SEC NEWS DIGEST Issue 2006-34 February 21, 2006 ENFORCEMENT PROCEEDINGS SCOTT BARTON, CPA REINSTATED TO APPEAR AND PRACTICE BEFORE THE COMMISSION AS AN ACCOUNTANT RESPONSIBLE FOR THE PREPARATION OR REVIEW OF FINANCIAL STATEMENTS REQUIRED TO BE FILED WITH THE COMMISSION Pursuant to Rule 102(e)(5)(i) of the Commission's Rules of Practice, Scott K. Barton, CPA has applied for and been granted reinstatement of his privilege to appear and practice before the Commission as an accountant responsible for the preparation or review of financial statements required to be filed with the Commission. Mr. Barton, who was suspended from appearing or practicing before the Commission on July 2, 2001, pursuant to a settled proceeding, has represented that he has complied and will continue to comply with the terms of the order that suspended him from appearing or practicing before the Commission as an accountant. Mr. Barton's reinstatement is effective immediately. (Rel. 34-53334; AAE Rel. 2378; File No. 3-10528) PROCEEDINGS UNDER SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934 INSTITUTED AGAINST GLEN MILLER On February 17, the Commission instituted administrative proceedings against Glen Eugene Miller pursuant to Section 15(b) of the Securities Exchange Act of 1934. The Division of Enforcement alleges Miller was enjoined from future violations of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. The Division of Enforcement also alleges that during the time of this conduct, Miller was associated with two broker-dealers. The Commission's complaint in the civil action in which the injunction was entered alleged that from at least 1996 through October 1999, Miller sold notes to over 200 investors, raising $13,358,428 in a bogus investment scheme. The civil complaint also alleged that, instead of investing funds in real estate as represented, Miller used the vast majority of funds raised to pay earlier investor returns, in essence operating a Ponzi scheme. It also alleged that Miller misappropriated a substantial portion of investor funds for personal and business expenses. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the order instituting proceedings are true, to provide Glen Eugene Miller an opportunity to dispute these allegations, and to determine what sanctions, if any, are appropriate pursuant to Section 15(b) of the Exchange Act. The administrative law judge must issue an initial decision within 210 days after the order instituting proceedings has been served on Miller. (Rel. 34-53335; File No. 3-12210) ASIA4SALE.COM, INC. ORDERED TO CEASE AND DESIST FROM FUTURE PERIODIC REPORTING VIOLATIONS On February 17, the Commission issued a consented to Order, pursuant to Section 21C of the Securities Exchange Act of 1934, against Asia4Sale.com, Inc. (Asia4Sale) (Pink Sheets symbol AFSI) finding that the company violated the reporting provisions of Exchange Act Section 13(a) and Rules 13a-l and 13a-13 thereunder and directing it to cease and desist from committing or causing such future violation. The Order was part of the settlement of a pending administrative proceeding brought pursuant to Exchange Act 12(j), in which Asia4Sale undertook to file its Form 10-KSB annual reports and Form 10-QSB quarterly reports for the years-ended Dec. 31, 2000, through 2004 inclusive, and quarterly reports through the period-ended Sept. 30, 2005, by Jan. 31, 2006, or have its registration revoked. An order dismissing the pending 12(j) proceeding without prejudice as to Asia4Sale.com, Inc. was also issued. If any person has any information which may relate to this matter, please contact J. David Fielder, Branch Chief, in the home office of the Securities and Exchange Commission, at 202-551-4499 or by email at fielderd@sec.gov. (Rel. 34-53336; File No. 3-12211) IN THE MATTER OF THOMAS MCCONNELL On February 21, the Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Against Thomas W. McConnell Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934, Section 9(b) of the Investment Company Act of 1940 and Sections 203(f) and 203(k) of the Investment Advisers Act of 1940 (Order). The Order finds that, beginning in 1995, New England Securities Corp. (NES) marketed and sold the Investment Manager Program (IM Program), an investment advisory product that allowed investors to select a model asset allocation portfolio of investments. From the program's inception, NES represented to participating clients that it would regularly screen their accounts and identify whether their asset allocation percentages remained within certain predetermined ranges. If the percentages drifted from those ranges, NES represented that it would notify the clients and rebalance their portfolios upon request. However, from the program's inception and continuing until late 2002, NES failed to provide such rebalancing services to a large number of its IM Program clients. Throughout this period, Thomas W. McConnell was the president of NES, and he was aware of the rebalancing failures but failed to take appropriate corrective action. Instead, he permitted the company to continue to make representations promising rebalancing services that it was failing to provide. Based on the above, the Order: (i) requires Thomas W. McConnell to cease and desist from committing or causing any violations and any future violations of Sections 206(1) and 206(2) of the Advisers Act; (ii) bars him from association with any broker, dealer, or investment adviser, and prohibits him from serving or acting as an employee, officer, director, member of an advisory board, investment adviser or depositor of, or principal underwriter for, a registered investment company or affiliated person of such investment adviser, depositor, or principal underwriter, with the right to reapply for association after one year to the appropriate self-regulatory organization, or if there is none, to the Commission; and (iii) orders him to pay a civil penalty in the amount of $100,000 and disgorgement in the amount of $10,000, plus prejudgment interest thereon of $1,824.65. Thomas W. McConnell consented to the issuance of the Order without admitting or denying any of the findings in the Order. (Rels. 34-53339; IC-27225; IA-2487; File No. 3-12212) IN THE MATTER OF JONATHAN ROZEK On February 21, the Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Against Jonathan M. Rozek, Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934, Section 9(b) of the Investment Company Act of 1940 and Sections 203(f) and 203(k) of the Investment Advisers Act of 1940 (Order). The Order finds that, beginning in 1995, New England Securities Corp. (NES) marketed and sold the Investment Manager Program (IM Program), an investment advisory product that allowed investors to select a model asset allocation portfolio of investments. From the program's inception, NES represented to participating clients that it would regularly screen their accounts and identify whether their asset allocation percentages remained within certain predetermined ranges. If the percentages drifted from those ranges, NES represented that it would notify the clients and rebalance their portfolios upon request. However, from the program's inception and continuing until late 2002, NES failed to provide such rebalancing services to a large number of its IM Program clients. Throughout this period, Jonathan M. Rozek was vice president of product origination at NES, and he was aware of the rebalancing failures but failed to take appropriate corrective action. Instead, he permitted the company to continue to make representations promising rebalancing services that it was failing to provide. Based on the above, the Order: (i) requires Jonathan M. Rozek to cease and desist from committing or causing any violations and any future violations of Sections 206(1) and 206(2) of the Advisers Act; (ii) suspends him from association with any broker or dealer or any investment adviser for a period of 12 months, effective on the second Monday following the entry of this Order, and prohibits him from serving or acting as an employee, officer, director, member of an advisory board, investment adviser or depositor of, or principal underwriter for, a registered investment company or affiliated person of such investment adviser, depositor, or principal underwriter for a period of 12 months; and (iii) orders him to pay a civil penalty in the amount of $10,000 to the United States Treasury, in eleven equal monthly installments of $909.10. Jonathan M. Rozek consented to the issuance of the Order without admitting or denying any of the findings in the Order. (Rels. 34-53340; IC-27226; IA-2488; File No. 3-12213) IN THE MATTER OF NEW ENGLAND SECURITIES CORP. On February 21, the Commission instituted settled administrative and cease-and-desist proceedings against New England Securities Corp. (NES) in connection with the company's misrepresentations to certain advisory clients about services it was providing. In its Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940 (Order), the Commission finds that, beginning in 1995, NES marketed and sold the Investment Manager Program (IM Program), an investment advisory product that allowed investors to select a model asset allocation portfolio of investments. From the program's inception, NES, an investment adviser registered with the Commission, represented to participating clients that it would regularly screen their accounts and identify whether their asset allocation percentages remained within certain predetermined ranges. If the percentages drifted from those ranges, NES represented that it would notify the clients and rebalance their portfolios upon request. However, from the program's inception and continuing until late 2002, NES failed to provide rebalancing services to a large number of its IM Program clients. Throughout this period, the company continued to make representations promising rebalancing services that it was failing to provide. In separate orders, the Commission also instituted settled administrative cease-and-desist proceedings against the company's former president, Thomas McConnell, and the company's former vice president of product origination, Jonathan Rozek, for their role in the conduct. Without admitting or denying the findings contained in the Order, NES consented to the entry of an order that: (i) censures NES; (ii) requires NES to cease and desist from committing or causing any violations and any future violations of Section 206(2) of the Advisers Act; and (iii) orders NES to pay, within 90 days of the entry of the Order, disgorgement in the total amount of $2,042,865 plus prejudgment interest in the amount of $572,000. According to the Order, NES self- reported to the Commission's staff its failure to provide rebalancing services to IM Program clients, and fully cooperated with the investigation. In determining to accept NES' offer of settlement, which does not include the imposition of a penalty, the Commission also considered NES' remedial efforts, including restitution to the affected clients and the retention of a major accounting firm to review the company's practices. (Rel. IA-2489; File No. 3-12214) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES A proposed rule change (SR-Amex-2005-127) and Amendment Nos. 1 and 2 thereto has been filed by the American Stock Exchange relating to the listing and trading of units of the United States Oil Fund, LP pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 20. (Rel. 34-53324) The New York Stock Exchange filed a proposed rule change (SR-NYSE- 2005-86) and Amendment No. 1 thereto to conform NYSE Rules 123C and 476A with NYSE Rule 80A. Publication of the proposal is expected in the Federal Register during the week of February 20. (Rel. 34-53327) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Amex-2006-11) filed by the American Stock Exchange relating to the adoption of an options licensing fee for options on certain SPDR ETFs, has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 20. (Rel. 34-53328) A proposed rule change (SR-CBOE-2006-17) filed by the Chicago Board Options Exchange to extend a pilot program relating to market-maker bid-ask width requirements for non-Hybrid system classes has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 20. (Rel. 34-53331) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 AUDIOVOX CORP, 180 MARCUS BLVD, HAUPPAUGE, NY, 11788, 6312317750 - 120,000 ($1,684,800.00) Equity, (File 333-131911 - Feb. 17) (BR. 10A) F-3 Cardiome Pharma Corp, 6190 AGRONOMY RD. 6TH FLOOR, VANCOUVER, A1, V6T 1Z3, 1-604-677-6905 - 1,036,098 ($12,630,034.62) Equity, (File 333-131912 - Feb. 17) (BR. 01C) S-1 MAVERICK OIL & GAS, INC., 111 PRESIDENTIAL AVENUE, SUITE 158, BALA CYNWYD, PA, 19004, 6107710233 - 77,847,023 ($114,435,124.00) Equity, (File 333-131913 - Feb. 17) (BR. 04C) S-4 WALT DISNEY CO/, 500 SOUTH BUENA VISTA ST, BURBANK, CA, 91521, 8185601000 - 317,568,291 ($8,334,096,541.00) Equity, (File 333-131914 - Feb. 17) (BR. 05C) S-1 SHOE PAVILION INC, 1380 FITZGERALD DRIVE, PINOLE, CA, 94564, 5102224405 - 3,450,000 ($32,740,500.00) Equity, (File 333-131915 - Feb. 17) (BR. 02B) S-8 COOKSON GROUP PLC, 265 STRAND, LONDON, X0, WC2R1DB, 442070616500 - 5,000,000 ($41,200,000.00) Equity, (File 333-131916 - Feb. 17) (BR. 10A) S-8 LATIN AMERICAN EXPORT BANK, 2,000,000 ($36,060,000.00) Equity, (File 333-131917 - Feb. 17) (BR. 07A) SB-2 CLEVELAND BIOLABS INC, 10265 CARNEGIE AVENUE, CLEVELAND, OH, 44106, 2164443094 - 0 ($13,800,000.00) Equity, (File 333-131918 - Feb. 17) (BR. 09) S-8 POWER TECHNOLOGY INC/CN, 1000 W BONANZA RD, 604-925-0716, LAS VEGAS, NV, 89106, 7023823385 - 13,000,000 ($1,170,000.00) Equity, (File 333-131919 - Feb. 17) (BR. 09B) S-8 VARSITY GROUP INC, 1850 M STREET NW, SUITE 1150, WASHINGTON, DC, 20036, 0 ($1,874,397.00) Equity, (File 333-131925 - Feb. 17) (BR. 02B) S-8 LANCASTER COLONY CORP, 37 W. BROAD STREET, 5TH FLOOR, COLUMBUS, OH, 43215, 6142247141 - 2,000,000 ($82,920,000.00) Equity, (File 333-131926 - Feb. 17) (BR. 04B) S-8 RUDDICK CORP, 301 S. TRYON STREET, SUITE 1800, CHARLOTTE, NC, 28202, 7043725404 - 500,000 ($11,885,000.00) Equity, (File 333-131927 - Feb. 17) (BR. 02B) SB-2 CHARYS HOLDING CO INC, 1117 PERIMETER CENTER WEST, SUITE N415, ATLANTA, GA, 30338, 6784432300 - 0 ($38,332,176.25) Equity, (File 333-131928 - Feb. 17) (BR. 09A) S-8 CHASE CORP, 26 SUMMER STREET, STE 220, BRIDGEWATER, MA, 02324, 5082791789 - 0 ($7,625,000.00) Equity, (File 333-131929 - Feb. 17) (BR. 10A) S-8 IMPERIAL SUGAR CO /NEW/, ONE IMPERIAL SQ STE 200, P O BOX 9, SUGAR LAND, TX, 77487, 2814919181 - 0 ($12,540,000.00) Equity, (File 333-131930 - Feb. 17) (BR. 04C) SB-2 Congaree Bancshares Inc, 3618 SUNSET BOULEVARD, WEST COLUMBIA, SC, 29169, 803 461 0165 - 0 ($26,300,000.00) Equity, (File 333-131931 - Feb. 17) (BR. ) S-8 AMERICAN INTERNATIONAL INDUSTRIES INC, 601 CIEN ST, SUITE 235, KEMAH, TX, 77565-2701, 2813349479 - 100,000 ($610,000.00) Equity, (File 333-131932 - Feb. 17) (BR. 07A) S-8 ELECTRONIC ARTS INC, 209 REDWOOD SHORES PARKWAY, REDWOOD CITY, CA, 94065, 650-628-1500 - 1,887,951 ($82,918,807.92) Equity, (File 333-131933 - Feb. 17) (BR. 03A) S-8 INTERNATIONAL BUSINESS MACHINES CORP, 1 NEW ORCHARD ROAD, ARMONK, NY, 10504, 9144991900 - 560,833 ($27,550,921.13) Equity, (File 333-131934 - Feb. 17) (BR. 03B) S-3 INFOSONICS CORP, 5880 PACIFIC CENTER BLVD., SAN DIEGO, CA, 92121, 858 373-1600 - 0 ($19,805,500.00) Equity, (File 333-131935 - Feb. 17) (BR. 10B) S-8 RENTECH INC /CO/, 1331 17TH STREET SUITE 720, DENVER, CO, 80202-1566, 3032988008 - 0 ($4,165,000.00) Equity, (File 333-131936 - Feb. 17) (BR. 06C) S-1 WINTEGRA INC, 6850 AUSTIN CENTER BLVD., SUITE 215, AUSTIN, TX, 78731, 512-345-3808 - 0 ($86,250,000.00) Equity, (File 333-131937 - Feb. 17) (BR. ) F-1 TAM S.A., AV. JURANDIR, N. 856, LOTE 4, SAO PAULO - SP, D5, 04072-000, 551155828817 - 0 ($927,762,414.50) Equity, (File 333-131938 - Feb. 17) (BR. ) SB-2 MATERIAL TECHNOLOGIES INC /CA/, 11661 SAN VICENTE BOULEVARD, SUITE 707, LOS ANGELES, CA, 90049, 3102085589 - 77,382,077 ($15,367,311.55) Equity, (File 333-131939 - Feb. 17) (BR. 10B) S-8 MPS GROUP INC, 1 INDEPENDENT DR, JACKSONVILLE, FL, 32202, 9043602000 - 0 ($88,200,200.00) Equity, (File 333-131942 - Feb. 17) (BR. 11A) S-3 LINCOLN NATIONAL CORP, 1500 MARKET STREET STE 3900, CENTRE SQUARE WEST TOWER, PHILADELPHIA, PA, 19102, 2154481475 - 1,500,000 ($81,247,500.00) Equity, (File 333-131943 - Feb. 17) (BR. 01C) N-2 RMR Asia Pacific Real Estate Fund, 400 CENTRE STREET, NEWTON, MA, 02458, 617.332.9530 - 0 ($10,000,000.00) Equity, (File 333-131944 - Feb. 17) (BR. ) S-8 AMERICAN PACIFIC CORP, 3770 HOWARD HUGHES PKWY STE 300, LAS VEGAS, NV, 89109, 7027352200 - 300,000 ($1,518,000.00) Equity, (File 333-131945 - Feb. 17) (BR. 06C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES IL 9.01 02/16/06 ABM INDUSTRIES INC /DE/ DE 1.01,2.02,8.01 02/15/06 ACCELRYS, INC. DE 3.01,9.01 02/14/06 ACUSPHERE INC DE 8.01 02/14/06 ADAMS GOLF INC DE 1.01 02/16/06 ADELPHIA COMMUNICATIONS CORP DE 7.01 02/17/06 ADOLOR CORP 1.01,8.01,9.01 02/15/06 Advance America, Cash Advance Centers DE 8.01 02/17/06 ADVANCE AUTO PARTS INC DE 1.02 02/13/06 Advanced BioPhotonics Inc. DE 1.01,9.01 02/13/06 AFEM MEDICAL CORP NV 1.01,2.03,3.02,3.03 02/13/06 AIR PRODUCTS & CHEMICALS INC /DE/ DE 5.02 02/16/06 AKAMAI TECHNOLOGIES INC DE 1.01 02/15/06 ALLETE INC MN 1.01,9.01 02/14/06 AMERICAN ELECTRIC POWER CO INC NY 7.01 02/17/06 AMERICAN PHARMACEUTICAL PARTNERS INC DE 7.01,9.01 02/17/06 AMERICAN REAL ESTATE PARTNERS L P DE 8.01,9.01 02/14/06 AMERICAN UNITED GOLD CORP NV 1.02,5.02 11/16/05 AMERICAN UNITED GOLD CORP NV 4.01 02/16/05 AMEND AMICAS, Inc. DE 2.02,9.01 02/17/06 AMR CORP DE 7.01 02/17/06 ANIMAS CORP DE 8.01 02/17/06 ANSYS INC DE 1.01,3.02,9.01 02/15/06 APARTMENT INVESTMENT & MANAGEMENT CO MD 8.01 02/17/06 ARKONA INC DE 4.02 02/14/06 ARTISTDIRECT INC DE 7.01,9.01 02/17/06 ASHFORD HOSPITALITY TRUST INC MD 1.01 02/14/06 ASHFORD HOSPITALITY TRUST INC MD 8.01,9.01 02/17/06 ASSURANT INC 1.01 02/15/06 AtriCure, Inc. DE 2.02,9.01 02/16/06 AVI BIOPHARMA INC OR 1.01,7.01,8.01,9.01 02/16/06 AVON PRODUCTS INC NY 8.01,9.01 02/17/06 BALL CORP IN 1.01,9.01 02/17/06 BANCFIRST CORP /OK/ OK 7.01 02/17/06 BANCWEST CORP/HI DE 2.01,9.01 12/02/05 AMEND BARRIER THERAPEUTICS INC DE 7.01,9.01 02/16/06 BARRIER THERAPEUTICS INC DE 5.02 02/15/06 BAXTER INTERNATIONAL INC DE 1.01 02/13/06 BAXTER INTERNATIONAL INC DE 8.01,9.01 02/14/06 BEARD CO /OK OK 3.02,8.01 02/15/06 BECKMAN COULTER INC DE 2.02,9.01 02/17/06 BECTON DICKINSON & CO NJ 5.03,7.01,9.01 02/14/06 BELL INDUSTRIES INC /NEW/ CA 8.01,9.01 02/17/06 Benjamin Franklin Bancorp, Inc. MA 5.02 09/01/05 BERKSHIRE INCOME REALTY INC 1.01 02/08/06 BIOENVISION INC DE 2.02,9.01 02/14/06 BIOSANTE PHARMACEUTICALS INC DE 8.01 02/17/06 BLAIR CORP DE 7.01,9.01 02/17/06 Bluestar Health, Inc. CO 1.01,1.02,2.01,3.02,5.01,9.01 02/13/06 BON TON STORES INC PA 1.01,2.02,7.01,9.01 02/16/06 BOSTON BEER CO INC MA 1.01 02/16/06 BOSTON FINANCIAL QUALIFIED HOUSING TA DE 8.01,9.01 02/17/06 BRADY CORP WI 2.03,9.01 02/14/06 Bristow Group Inc DE 1.01,5.02,7.01,9.01 02/15/06 BROADCAST INTERNATIONAL INC UT 5.02 02/13/06 BROOKE CORP KS 8.01,9.01 02/16/06 BTU INTERNATIONAL INC DE 2.02,9.01 02/16/06 BUCYRUS INTERNATIONAL INC DE 2.02,5.02,5.03,7.01,8.01,9.01 02/16/06 Builders FirstSource, Inc. DE 1.01,9.01 02/14/06 BUREAU OF NATIONAL AFFAIRS INC DE 1.01,9.01 02/17/06 BV PHARMACEUTICAL INC 2.03,3.02,3.03,5.02 02/10/06 C H ROBINSON WORLDWIDE INC DE 8.01,9.01 02/16/06 CABOT OIL & GAS CORP DE 2.02,9.01 02/16/06 Calamos Asset Management, Inc. /DE/ 1.01 02/15/06 CALGON CARBON CORPORATION DE 5.02 11/10/05 AMEND CAMPBELL SOUP CO NJ 2.02,9.01 02/17/06 CANADIAN ROCKPORT HOMES INTERNATIONAL 5.02,8.01 02/01/06 CAPITOL FEDERAL FINANCIAL 8.01,9.01 02/17/06 CAPRIUS INC DE 1.01,3.02,9.01 02/17/06 CAREER EDUCATION CORP DE 5.02,8.01,9.01 02/16/06 CAREER EDUCATION CORP DE 2.02,9.01 02/15/06 AMEND CARPENTER TECHNOLOGY CORP DE 1.02,8.01,9.01 02/14/06 CARROLS CORP DE 8.01 02/15/06 CASCADE ENERGY, INC. NV 5.02,9.01 01/31/06 CBIZ, Inc. DE 1.01,2.02,9.01 02/13/06 CENDANT CORP DE 1.01 02/17/06 CenterStaging Corp. DE 8.01,9.01 02/16/06 CENTRAL FEDERAL CORP DE 2.02,9.01 02/17/06 CHARLES & COLVARD LTD NC 1.01,9.01 02/14/06 CHASE ISSUANCE TRUST 8.01,9.01 02/16/06 Chelsea Therapeutics International, L DE 1.01,3.02,9.01 02/13/06 CHEMOKINE THERAPEUTICS CORP DE 8.01 02/17/06 CHINA DIGITAL WIRELESS INC 1.01,9.01 12/29/05 CHOICE HOTELS INTERNATIONAL INC /DE DE 5.02,9.01 02/13/06 CINCINNATI BELL INC OH 8.01,9.01 02/14/06 CKRUSH, INC. DE 5.02,9.01 02/13/06 CLECO CORP LA 1.01 01/27/06 AMEND CNH WHOLESALE RECEIVABLES LLC DE 8.01,9.01 02/15/06 COCA COLA CO DE 1.01,9.01 02/15/06 COHEN & STEERS INC 1.01 02/17/06 COMMERCE GROUP INC /MA MA 5.02 02/17/06 COMMERCEFIRST BANCORP INC MD 8.01 02/15/06 COMMUNITY BANCSHARES INC /DE/ DE 8.01,9.01 02/17/06 COMPUTER SCIENCES CORP NV 1.01 02/14/06 COMPUWARE CORP MI 5.02,9.01 02/17/06 CONOR MEDSYSTEMS INC 8.01 02/17/06 CONSTELLATION BRANDS, INC. DE 7.01,9.01 02/16/06 CONVERSION SERVICES INTERNATIONAL INC DE 7.01,9.01 02/13/06 COOPER INDUSTRIES LTD 1.01,5.02 02/13/06 COUNTRYWIDE FINANCIAL CORP DE 8.01,9.01 02/13/06 CREATIVE VISTAS INC AZ 1.01,3.02,9.01 02/13/06 CREDO PETROLEUM CORP CO 8.01,9.01 02/16/06 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 02/17/06 CUMMINS INC IN 5.03 02/17/06 CWABS Asset-Backed Certificates Trust 8.01,9.01 01/30/06 DAKTRONICS INC /SD/ SD 1.01 02/16/06 DATATRAK INTERNATIONAL INC OH 1.01,2.01,2.02,2.03, 02/13/06 3.02,5.02,9.01 DAVE & BUSTERS INC MO 7.01,9.01 02/17/06 DEL GLOBAL TECHNOLOGIES CORP NY 8.01,9.01 02/14/06 dELiAs, Inc. DE 5.02,8.01 02/14/06 DELTIC TIMBER CORP DE 1.01 02/15/06 DENDRITE INTERNATIONAL INC NJ 1.01,2.02,7.01 02/13/06 DENIM APPAREL GROUP INC NV 4.01 05/27/05 AMEND DIGIRAD CORP DE 1.01,2.02,9.01 02/17/06 DIGITAL FUSION INC/NJ/ DE 2.02,9.01 02/17/06 DIGITAL GENERATION SYSTEMS INC DE 2.02,9.01 02/17/06 DIGITAL LIFESTYLES GROUP INC DE 1.01,9.01 02/15/06 DIRT MOTOR SPORTS, INC. DE 5.03 02/14/06 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 1.01,9.01 02/13/06 DOVER MOTORSPORTS INC DE 1.01,9.01 02/13/06 DRAGON INTERNATIONAL GROUP CORP. NV 3.02 02/17/06 DURECT CORP DE 8.01,9.01 02/17/06 E DIGITAL CORP DE 8.01 02/15/06 EARTH BIOFUELS INC DE 5.02,5.03 10/26/05 ECC Capital CORP 1.01 02/13/06 ECHOSTAR COMMUNICATIONS CORP NV 8.01,9.01 02/17/06 EMCORE CORP NJ 1.01,7.01,9.01 02/13/06 ENCLAVES GROUP INC DE 1.01,9.01 02/13/06 ENCORE ACQUISITION CO DE 2.02,8.01,9.01 02/16/06 ENDURANCE SPECIALTY HOLDINGS LTD 5.02,9.01 02/17/06 ENDURANCE SPECIALTY HOLDINGS LTD 7.01,9.01 02/17/06 AMEND ENDWAVE CORP DE 5.02 02/15/06 Enterprise GP Holdings L.P. DE 1.01,9.01 02/13/06 Enterprise GP Holdings L.P. DE 5.02,5.03,9.01 02/16/06 AMEND ENTERPRISE PRODUCTS PARTNERS L P DE 1.01,9.01 02/13/06 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL 5.02 02/16/06 EQUITY INNS INC TN 8.01,9.01 02/15/06 EVERGREEN HOLDINGS INC OR 8.01 02/16/06 EXELON CORP PA 1.01,2.03,9.01 02/16/06 EXELON CORP PA 7.01 02/17/06 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 2.02 02/17/06 FARO TECHNOLOGIES INC FL 5.02 02/15/06 Federal Home Loan Bank of San Francis X1 2.02,9.01 02/16/06 FIELDSTONE INVESTMENT CORP 2.02,7.01,9.01 02/16/06 FINANCIAL SECURITY ASSURANCE HOLDINGS NY 1.01,5.02,9.01 02/16/06 FINANCIALCONTENT INC DE 1.01,3.02,7.01,9.01 02/13/06 FIRST BANCTRUST CORP DE 1.01 02/17/06 AMEND FLIR SYSTEMS INC OR 1.01,9.01 02/13/06 FLOWSERVE CORP NY 2.02,9.01 02/13/06 FOOTHILLS RESOURCES INC 8.01 02/15/06 FORCE PROTECTION INC NV 1.01,2.03,9.01 02/13/06 FOX & HOUND RESTAURANT GROUP DE 8.01,9.01 02/17/06 FTI CONSULTING INC MD 2.02,7.01,9.01 02/14/06 FULTON FINANCIAL CORP PA 7.01,8.01 02/17/06 GCO Education Loan Funding Trust-I DE 8.01,9.01 02/15/06 GE Capital Credit Card Master Note Tr DE 8.01,9.01 02/15/06 GE Capital Credit Card Master Note Tr DE 8.01,9.01 02/15/06 GE Capital Credit Card Master Note Tr DE 8.01,9.01 02/15/06 GE Capital Credit Card Master Note Tr DE 8.01,9.01 02/15/06 GE Capital Credit Card Master Note Tr DE 8.01,9.01 02/15/06 GENESEE & WYOMING INC DE 1.01,9.01 02/13/06 GENITOPE CORP DE 8.01,9.01 02/17/06 GENIUS PRODUCTS INC NV 7.01,9.01 02/16/06 GENLYTE GROUP INC DE 2.02,9.01 12/31/05 GENTA INC DE/ DE 8.01 02/15/06 GERMAN AMERICAN BANCORP IN 1.01,9.01 02/13/06 GLOBAL INDUSTRIES LTD LA 5.02 02/17/06 GLOBAL INNOVATIVE SYSTEMS INC NV 1.01,9.01 09/27/05 AMEND GLOBAL PAYMENT TECHNOLOGIES INC DE 5.02 02/16/06 GLOBALNET CORP NV 8.01,9.01 02/17/06 GRAYSON BANKSHARES INC VA 2.02,9.01 02/16/06 GREAT WEST LIFE & ANNUITY INSURANCE C CO 2.02,7.01,9.01 02/16/06 Great Wolf Resorts, Inc. DE 1.01 02/13/06 GREATER ATLANTIC FINANCIAL CORP DE 8.01,9.01 02/16/06 GREENMAN TECHNOLOGIES INC DE 3.01,7.01,9.01 02/16/06 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01 02/17/06 GRIFFON CORP DE 1.01,9.01 02/03/06 GSI GROUP INC DE 1.01,5.02,9.01 02/13/06 GTREX CAPITAL, INC. DE 5.02 02/13/06 HARRIS INTERACTIVE INC DE 1.01,1.02,5.02,7.01,9.01 02/16/06 HARTFORD FINANCIAL SERVICES GROUP INC DE 1.01,9.01 02/15/06 HEALTH CARE PROPERTY INVESTORS INC MD 8.01,9.01 02/17/06 HEALTHSOUTH CORP DE 1.01,9.01 02/16/06 HERCULES INC DE 5.02 02/15/06 HERTZ CORP DE 1.01 02/15/06 HILB ROGAL & HOBBS CO VA 5.03,9.01 02/14/06 HNI CORP IA 1.01,2.03,9.01 02/14/06 HONEYWELL INTERNATIONAL INC DE 2.02,9.01 02/16/06 HORIZON HEALTH CORP /DE/ DE 2.01,9.01 02/15/06 HSBC USA INC /MD/ MD 2.02,9.01 02/16/06 HUGOTON ROYALTY TRUST TX 2.02,9.01 02/17/06 HYPERION SOLUTIONS CORP DE 5.02 02/16/06 AMEND I MANY INC DE 5.02,9.01 02/15/06 IA GLOBAL INC DE 1.01,9.01 02/14/06 IDAHO GENERAL MINES INC ID 1.01,3.02,8.01,9.01 02/14/06 IKONICS CORP 2.02,9.01 02/16/06 IMAX CORP A6 2.02,9.01 02/17/06 IMS HEALTH INC DE 1.01,1.02,3.03,5.02,8.01,9.01 02/17/06 INFOUSA INC DE 1.01,9.01 02/13/06 INNOSPEC INC. DE 8.01,9.01 02/16/06 INNOVATIVE SOFTWARE TECHNOLOGIES INC CA 4.01,9.01 02/08/06 Innovive Pharmaceuticals, Inc. DE 4.01,9.01 02/08/06 INSPIRE PHARMACEUTICALS INC DE 8.01 02/17/06 INSTEEL INDUSTRIES INC NC 1.01,5.02,8.01 02/14/06 INTEGRAL SYSTEMS INC /MD/ MD 2.02,9.01 02/13/06 INTEGRATED BIOPHARMA INC DE 5.02,5.03,9.01 02/13/06 Integrated Security Technologies, Inc 1.01,9.01 02/17/06 INTERMOUNTAIN COMMUNITY BANCORP ID 2.02,9.01 02/15/06 INTERNATIONAL PAPER CO /NEW/ NY 1.01,9.01 02/13/06 IPEX, INC NV 1.01,1.02,5.02,9.01 02/15/06 ISLE OF CAPRI CASINOS INC DE 1.01,9.01 02/16/06 ITRON INC /WA/ WA 1.01,9.01 02/15/06 JACKSON RIVERS CO FL 1.01,1.02,1.03,2.01,2.02, 12/01/05 AMEND 2.03,2.04,2.05,2.06 JANUS CAPITAL GROUP INC DE 8.01 02/16/06 JDS UNIPHASE CORP /CA/ DE 2.05 02/13/06 JEFFERSON PILOT CORP NC 1.01,8.01,9.01 02/13/06 JEFFERSONVILLE BANCORP NY 2.02,9.01 02/15/06 JL HALSEY CORP 2.02,9.01 02/14/06 JOHNSON & JOHNSON NJ 1.01 02/13/06 JOHNSON & JOHNSON NJ 2.01 02/17/06 Jupiter Global Holdings Corp NV 3.02 02/02/06 KELLOGG CO DE 1.01,7.01,9.01 02/16/06 KERYX BIOPHARMACEUTICALS INC DE 1.01,5.02,9.01 02/14/06 KEY ENERGY SERVICES INC MD 2.02,9.01 02/17/06 KEYSPAN CORP NY 7.01,8.01,9.01 02/17/06 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 02/16/06 KINDER MORGAN INC KS 7.01 02/16/06 KINDER MORGAN MANAGEMENT LLC DE 7.01 02/16/06 KING PHARMACEUTICALS INC TN 1.01,8.01,9.01 02/12/06 KOSAN BIOSCIENCES INC CA 1.01,5.02 02/13/06 KULICKE & SOFFA INDUSTRIES INC PA 1.01,3.02,9.01 02/13/06 LAKES ENTERTAINMENT INC MN 2.02,9.01 02/17/06 LASERLOCK TECHNOLOGIES INC NV 1.01,2.03,3.02,9.01 02/13/06 LB-UBS COMMERCIAL MORTGAGE TRUST 2006 1.01,9.01 02/01/06 LEAPFROG ENTERPRISES INC 1.01,5.02 02/15/06 Lev Pharmaceuticals Inc DE 8.01 02/15/06 LIBERTY DIVERSIFIED HOLDINGS INC NV 3.03 02/17/06 LIFE SCIENCES INC DE 5.02 02/13/06 LINCOLN GOLD CORP NV 5.02 02/13/06 LITTLE SQUAW GOLD MINING CO AK 5.02,9.01 02/13/06 LOGICVISION INC DE 1.01,9.01 02/15/06 LOJACK CORP MA 1.01 02/16/06 LOUDEYE CORP DE 2.05,2.06 12/05/05 AMEND LSI LOGIC CORP DE 5.02 02/13/06 LTV CORP DE 8.01,9.01 02/17/06 M I HOMES INC OH 1.01,5.02,9.01 02/17/06 MACK CALI REALTY CORP MD 7.01,9.01 02/16/06 MAGELLAN MIDSTREAM PARTNERS LP DE 1.01,9.01 02/16/06 MAPINFO CORP DE 1.01,9.01 02/16/06 MARATHON OIL CORP DE 2.02,9.01 02/15/06 MARTEK BIOSCIENCES CORP DE 1.01 02/13/06 MARTHA STEWART LIVING OMNIMEDIA INC DE 5.02,9.01 02/16/05 MASTR ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 02/10/06 McAfee, Inc. DE 2.02,9.01 02/09/06 AMEND MCCORMICK & CO INC MD 8.01,9.01 02/17/06 MEDIWARE INFORMATION SYSTEMS INC NY 7.01 02/17/06 MEDIWARE INFORMATION SYSTEMS INC NY 7.01 02/17/06 AMEND MEMORY PHARMACEUTICALS CORP 1.01,1.02,5.02,9.01 02/15/06 Merisant Worldwide, Inc. DE 1.01,1.02,9.01 02/13/06 MERRILL LYNCH & CO INC DE 8.01 02/17/06 MERRILL LYNCH MORTGAGE INVESTORS INC DE 6.01,9.01 02/16/06 MERRILL LYNCH MORTGAGE INVESTORS INC DE 6.01,9.01 01/26/06 MESA OFFSHORE TRUST TX 7.01,9.01 02/17/06 MESA ROYALTY TRUST/TX TX 7.01,9.01 02/17/06 MIAD SYSTEMS LTD A6 4.01,9.01 02/08/06 AMEND MICROISLET INC NV 1.01 02/10/06 MISONIX INC NY 1.01,9.01 02/13/06 MKS INSTRUMENTS INC MA 1.01 02/13/06 MONITRONICS INTERNATIONAL INC TX 5.02,9.01 02/16/06 MONTPELIER RE HOLDINGS LTD D0 2.02,7.01,9.01 02/16/06 MPOWER HOLDING CORP DE 5.02 02/15/06 NATIONAL OILWELL VARCO INC DE 2.02,4.02,9.01 02/13/06 NATURAL GAS SERVICES GROUP INC 2.02,9.01 02/16/06 Navistar Financial 2004-B Owner Trust 5.02,8.01 10/31/05 Navistar Financial 2005-A Owner Trust DE 5.02,8.01 10/31/05 NAVISTAR FINANCIAL CORP DE 5.02 02/17/06 NAVISTAR FINANCIAL DEALER NOTE MASTER DE 8.01 10/31/05 NAVISTAR FINANCIAL DEALER NOTE MASTER DE 8.01 10/31/05 NAVISTAR FINANCIAL RETAIL REC CORP 20 5.02,8.01 10/31/05 NAVISTAR FINANCIAL RETAIL REC CORP 20 5.02,8.01 10/31/05 NAVISTAR FINANCIAL RETAIL REC CORP 20 DE 5.02,8.01 10/31/05 NAVISTAR FINANCIAL RETAIL REC CORP 20 5.02,8.01 10/31/05 NAVISTAR FINANCIAL RETAIL REC CORP 20 5.02,8.01 10/31/05 NAVISTAR INTERNATIONAL CORP DE 5.02 02/16/06 NB&T FINANCIAL GROUP INC OH 8.01 02/16/06 NCT GROUP INC DE 1.01,2.03,3.02 02/13/06 NEOMEDIA TECHNOLOGIES INC DE 1.01,8.01 02/16/06 NETGEAR INC DE 2.02,9.01 02/16/06 AMEND NEW CENTURY FINANCIAL CORP MD 1.01,9.01 02/02/06 NEW CENTURY FINANCIAL CORP MD 8.01,9.01 02/17/06 NEW FRONTIER ENERGY INC CO 8.01,9.01 02/17/06 NEW YORK TIMES CO NY 1.01,9.01 02/16/06 NEWAVE INC UT 1.01,2.03,9.01 02/13/06 NEWS CORP 8.01,9.01 02/17/06 NEXEN INC A0 2.02 02/17/06 NICKLEBYS COM INC CO 4.01 02/13/06 AMEND NMS COMMUNICATIONS CORP DE 1.01,3.02,9.01 02/13/06 NMXS COM INC 8.01,9.01 02/16/06 NORTHROP GRUMMAN CORP /DE/ DE 1.01 02/15/06 NORTHWEST BANCORP INC PA 8.01,9.01 02/16/06 NOVASTAR FINANCIAL INC MD 5.04,9.01 02/17/06 OHIO CASUALTY CORP OH 1.01,1.02,9.01 02/16/06 OHIO CASUALTY CORP OH 5.02,8.01,9.01 02/16/06 AMEND OLYMPUS COMMUNICATIONS LP DE 7.01 02/17/06 ON SEMICONDUCTOR CORP DE 1.01,9.01 02/14/06 OPLINK COMMUNICATIONS INC DE 5.02,9.01 02/15/06 OPNET TECHNOLOGIES INC DE 1.01,9.01 02/06/06 ORALABS HOLDING CORP CO 5.02,9.01 02/14/06 OTELCO INC. AL 2.02,9.01 02/16/06 P&F INDUSTRIES INC DE 8.01 02/17/06 PACE MEDICAL INC MA 8.01,9.01 02/17/06 PACIFIC GAS & ELECTRIC CO CA 2.02,7.01,9.01 02/17/06 PACIFICARE HEALTH SYSTEMS INC /DE/ DE 5.01 12/20/05 PACIFICORP /OR/ OR 1.01 02/13/06 PALOMAR ENTERPRISES INC NV 4.01,9.01 02/16/06 PARK ELECTROCHEMICAL CORP NY 8.01 02/17/06 PATH 1 NETWORK TECHNOLOGIES INC DE 2.02,9.01 02/17/06 PATRIOT SCIENTIFIC CORP DE 1.01,5.02,8.01,9.01 02/03/06 PAXAR CORP NY 2.02,9.01 02/16/06 PEOPLENET INTERNATIONAL CORP DE 5.02 02/13/06 PERMIAN BASIN ROYALTY TRUST TX 2.02,9.01 02/17/06 PETROQUEST ENERGY INC DE 2.02 02/17/06 PG&E CORP CA 2.02,7.01,9.01 02/17/06 PHANTOM FIBER CORP DE 5.02 02/13/06 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC 1.01,9.01 02/15/06 PHASE FORWARD INC DE 1.01,2.02,9.01 02/15/06 PINNACLE FINANCIAL PARTNERS INC TN 7.01,9.01 02/17/06 PITNEY BOWES INC /DE/ DE 1.01,9.01 02/13/06 PNM RESOURCES INC NM 1.01,5.02,5.03,9.01 02/17/06 POLYMEDICA CORP MA 1.01 02/13/06 POLYMEDICA CORP MA 1.01 02/13/06 AMEND POLYONE CORP 1.01,5.02,9.01 02/13/06 POOLED AUTO SECURITIES SHELF LLC DE 8.01,9.01 02/14/06 PORTOLA PACKAGING INC DE 1.01,5.02,5.03 02/14/06 POWER2SHIP INC NV 1.01,9.01 02/03/06 PRICELINE COM INC DE 2.02,7.01,9.01 02/16/06 PRINCETON ACQUISITIONS INC CO 4.01,4.02,9.01 02/03/06 PROASSURANCE CORP DE 8.01,9.01 02/17/06 PROVIDENT FINANCIAL HOLDINGS INC DE 7.01,9.01 02/17/06 PSYCHIATRIC SOLUTIONS INC DE 2.02,9.01 02/16/06 PULTE HOMES INC/MI/ MI 8.01,9.01 02/16/06 PXRE GROUP LTD 7.01,9.01 02/16/06 PYRAMID BREWERIES INC WA 1.01 02/16/06 QLOGIC CORP DE 1.01,7.01,9.01 02/15/06 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 1.01,9.01 02/17/06 QWEST COMMUNICATIONS INTERNATIONAL IN DE 1.01,9.01 02/16/06 RADIOSHACK CORP DE 2.02,9.01 02/17/06 Red Sky Resources Inc. NV 7.01 02/17/06 Reef Global Energy IV, L.P. NV 8.01,9.01 12/20/05 Reef Global Energy VI, L.P. NV 8.01,9.01 12/20/05 Reef Global Energy VII, L.P. NV 8.01,9.01 12/20/05 REGAL ONE CORP FL 5.02 02/13/06 RENAL CARE GROUP INC DE 1.01,9.01 02/14/06 RENT A CENTER INC DE DE 1.01 02/14/06 REVLON CONSUMER PRODUCTS CORP DE 1.01,7.01,8.01,9.01 02/15/06 REVLON INC /DE/ DE 1.01,3.02,7.01,8.01,9.01 02/15/06 REYNOLDS & REYNOLDS CO OH 8.01,9.01 02/17/06 RFMSII Series 2006-HSA2 Trust DE 8.01,9.01 02/17/06 RIVIERA TOOL CO MI 3.01 02/10/06 RIVIERA TOOL CO MI 4.01 02/14/06 ROADHOUSE GRILL INC FL 8.01,9.01 02/17/06 RSA SECURITY INC/DE/ DE 1.01,9.01 02/14/06 RUDDICK CORP NC 1.01,9.01 02/16/05 RYERSON INC. DE 2.02,9.01 02/16/06 S&C HOLDCO 3 INC 8.01,9.01 08/05/05 S1 CORP /DE/ DE 1.01,5.02,9.01 02/13/06 SANDS REGENT NV 3.01,9.01 02/15/06 SANMINA-SCI CORP DE 1.01,2.03,8.01,9.01 02/15/06 SCAN OPTICS INC DE 3.01,8.01 02/15/05 Scientigo, Inc. DE 8.01,9.01 02/17/06 SCOLR Pharma, Inc. DE 7.01,9.01 02/16/06 Securus Technologies, Inc. DE 7.01,9.01 02/17/06 SEMITOOL INC MT 1.01,9.01 02/15/06 SHELLS SEAFOOD RESTAURANTS INC DE 2.02 02/16/06 Shire plc 8.01,9.01 02/16/06 SIERRA PACIFIC RESOURCES /NV/ NV 2.02,9.01 02/17/06 SILICON IMAGE INC DE 1.01,5.02,9.01 02/13/06 Siouxland Ethanol, LLC NE 1.01 02/14/06 SIRIUS SATELLITE RADIO INC DE 2.02,9.01 02/17/06 SIZELER PROPERTY INVESTORS INC DE 2.02,9.01 02/14/06 SM&A CA 2.02,9.01 02/16/06 SMART & FINAL INC/DE DE 1.01 02/16/06 Smart SMS Corp FL 3.02,8.01 02/02/06 SMUCKER J M CO OH 2.02,9.01 02/17/06 SOUTHERN UNION CO DE 1.01,7.01,9.01 02/15/06 SPARTAN STORES INC MI 8.01,9.01 02/17/06 SPORTS CLUB CO INC DE 2.01,2.03,9.01 02/16/06 AMEND SSA GLOBAL TECHNOLOGIES, INC DE 1.01,8.01 02/15/06 ST JOE CO FL 1.01,9.01 02/13/06 State National Bancshares, Inc. TX 8.01,9.01 02/15/06 STEINWAY MUSICAL INSTRUMENTS INC DE 8.01,9.01 02/17/06 STEPAN CO DE 5.02,5.05 02/13/06 Sterling Mining CO ID 2.03,3.02 02/13/06 STIFEL FINANCIAL CORP DE 2.02,9.01 12/31/05 STOCKERYALE INC MA 2.02,9.01 02/16/06 STONE ENERGY CORP DE 8.01 02/15/06 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01 02/10/06 SUN NEW MEDIA INC. MN 1.01,3.02,9.01 02/13/05 SUNOCO LOGISTICS PARTNERS LP DE 1.01,9.01 02/14/06 SUNTRON CORP DE 1.01,5.02,9.01 02/14/06 SUNTRUST BANKS INC GA 1.01 02/13/06 SUPERTEL HOSPITALITY INC VA 1.01,2.03,9.01 02/17/06 SYNTHETIC BLOOD INTERNATIONAL INC NJ 5.02 02/16/06 SYS CA 3.02,7.01,9.01 02/14/06 Systems Management Solutions Inc NV 4.02 02/17/06 TALK AMERICA HOLDINGS INC DE 2.02,9.01 02/17/06 TALK AMERICA HOLDINGS INC DE 1.01,9.01 02/14/06 TALK AMERICA HOLDINGS INC DE 2.02,9.01 02/17/06 AMEND TASTY BAKING CO PA 2.02,7.01,9.01 02/16/06 TEAMSTAFF INC NJ 1.01,9.01 02/15/06 TENET HEALTHCARE CORP NV 1.01,9.01 02/14/06 TEPPCO PARTNERS LP DE 1.01,9.01 02/17/06 TEXAS INSTRUMENTS INC DE 5.03,9.01 02/16/06 TEXAS UNITED BANCSHARES INC TX 2.01,3.02,9.01 02/14/06 TOOTSIE ROLL INDUSTRIES INC VA 8.01 12/31/05 TORCH ENERGY ROYALTY TRUST DE 2.02 02/17/06 TOREADOR RESOURCES CORP DE 3.02 02/15/06 TOUCHSTONE RESOURCES USA, INC. 5.02 02/17/06 TOWER FINANCIAL CORP IN 1.01 01/17/06 TOWN & COUNTRY TRUST MD 1.01,9.01 02/17/06 TRANSAX INTERNATIONAL LTD CO 5.02,9.01 02/17/06 TRANSMERIDIAN EXPLORATION INC DE 3.01,8.01,9.01 02/13/06 TRESTLE HOLDINGS INC DE 8.01 02/17/06 Trinsic, Inc. DE 1.01 02/13/06 TRIZETTO GROUP INC DE 2.01,9.01 12/22/05 AMEND TRUE TEMPER SPORTS INC 5.02 02/17/06 TWEETER HOME ENTERTAINMENT GROUP INC DE 5.02 02/17/06 U S WIRELESS DATA INC DE 1.01,3.02,5.02,9.01 02/13/06 UICI DE 2.02,9.01 02/16/06 UIL HOLDINGS CORP CT 2.02,9.01 02/17/06 UNICA CORP 1.01,5.02 02/14/06 UNITED STATIONERS INC DE 2.02,9.01 02/16/06 UNITY WIRELESS CORP DE 2.01 02/15/06 UNIVERSAL HOSPITAL SERVICES INC MN 5.02 02/14/06 URANIUM ENERGY CORP NV 1.01,3.02,9.01 02/01/06 URANIUM ENERGY CORP NV 5.02,9.01 02/17/06 URANIUM ENERGY CORP NV 5.02,9.01 02/15/06 US CAN CORP DE 8.01,9.01 02/16/06 US Oncology Holdings, Inc. DE 5.02 02/13/06 VALENCE TECHNOLOGY INC DE 8.01 02/14/06 VARIAN MEDICAL SYSTEMS INC DE 1.01,9.01 02/16/06 VIASPACE Inc. NV 8.01,9.01 02/16/05 VIASPACE Inc. NV 5.02 02/13/06 VIISAGE TECHNOLOGY INC DE 1.01,9.01 02/13/06 VITALSTREAM HOLDINGS INC NV 2.02,9.01 12/31/05 Vyteris Holdings (Nevada), Inc. NV 5.02 02/14/06 Vyteris Holdings (Nevada), Inc. NV 1.01,2.03 02/13/06 WALT DISNEY CO/ DE 2.02,8.01,9.01 02/14/06 WALTER INDUSTRIES INC /NEW/ DE 1.01,8.01,9.01 02/16/06 WARP TECHNOLOGY HOLDINGS INC NV 7.01,9.01 02/15/06 WARP TECHNOLOGY HOLDINGS INC NV 7.01,9.01 02/17/06 Washington Mutual Mortgage Pass-Throu DE 9.01 12/28/05 AMEND WASTE CONNECTIONS INC/DE DE 1.01 02/14/06 WATERS CORP /DE/ DE 2.02,9.01 02/13/06 WEATHERFORD INTERNATIONAL LTD D0 1.01,2.03,9.01 02/14/06 WEIDA COMMUNICATIONS, INC. NJ 5.02,8.01 02/06/06 WELLCO ENTERPRISES INC NC 2.02 02/15/06 WESCORP ENERGY INC 4.01,9.01 02/09/06 WEST PHARMACEUTICAL SERVICES INC PA 1.01,9.01 02/13/06 WESTERN GOLDFIELDS INC ID 1.01,3.02,5.02,8.01,9.01 02/13/06 WESTERN SIZZLIN CORP DE 5.02 02/15/06 WESTERN WATER CO DE 1.03,3.01,3.03,5.01, 02/17/06 5.03,8.01,9.01 WET SEAL INC DE 1.02,9.01 02/15/06 WEYERHAEUSER CO WA 5.02 02/16/06 WEYERHAEUSER CO WA 7.01 02/16/06 WHITE MOUNTAINS INSURANCE GROUP LTD D0 2.02,9.01 02/02/06 AMEND WINN DIXIE STORES INC FL 7.01,9.01 02/17/06 WINSTON HOTELS INC NC 1.01,5.02,9.01 02/14/06 Winthrop Realty Trust OH 2.01,7.01,8.01,9.01 02/16/06 WOIZE INTERNATIONAL LTD. 4.01,9.01 02/13/06 WOLVERINE WORLD WIDE INC /DE/ MI 1.01,9.01 02/15/06 WORLD FINANCIAL NETWORK CREDIT CARD M DE 8.01,9.01 02/15/06 WQN, Inc. 3.01,9.01 02/17/06 Xenonics Holdings, Inc. NV 2.02,9.01 02/17/06 XL CAPITAL LTD 1.01,9.01 02/16/06 ZALE CORP DE 2.02,5.02 02/17/06