01 03/03/06 TARGETED GENETICS CORP /WA/ WA 2.02,9.01 03/09/06 TD AMERITRADE HOLDING CORP DE 1.01,9.01 03/08/06 TECHNOL FUEL CONDITIONERS INC NJ 1.01,5.02,8.01 03/07/06 TELEPHONE & DATA SYSTEMS INC /DE/ DE 1.01,9.01 03/06/06 TENET HEALTHCARE CORP NV 4.02 03/01/06 AMEND TENNECO INC DE 8.01 03/08/06 TEREX CORP DE 2.02,8.01,9.01 03/09/06 TEXXON INC OK 1.01,1.02,2.01,5.02 03/09/06 Thomas Equipment, Inc. DE 8.01,9.01 03/09/06 TIER TECHNOLOGIES INC DE 1.01,9.01 03/06/06 TIVO INC DE 2.02,9.01 03/08/06 AMEND TLC VISION CORP A6 8.01,9.01 03/09/06 TOREADOR RESOURCES CORP DE 2.02,7.01,9.01 03/09/06 TOWN & COUNTRY TRUST MD 2.04,8.01,9.01 03/09/06 TRACKPOWER INC WY 1.01,8.01,9.01 02/27/06 TRANS WORLD ENTERTAINMENT CORP NY 2.02,9.01 03/09/06 TRC COMPANIES INC /DE/ DE 1.01,3.02,5.02,9.01 03/06/06 UNITED COMPONENTS INC DE 1.01,9.01 03/09/06 UNITED ENERGY CORP /NV/ NV 1.01,3.02,3.03,5.03,9.01 03/09/06 US CAN CORP DE 8.01,9.01 03/09/06 US HOME SYSTEMS INC DE 8.01 03/09/06 UTi WORLDWIDE INC 5.02,5.03,9.01 02/21/06 uWink, Inc. UT 1.01,3.02,5.02,9.01 03/03/06 VAALCO ENERGY INC /DE/ DE 2.02,9.01 03/08/06 VAIL BANKS INC CO 4.02 02/28/06 VALUECLICK INC/CA DE 2.02,4.02,9.01 02/24/06 AMEND VENTANA MEDICAL SYSTEMS INC DE 1.01 03/09/06 VERILINK CORP DE 1.01,2.04 03/08/06 VERTEX PHARMACEUTICALS INC / MA MA 8.01,9.01 03/08/06 VESTA INSURANCE GROUP INC DE 7.01,9.01 03/08/06 VILLAGEEDOCS INC CA 7.01,9.01 03/09/06 VILLAGEEDOCS INC CA 3.02,9.01 03/08/06 VISTACARE, INC. DE 7.01,9.01 03/09/06 WASHINGTON MUTUAL INC WA 8.01,9.01 03/07/06 WATER PIK TECHNOLOGIES INC DE 2.06,7.01,8.01,9.01 03/08/06 WELLCARE HEALTH PLANS, INC. DE 8.01,9.01 03/07/06 WESTELL TECHNOLOGIES INC DE 1.01 03/07/06 WESTELL TECHNOLOGIES INC DE 1.01 03/07/06 AMEND WESTPAC SECURITISATION MGT PTY LTD SE 9.01 05/12/05 WILLIAMS CONTROLS INC DE 2.05,7.01,8.01,9.01 03/02/06 WINNER MEDICAL GROUP INC NV 8.01,9.01 03/06/06 Wright Express CORP 5.03 03/03/06 WYNN LAS VEGAS LLC NV 5.02 03/08/06 XATA CORP /MN/ MN 1.01 03/01/06 XEROX CORP NY 1.01,9.01 03/07/06 XPENTION GENETICS INC 4.02 03/06/06 XSINVENTORY NV 4.01,9.01 03/06/06 XTREME COMPANIES INC NV 1.01 02/28/06 ZANETT INC DE 8.01 03/08/06 ZAP CA 8.01,9.01 03/07/06 ZOND PANAERO WINDSYSTEM PARTNERS I CA 1.01,9.01 03/03/06