SEC NEWS DIGEST Issue 2006-30 February 14, 2006 ENFORCEMENT PROCEEDINGS FORMER PORTFOLIO MANAGER SETTLES SEC FRAUD CLAIM The Commission today filed a settled civil injunctive action in U.S. District Court for the Southern District of New York alleging that Lori G. Addison violated the federal securities laws when she fraudulently overstated to her employer, Allied Irish Banks, p.l.c., the value of its collateralized mortgage obligation (CMO) portfolio. From December 1999 through December 2001, Addison was a vice president at Allied Irish, where she managed the bank's CMO portfolio. The Commission's complaint alleges that from at least April 2001 to October 2001, Addison, with help from two sales representatives from registered brokerage firms, inflated the internally recorded value of the portfolio. At the end of each month, Allied Irish sought independent valuations of the securities in its CMO portfolio. In connection with that process, and before the valuations were reported back to Allied Irish, Addison would instruct the salesmen to provide inflated prices for each security reported on by their respective firms. In virtually all cases, the salesmen reported to Allied Irish the inflated CMO prices dictated by Addison, without disclosing her role in the process. The complaint further alleges that, on the strength of the purported profitability of Allied Irish's CMO portfolio, Addison was allowed increased capital to make further securities purchases. Ultimately, when the discrepancy between the actual and recorded value of the portfolio came to light, Allied Irish liquidated the portfolio at a substantial loss, ceased investing in CMOs, and terminated Addison's employment. Without admitting or denying the allegations in the Commission's complaint, Addison has consented to the entry of a final judgment enjoining her from violations of antifraud provisions of the federal securities laws. The final judgment also orders Addison to pay a $15,000 civil penalty. [SEC v. Lori G. Addison, Civil Action No. 06 Civ. 1101 (PAC), USDC, SDNY] (LR-19564) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2005-25) under Section 19(b)(3)(A) of the Securities Exchange Act consolidating OCC's procedures relating to adjustment panel policies and procedures. Publication of the proposal is expected in the Federal Register during the week of February 13. (Rel. 34-53267) A proposed rule change (SR-NASD-2006-018) filed by the National Association of Securities Dealers to modify the routing sequence for Directed Cross Orders has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 13. (Rel. 34-53269) A proposed rule change filed by the New York Stock Exchange relating to the extension of two crossing sessions in the Exchange's Off-Hours Trading Facility (SR-NYSE-2006-02) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 13. (Rel. 34-53275) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-ISE-2005-46) submitted by the International Stock Exchange relating to the operation of primary market maker memberships. Publication of the proposal is expected in the Federal Register during the week of February 13. (Rel. 34-53271) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-1 Warrior Energy Services CORP, 100 ROSECREST LANE, COLUMBUS, MS, 39701, 662 329-1047 - 0 ($172,500,000.00) Equity, (File 333-131781 - Feb. 13) (BR. 04B) SB-2 WENTWORTH ENERGY, INC., 115 WEST 7TH STREET, #1415, FORT WORTH, TX, 76102, 8773298388 - 15,657,985 ($15,657,985.00) Equity, (File 333-131782 - Feb. 13) (BR. 09A) S-8 UNIVERSAL DETECTION TECHNOLOGY, 9300 WILSHIRE BOULEVARD, SUITE 308, BEVERLY HILLS, CA, 90212, 3102483655 - 7,500,000 ($637,500.00) Equity, (File 333-131783 - Feb. 13) (BR. 10C) S-4 CROWN HOLDINGS INC, ONE CROWN WAY, PHILADELPHIA, PA, 19154, 2156985100 - 0 ($1,100,000,000.00) Non-Convertible Debt, (File 333-131784 - Feb. 13) (BR. 06A) SB-2 INFINIUM LABS INC, 2033 MAIN STREET, SUITE 309, SARASOTA, FL, 34237, 941.917.0788 - 50,000,000 ($2,070,000.00) Equity, (File 333-131786 - Feb. 13) (BR. 09A) S-4 SPECIALIZED HEALTH PRODUCTS INTERNATIONAL INC, 585 WEST 500 SOUTH, BOUNTIFUL, UT, 84010, 801-298-3360 - 17,107,995 ($8,896,158.00) Equity, (File 333-131787 - Feb. 13) (BR. 10C) SB-2 MIDNET INC, 1055 WEST HASTINGS STREET, SUITE 300, VANCOUVER, A1, V6E 2E9, 604- 609-6188 - 4,227,960 ($1,310,667.60) Equity, (File 333-131788 - Feb. 13) (BR. 11A) S-8 Rosetta Resources Inc., 717 TEXAS, SUITE 2800, HOUSTON, TX, 77002, 7133354008 - 0 ($48,394,800.00) Equity, (File 333-131791 - Feb. 13) (BR. 04) S-8 ASHLAND INC., 50 EAST RIVERCENTER BLVD., 16TH FLOOR, COVINGTON, KY, 41012, 859-815-3483 - 4,000,000 ($254,020,000.00) Equity, (File 333-131792 - Feb. 13) (BR. 06C) S-8 ISTA PHARMACEUTICALS INC, 15295 ALTON PARKWAY, IRVINE, CA, 92618, 949-788-6000 - 20,000 ($145,600.00) Equity, (File 333-131793 - Feb. 13) (BR. 01A) S-1 Basin Water, Inc., 8731 PRESTIGE COURT, RANCHO CUCAMONGA, CA, 91730, (909) 481-6800 - 0 ($51,750,000.00) Equity, (File 333-131794 - Feb. 13) (BR. ) S-8 BEVERLY NATIONAL CORP, 240 CABOT ST, BEVERLY, MA, 01915, 9789222100 - 37,000 ($985,125.00) Equity, (File 333-131795 - Feb. 13) (BR. 07A) S-8 PAREXEL INTERNATIONAL CORP, 195 WEST ST, WALTHAM, MA, 02451, 7814879900 - 1,000,000 ($23,910,000.00) Equity, (File 333-131796 - Feb. 13) (BR. 01B) SB-2 AVITAR INC /DE/, 65 DAN ROAD, SUITE 202, CANTON, MA, 02021, 7818212440 - 11,270,000 ($1,723,000.00) Equity, (File 333-131797 - Feb. 13) (BR. 10A) S-8 INTERNATIONAL FOOD PRODUCTS GROUP INC, 180 NEWPORT CENTER DRIVE, SUITE 180, NEWPORT BEACH, CA, 92660, 9497208470 - 12,000,000 ($390,000.00) Equity, (File 333-131798 - Feb. 13) (BR. 02B) S-3ASR HOME DEPOT INC, 2455 PACES FERRY ROAD, ATLANTA, GA, 30339-4024, 770-433-82 - 0 ($254,995,000.00) Equity, (File 333-131799 - Feb. 13) (BR. 06A) S-8 CORINTHIAN COLLEGES INC, 6 HUTTON CENTRE DR, SUITE 400, SANTA ANA, CA, 92707, 7144273000 - 5,900,000 ($75,697,000.00) Equity, (File 333-131800 - Feb. 13) (BR. 11C) S-3ASR MOOG INC, PLANT 24, EAST AURORA, NY, 14052-0018, 7166522000 - 0 ($0.00) Equity, (File 333-131801 - Feb. 13) (BR. 06A) SB-2 CONSOLIDATED ENERGY INC, 76 GEORGE ROAD, PO BOX 537, BETSY LAYNE, KY, 41605, 859-488-0070 - 35,696,148 ($86,417,658.90) Equity, (File 333-131802 - Feb. 13) (BR. 04B) S-8 ISOLAGEN INC, 713-780-4754 - 0 ($7,038,550.00) Equity, (File 333-131803 - Feb. 13) (BR. 01A) S-3 IDERA PHARMACEUTICALS, INC., 345 VASSAR STREET, CAMBRIDGE, MA, 02139, 6176795500 - 159,704 ($91,031.28) Equity, (File 333-131804 - Feb. 13) (BR. 01A) SB-2 SHINECO, INC., 515 MADISON AVENUE, SUITE 2100, NEW YORK, NY, 10022, (212) 755-3636 - 2,229,102 ($3,343,653.00) Equity, (File 333-131805 - Feb. 13) (BR. 09A) S-1 SKY PETROLEUM, INC., 108 WILD BASIN ROAD, AUSTIN, TX, 78746, 7805549476 - 16,013,620 ($31,066,422.00) Equity, (File 333-131806 - Feb. 13) (BR. 04B) SB-2 GONDWANA ENERGY LTD / NY, SUITE 400-534 17TH AVE SW, CALGARY, A0, T2S0B1, 403 770 1991 - 3,000,000 ($150,000.00) Equity, (File 333-131807 - Feb. 13) (BR. 04A) SB-2 PHANTOM FIBER CORP, 144 FRONT STREET, SUITE 580, SUITE 580, TORONTO, A6, M5J 2L7, 2123440351 - 18,251,731 ($10,768,521.29) Equity, (File 333-131808 - Feb. 13) (BR. 10C) SB-2 BioElectronics Corp, 3612 SPRIGG ST, FREDERICKS, MD, 21704, 301-874-0326 - 34,459,668 ($12,405,480.48) Equity, (File 333-131809 - Feb. 13) (BR. ) S-3ASR DOMINION RESOURCES INC /VA/, 120 TREDEGAR STREET, RICHMOND, VA, 23219, 8048192000 - 0 ($0.00) Non-Convertible Debt, (File 333-131810 - Feb. 13) (BR. 02A) S-1 BASIC CARE NETWORKS INC, 4270 PROMENADE WAY, SUITE 226, MARINA DEL REY, CA, 90292, (310)824-5400 - 0 ($70,000,000.00) Equity, (File 333-131811 - Feb. 13) (BR. ) S-4 CitiSteel USA, Inc., 4001 PHILADELPHIA PIKE, CLAYMONT, DE, 19703, 302-792-5400 - 0 ($172,000,000.00) Non-Convertible Debt, (File 333-131812 - Feb. 13) (BR. ) S-1 MERRILL CORP, ONE MERRILL CIRCLE, ENERGY PARK, ST PAUL, MN, 55108, 6516464501 - 0 ($253,000,000.00) Equity, (File 333-131813 - Feb. 13) (BR. 05) S-3 MANHATTAN PHARMACEUTICALS INC, 787 SEVENTH AVENUE, 48TH FLOOR, NEW YORK, NY, 10019, 2125544555 - 810,810 ($1,062,161.10) Equity, (File 333-131814 - Feb. 13) (BR. 01B) SB-2 ROYALTECH CORP., 1855 TALLEYRAND, SUITE 203A, BROSSARD, A8, J4W 2Y9, (514) 586-3168 - 4,473,800 ($447,380.00) Equity, (File 333-131815 - Feb. 13) (BR. ) SB-2 MICROFIELD GROUP INC, 1631 NW THURMAN, SUITE 310, PORTLAND, OR, 97209, 5034193580 - 0 ($21,836,050.00) Equity, (File 333-131816 - Feb. 13) (BR. 03C) S-4 CANCERVAX CORP, 2110 RUTHERFORD, ROAD, CARLSBAD, CA, 92008, 7604944200 - 0 ($1,378,122.10) Equity, (File 333-131817 - Feb. 13) (BR. 01A) SB-2 ADDISON DAVIS DIAGNOSTICS, 5655 LINDERO CANYON ROAD, SUITE 120, WESTLAKE VILLAGE, CA, 91362, (866) 508-8378 - 217,960,000 ($1,119,700.00) Equity, (File 333-131818 - Feb. 13) (BR. 01B) SB-2 Cord Blood America, Inc., 9000 W. SUNSET BLVD., SUITE 400, WEST HOLLYWOOD, CA, 90069, 310-432-4090 - 60,703,518 ($10,016,080.47) Equity, (File 333-131819 - Feb. 13) (BR. 09B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- AASTROM BIOSCIENCES INC MI 1.01,5.02,9.01 02/09/06 ACACIA RESEARCH CORP DE 7.01 02/13/06 ACG HOLDINGS INC DE 2.02 02/13/06 ACORN HOLDING CORP DE 2.01,4.02,8.01,9.01 08/03/05 AMEND ADESA INC 2.02,9.01 02/13/06 ADOLOR CORP 2.02,8.01 02/13/06 ADVANCED MAGNETICS INC DE 1.01,9.01 02/07/06 ADVANCED OPTICS ELECTRONICS INC NV 4.01 02/10/06 ADVANTA CORP DE 1.01,9.01 02/07/06 Aearo CO I DE 2.02,9.01 11/21/05 AFFILIATED MANAGERS GROUP INC DE 8.01,9.01 02/10/06 AGCO CORP /DE DE 2.02,9.01 02/13/06 AGILENT TECHNOLOGIES INC DE 2.02,9.01 02/13/06 AKSYS LTD DE 3.01,9.01 02/10/06 ALBANY MOLECULAR RESEARCH INC DE 2.02,9.01 02/13/06 ALLIANCE SEMICONDUCTOR CORP /DE/ DE 3.01,4.01,9.01 02/09/06 ALLIED DEFENSE GROUP INC DE 1.01,2.03,2.04,9.01 02/03/06 ALLSCRIPTS HEALTHCARE SOLUTIONS INC DE 8.01 02/08/06 Alon USA Energy, Inc. DE 1.01,9.01 02/13/06 Alpha Natural Resources, Inc. DE 2.02,9.01 02/13/06 AMBER RESOURCES CO OF COLORADO DE 5.03 02/10/06 AMEDISYS INC DE 7.01,9.01 02/13/06 AMERICAN CAMPUS COMMUNITIES INC MD 1.01,9.01 02/08/06 AMERICAN CLAIMS EVALUATION INC NY 2.02,9.01 02/13/06 AMERICAN FINANCIAL GROUP INC OH 9.01 12/31/05 AMERICAN INTERNATIONAL GROUP INC DE 5.02 02/07/06 AMERICAN PACIFIC CORP DE 2.02,9.01 02/13/06 AMERICAN PACIFIC CORP DE 2.01,9.01 11/30/05 AMEND AMERICAN SPECTRUM REALTY INC MD 8.01,9.01 02/13/06 AMERICAN TECHNOLOGY CORP /DE/ DE 2.02,9.01 02/09/06 AMERICAN TOWER CORP /MA/ DE 3.02 02/13/06 AMERICAN VANGUARD CORP DE 1.01,8.01,9.01 02/07/06 AMERICASBANK CORP MD 2.02,8.01,9.01 02/13/06 AMES NATIONAL CORP IA 4.01,8.01,9.01 02/13/06 AMGEN INC DE 8.01,9.01 01/26/06 AMGEN INC DE 7.01,8.01,9.01 02/13/06 AMSOUTH BANCORPORATION DE 1.01 02/07/06 ANSWERTHINK INC FL 9.01 11/29/05 AMEND AON CORP DE 7.01,9.01 02/13/06 APEX SILVER MINES LTD 3.02 02/10/06 ARDEN GROUP INC DE 8.01 02/07/06 ARMSTRONG HOLDINGS INC /PA/ PA 8.01,9.01 02/08/06 ARRHYTHMIA RESEARCH TECHNOLOGY INC /D DE 4.01,9.01 02/03/06 AMEND ASSURED GUARANTY LTD 2.02,9.01 02/13/06 AtriCure, Inc. DE 5.02,9.01 02/08/06 AURA SYSTEMS INC DE 5.02 02/07/06 Avalon Oil & Gas, Inc. CO 2.01 02/13/06 Banc of America Mortgage 2006-A Trust DE 8.01,9.01 01/27/06 BASIC ENERGY SERVICES INC 7.01,9.01 02/13/06 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 02/08/06 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/25/05 AMEND BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 12/27/05 AMEND BEASLEY BROADCAST GROUP INC DE 2.02,9.01 02/13/06 BEDFORD PROPERTY INVESTORS INC/MD MD 1.01,8.01,9.01 02/10/06 BERKLEY W R CORP DE 2.02,9.01 02/13/06 BERKSHIRE HILLS BANCORP INC 8.01,9.01 02/13/06 BFC FINANCIAL CORP FL 7.01 02/10/06 BIOLASE TECHNOLOGY INC DE 1.01,9.01 02/13/06 BIOPHAN TECHNOLOGIES INC NV 9.01 12/21/05 AMEND BLACKBOARD INC DE 2.02 02/13/06 Bois d Arc Energy, Inc. NV 2.02,9.01 02/13/06 BOMBAY COMPANY INC DE 1.01 02/07/06 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 9.01 12/31/05 AMEND BRIGHT HORIZONS FAMILY SOLUTIONS INC DE 2.02,9.01 02/13/06 BRISTOL MYERS SQUIBB DEBENTURE BACKED DE 8.01,9.01 02/01/06 BROADWAY FINANCIAL CORP \DE\ DE 2.02,9.01 02/10/06 Brookdale Senior Living Inc. DE 1.01,2.03,9.01 02/13/06 BUCA INC /MN MN 5.02 02/09/06 CABG MEDICAL INC MN 1.01,1.02,2.05,9.01 02/07/06 CADENCE DESIGN SYSTEMS INC DE 1.01,9.01 02/08/06 CADENCE RESOURCES CORP UT 8.01,9.01 02/13/06 CALAIS RESOURCES INC 3.02,5.02 02/06/06 AMEND Calumet Specialty Products Partners, DE 1.01,2.01,3.02,5.02,5.03,9.01 01/31/06 CAMDEN NATIONAL CORP ME 8.01 02/13/06 CAPITAL BANCORP INC TN 4.01,9.01 02/07/06 CAPITAL CORP OF THE WEST CA 8.01,9.01 02/13/06 CAPITAL ONE FUNDING, LLC 8.01,9.01 02/10/06 CAPITAL TRUST INC MD 8.01,9.01 02/13/06 CAPITAL TRUST INC MD 1.01,3.02,8.01,9.01 02/10/06 CARDIODYNAMICS INTERNATIONAL CORP CA 2.02,9.01 02/09/06 CARRIAGE SERVICES INC DE 7.01,9.01 02/10/06 CASS INFORMATION SYSTEMS INC MO 2.02,9.01 02/13/06 CATALYTICA ENERGY SYSTEMS INC DE 5.02,7.01,9.01 02/07/06 CENDANT CORP DE 1.01,2.02,8.01,9.01 02/09/06 CERES GROUP INC DE 7.01 02/13/06 CERUS CORP DE 1.01,1.02,9.01 02/12/06 CH ENERGY GROUP INC NY 2.02,7.01,9.01 02/13/06 CHECKERS DRIVE IN RESTAURANTS INC /DE DE 7.01,9.01 02/13/06 CHEMOKINE THERAPEUTICS CORP DE 8.01 02/13/06 CHEVRON PHILLIPS CHEMICAL CO LLC DE 1.01,5.02,9.01 02/10/06 CHINDEX INTERNATIONAL INC DE 2.02,7.01,9.01 02/13/06 CHL Mortgage Pass-Through Trust 2006- 8.01,9.01 01/31/06 CHL Mortgage Pass-Through Trust 2006- 8.01,9.01 01/30/06 CLAIBORNE LIZ INC DE 2.05,9.01 02/07/06 CNA FINANCIAL CORP DE 5.02,9.01 02/08/06 CNET NETWORKS INC DE 1.01,8.01 02/07/06 COLLAGENEX PHARMACEUTICALS INC DE 1.01,9.01 02/09/06 COLLECTORS UNIVERSE INC DE 2.02,9.01 02/09/06 COLLINS & AIKMAN CORP DE 1.01 02/13/06 COMMERCIAL CAPITAL BANCORP INC NV 8.01,9.01 02/13/06 COMMERCIAL PROPERTY CORP DE 4.01,9.01 02/06/06 AMEND COMMSCOPE INC DE 8.01,9.01 02/13/06 COMSTOCK RESOURCES INC NV 2.02,9.01 02/13/06 CONMED CORP NY 2.02,9.01 02/09/06 CONTANGO OIL & GAS CO DE 2.02,9.01 02/13/06 CORPORATE BOND BACKED CERTIFICATES TR DE 8.01,9.01 02/01/06 CRAY INC WA 4.01,9.01 04/11/05 AMEND CREDIT SUISSE (USA) INC DE 8.01 02/13/06 CROWN CASTLE INTERNATIONAL CORP DE 4.02,7.01,9.01 02/09/06 CSX CORP VA 5.03,8.01,9.01 02/13/06 CURON MEDICAL INC DE 3.01,9.01 02/07/06 CURTISS WRIGHT CORP DE 5.02 02/07/06 CUTERA INC DE 2.02,9.01 02/13/06 CWABS Asset-Backed Certificates Trust DE 9.01 02/01/06 CYANOTECH CORP NV 2.02,9.01 02/08/06 DELTA PETROLEUM CORP/CO CO 5.02,5.03,9.01 02/09/06 DIALOG GROUP INC UT 3.02 01/30/06 DIALYSIS CORP OF AMERICA FL 2.02,9.01 02/13/06 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 02/13/06 DIGICORP UT 1.01,9.01 02/07/06 DOCUMENT SECURITY SYSTEMS INC NY 1.01,2.01,9.01 02/07/06 DOLLAR GENERAL CORP TN 1.01,9.01 02/07/06 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 1.01 02/07/06 DOMINION HOMES INC OH 1.01,9.01 02/07/06 DRS TECHNOLOGIES INC DE 2.03,3.02 02/09/06 DTS, INC. DE 2.02,9.01 02/13/06 DUSKA THERAPEUTICS, INC. NV 1.01,3.02,5.02,9.01 02/07/06 DYNECO CORP MN 1.01,2.01,3.02,9.01 02/08/06 EDGE PETROLEUM CORP DE 9.01 11/30/05 AMEND ELECTRONIC CLEARING HOUSE INC NV 2.02,9.01 02/13/06 EMAK Worldwide, Inc. DE 8.01,9.01 11/14/05 ENCYSIVE PHARMACEUTICALS INC DE 2.02,9.01 02/13/06 ENER1 INC FL 5.02 02/07/06 ENERGY WEST INC MT 2.02,9.01 02/13/06 EnerSys DE 5.02,8.01 02/09/06 Ensource Energy Income Fund LP DE 1.01,8.01,9.01 02/10/06 EVANS BOB FARMS INC DE 7.01,9.01 02/10/06 EVERGREEN SOLAR INC DE 1.01,5.02,7.01,9.01 02/13/06 EXPERT SYSTEMS INC 2.01,3.02,5.01,5.02, 02/13/06 5.03,5.06,8.01,9.01 EXPLORATIONS GROUP INC DE 4.01 01/13/06 EXPRESSJET HOLDINGS INC DE 8.01,9.01 02/10/06 EXTREME NETWORKS INC DE 1.01 02/08/06 FelCor Lodging Trust Inc MD 1.01,1.02,5.02,7.01,9.01 02/07/06 FIDELIS ENERGY INC NV 1.01,5.02,9.01 01/31/06 FIFTH THIRD BANCORP OH 1.01 02/07/06 FIRST COMMUNITY BANCORP /CA/ CA 8.01 02/08/06 FIRST OF LONG ISLAND CORP NY 2.02,9.01 12/31/05 FIRSTBANK NW CORP WA 5.02,8.01,9.01 02/09/06 FIRSTBANK NW CORP WA 2.02,9.01 02/10/06 FLEXTRONICS INTERNATIONAL LTD 5.02,9.01 02/07/06 FLIGHT SAFETY TECHNOLOGIES INC NV 8.01,9.01 02/13/06 FLIR SYSTEMS INC OR 1.01 02/07/06 FNB FINANCIAL CORP /PA/ PA 2.01,8.01,9.01 02/08/06 FNB FINANCIAL SERVICES CORP NC 8.01,9.01 02/10/06 FOODARAMA SUPERMARKETS, INC. NJ 8.01 02/13/06 FOOTSTAR INC DE 1.01,8.01,9.01 02/07/06 FORE HOLDINGS LLC 4.02 01/13/06 FOREST OIL CORP NY 7.01,8.01,9.01 02/10/06 FORWARD AIR CORP TN 2.02,8.01,9.01 02/13/06 FOUNTAIN POWERBOAT INDUSTRIES INC 2.02,9.01 02/09/06 GALLAGHER ARTHUR J & CO DE 7.01,9.01 02/13/06 GATEWAY INC DE 1.01 02/07/06 GATEWAY INTERNATIONAL HOLDINGS INC NV 8.01 02/10/06 GEN PROBE INC DE 5.02 02/09/06 GENCO SHIPPING & TRADING LTD 2.02,9.01 02/13/06 GENCORP INC OH 4.01,9.01 02/07/06 GENIUS PRODUCTS INC NV 1.01,1.02,5.02,9.01 02/07/06 GENOMIC HEALTH INC 2.02,8.01,9.01 02/13/06 GENTA INC DE/ DE 8.01 02/13/06 GEOTEC THERMAL GENERATORS INC FL 8.01 02/13/06 GLOBAL PAYMENT TECHNOLOGIES INC DE 2.02,9.01 02/13/06 GOLDEN PATRIOT CORP NV 8.01 02/10/06 GoRemote Internet Communications, Inc DE 8.01,9.01 02/13/06 GREAT AMERICAN FINANCIAL RESOURCES IN DE 2.02,9.01 12/31/05 GREAT LAKES DREDGE & DOCK CORP DE 1.01 02/13/06 Great Wolf Resorts, Inc. DE 5.02 02/13/06 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01 02/13/06 GSAA Home Equity Trust 2006-1 DE 8.01,9.01 01/27/06 GSAMP Trust 2006-S1 9.01 01/27/06 GUESS INC DE 1.01,5.02,9.01 02/08/06 HANDHELD ENTERTAINMENT, INC. NV 1.01,2.01,3.02,4.01,5.01, 02/10/06 5.02,5.03,5.06,9.01 HARLAND JOHN H CO GA 2.02,9.01 12/31/05 HAUPPAUGE DIGITAL INC DE 1.02,9.01 02/10/06 HAWKINS INC MN 1.01,9.01 02/08/06 HCC INSURANCE HOLDINGS INC/DE/ DE 7.01,9.01 02/13/06 Health Partnership Inc. CO 1.01,2.01,3.02,5.02,5.06,9.01 02/13/06 HEARUSA INC DE 1.01,2.03,9.01 02/10/06 HEI INC MN 1.01,5.02,9.01 02/09/06 HERITAGE COMMERCE CORP CA 2.02,8.01,9.01 02/08/06 HEXCEL CORP /DE/ DE 1.01,9.01 02/07/06 HIGHLANDS BANKSHARES INC /WV/ WV 2.02,9.01 02/13/06 HOKU SCIENTIFIC INC DE 1.01 02/13/06 HOLLY CORP DE 2.02,9.01 02/13/06 HOOPER HOLMES INC NY 1.01,9.01 02/10/06 HUDSON CITY BANCORP INC DE 1.01 02/07/05 Hughes Communications, Inc. DE 8.01,9.01 02/09/06 HyperSpace Communications, Inc. CO 8.01 02/07/06 ICOS CORP WA 8.01 02/13/06 IDENTIX INC DE 2.02 02/10/06 IMATION CORP DE 1.01,5.03 02/07/06 IMS HEALTH INC DE 1.01 02/07/06 INFINITY PROPERTY & CASUALTY CORP OH 1.01 02/07/06 INFOCROSSING INC DE 1.01,2.01,2.03,3.02,7.01,9.01 11/30/05 AMEND INTERACTIVE SYSTEMS WORLDWIDE INC /DE DE 5.02 02/09/06 INTUITIVE SURGICAL INC DE 5.02,9.01 02/09/06 IVILLAGE INC DE 2.02,9.01 02/13/06 iVOW, Inc. DE 5.02,9.01 02/10/06 JAMDAT MOBILE INC 8.01,9.01 02/10/06 James River Coal CO VA 7.01,9.01 02/13/06 K&F INDUSTRIES INC DE 2.02,9.01 02/13/06 KIMCO REALTY CORP MD 2.02 02/13/06 KINTERA INC 1.01,5.02,9.01 02/13/06 KSW INC NY 5.02 02/10/06 LANDAMERICA FINANCIAL GROUP INC VA 2.02,4.02,9.01 02/10/06 LASALLE HOTEL PROPERTIES MD 7.01 02/13/06 LEARNING TREE INTERNATIONAL INC DE 2.02,9.01 02/13/06 LEHMAN ABS CORP BACKED TR CERT LIB ME DE 8.01,9.01 02/01/06 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01 02/10/06 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 02/01/06 LEHMAN ABS CORP CORP BACKED TR CERT S DE 8.01,9.01 02/01/06 LEHMAN ABS CORP CORPORATE BACKED TRUS DE 8.01,9.01 02/01/06 LEHMAN ABS CORP CORPORATE BACKED TRUS DE 8.01,9.01 02/01/06 LEHMAN ABS CORP DAIMLERCHRYSLER DEBEN DE 8.01,9.01 02/01/06 LEHMAN ABS DAIMLERCHRYSLER DEB-BKD SE DE 8.01,9.01 02/01/06 LENNOX INTERNATIONAL INC DE 2.05,9.01 02/07/05 LEXINGTON RESOURCES INC NV 8.01,9.01 02/01/06 LIBERTY STAR GOLD CORP NV 7.01,9.01 02/08/06 LIFELINE THERAPEUTICS, INC. CO 2.02,7.01,9.01 02/13/06 LINCOLN NATIONAL CORP IN 1.01,9.01 02/09/06 LITFUNDING CORP NV 1.01,3.02,9.01 02/07/06 M WAVE INC DE 4.01,8.01,9.01 01/24/06 MANNATECH INC TX 2.02,9.01 02/13/06 McCormick & Schmicks Seafood Restaura 2.02,9.01 02/13/06 MEDINA INTERNATIONAL CORP 8.01,9.01 01/25/03 AMEND MERCURY COMPUTER SYSTEMS INC MA 4.01,9.01 01/16/06 AMEND MERCURY GENERAL CORP CA 2.02,9.01 02/13/06 MERCURY INTERACTIVE CORP DE 1.01 02/07/06 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 02/01/06 MFC DEVELOPMENT CORP DE 2.01,9.01 02/13/06 AMEND MGCC INVESTMENT STRATEGIES INC NV 3.03,5.03,9.01 02/13/06 MIAD SYSTEMS LTD A6 4.01,9.01 02/08/06 MM2 GROUP, INC. NY 8.01 01/06/06 MOBILEPRO CORP DE 5.02,9.01 02/08/06 MODTECH HOLDINGS INC CA 1.01,9.01 02/08/06 MONADNOCK COMMUNITY BANCORP INC 2.02,9.01 02/13/06 MOOG INC NY 8.01,9.01 02/13/06 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 01/26/06 MOTIVE INC DE 4.02 02/09/06 MS STRUCTURED SATURNS SERIES 2001-8 DE 8.01,9.01 02/08/06 MS STRUCTURED SATURNS SERIES 2004-7 DE 8.01,9.01 02/08/06 MTI TECHNOLOGY CORP DE 1.01,9.01 02/07/06 MTM Technologies, Inc. NY 2.02,9.01 02/13/06 MULTIMEDIA GAMES INC TX 2.02,9.01 02/07/06 MYMETICS CORP DE 1.03 02/07/06 NANOGEN INC DE 2.06 02/09/06 National Interstate CORP OH 1.01,5.02,9.01 02/07/06 NATIONAL PRESTO INDUSTRIES INC WI 2.02,3.01,9.01 02/13/06 NaturalNano , Inc. NV 7.01,9.01 02/13/06 NCT GROUP INC DE 1.01,2.03,3.02 02/07/06 NEKTAR THERAPEUTICS DE 5.02 02/07/06 NEUROCRINE BIOSCIENCES INC CA 1.01,9.01 02/07/06 NEW FRONTIER MEDIA INC CO 2.01,2.03,3.02,9.01 02/10/06 New Skies Satellites Holdings Ltd. D0 8.01,9.01 02/10/06 NEW YORK MORTGAGE TRUST INC MD 5.03 02/10/06 AMEND NEWMARK VENTURES INC DE 5.02 02/09/06 NEWMONT MINING CORP /DE/ DE 8.01,9.01 02/13/06 NEWS CORP 8.01,9.01 02/13/06 NMHG HOLDING CO DE 4.02 02/07/06 NORTEL NETWORKS CORP 8.01,9.01 02/08/06 NORTEL NETWORKS LTD 8.01,9.01 02/08/06 Nuance Communications, Inc. DE 2.02,9.01 02/09/06 NUVEEN INVESTMENTS INC DE 1.01 02/07/06 OCCAM NETWORKS INC/DE DE 2.02,9.01 02/09/06 OIL DRI CORPORATION OF AMERICA DE 1.01,9.01 02/07/06 OPENTV CORP 1.01,3.03,5.03,9.01 02/10/06 ORBIMAGE INC DE 2.01,9.01 02/13/06 AMEND OSI PHARMACEUTICALS INC DE 1.01,9.01 02/02/06 OSK CAPITAL II CORP NV 4.01,9.01 02/07/06 OXIS INTERNATIONAL INC DE 1.01,9.01 02/10/06 PDI INC 8.01,9.01 02/13/06 PEERLESS MANUFACTURING CO TX 2.02 02/10/06 PEP BOYS MANNY MOE & JACK PA 1.01,9.01 02/10/06 POCAHONTAS BANCORP INC DE 2.02,9.01 02/09/06 PORTLAND GENERAL ELECTRIC CO /OR/ OR 8.01 02/05/06 PPLUS Trust Series LMG-3 8.01,9.01 02/01/06 PPlus Trust Series LMG-4 DE 8.01,9.01 02/01/06 PRECISION OPTICS CORPORATION INC MA 2.02,9.01 02/10/06 Prescient Applied Intelligence, Inc. DE 5.02 02/13/06 PRIMUS GUARANTY LTD 2.02,9.01 02/08/06 PROASSURANCE CORP DE 7.01,9.01 02/13/06 PROGRESS ENERGY INC NC 7.01,9.01 02/13/06 PROTECTIVE LIFE CORP DE 1.01,2.03,9.01 02/07/06 PROTECTIVE LIFE INSURANCE CO TN 1.01,9.01 02/07/06 QRS MUSIC TECHNOLOGIES INC DE 1.01 02/10/06 R F INDUSTRIES LTD NV 2.02,9.01 02/13/06 RADIAN GROUP INC DE 1.01,9.01 02/07/06 RADYNE CORP DE 2.02,9.01 02/13/06 RBC Bearings INC 5.02,9.01 02/13/06 REALNETWORKS INC WA 1.01 02/07/06 REHABCARE GROUP INC DE 1.01,9.01 02/13/06 RELATIONSERVE MEDIA INC 3.02 02/07/06 RELATIONSERVE MEDIA INC 3.02 02/07/06 RESIDENTIAL CAPITAL CORP DE 2.02 02/13/06 RESOURCE AMERICA INC DE 7.01 02/10/06 RLI CORP IL 5.03,9.01 02/09/06 Rock-Tenn CO GA 1.01 02/07/06 RSA SECURITY INC/DE/ DE 7.01,9.01 02/13/06 SAFENET INC DE 1.01,9.01 02/08/06 SALOMON BROTHERS INFLATION MANAGEMENT 7.01,9.01 02/13/06 SALOMON BROTHERS MUNICIPAL PARTNERS F MD 7.01,9.01 02/13/06 SALOMON BROTHERS MUNICIPAL PARTNERS F MD 7.01,9.01 02/13/06 SANTARUS INC DE 1.01,9.01 02/08/06 SCORES HOLDING CO INC UT 8.01 02/07/06 SCS TRANSPORTATION INC DE 1.01 02/10/06 Seneca Gaming Corp XX 2.02,9.01 02/13/06 SENSIENT TECHNOLOGIES CORP WI 2.02,9.01 02/13/06 SERVICE CORPORATION INTERNATIONAL TX 7.01,9.01 02/13/06 SERVICE CORPORATION INTERNATIONAL TX 1.01,5.02,9.01 02/08/06 SERVICEMASTER CO DE 2.02,9.01 02/13/06 SINOFRESH HEALTHCARE INC FL 7.01 02/08/06 SKYTERRA COMMUNICATIONS INC DE 8.01,9.01 02/09/06 SMART ONLINE INC 1.02,8.01 01/26/06 SMITHWAY MOTOR XPRESS CORP NV 2.02,9.01 02/13/06 SOMERSET HILLS BANCORP NJ 2.02,9.01 02/09/06 SONIC AUTOMOTIVE INC DE 1.01,5.02,5.03,9.01 02/07/06 SONICWALL INC CA 1.01,9.01 02/07/06 SOUTHCREST FINANCIAL GROUP INC GA 2.02,9.01 02/09/06 SPARTON CORP OH 2.02,9.01 02/10/06 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 1.01,9.01 02/07/06 STERLING FINANCIAL CORP /WA/ WA 8.01,9.01 02/13/06 STEVEN MADDEN, LTD. DE 1.01,2.01,9.01 02/07/06 SUMMIT BANCSHARES INC /TX/ TX 2.02 02/13/06 SUMTOTAL SYSTEMS INC DE 1.01,2.02,5.02,9.01 02/08/06 SUNRISE TELECOM INC 1.01,9.01 02/07/06 SUPERVALU INC DE 1.01,5.02,5.03,9.01 02/07/06 SUPREME INDUSTRIES INC DE 9.01 02/07/06 SUPREME INDUSTRIES INC DE 9.01 02/09/06 SUPREME INDUSTRIES INC DE 5.02 02/07/06 SUSQUEHANNA BANCSHARES INC PA 1.01 02/07/06 SYNALLOY CORP DE 1.01,2.02,5.02,9.01 02/13/06 SYNNEX CORP DE 1.01,9.01 02/07/06 SYNTEL INC MI 2.02,9.01 02/13/06 TEAM FINANCIAL INC /KS KS 2.02,9.01 02/10/06 TENNECO INC DE 5.04,9.01 02/09/06 TERREMARK WORLDWIDE INC DE 7.01,9.01 02/13/06 THOMAS NELSON INC TN 2.02,9.01 02/09/06 TRANSMONTAIGNE INC DE 2.02,9.01 02/09/06 TRIARC COMPANIES INC DE 3.02 02/03/06 TRX INC/GA GA 1.01,9.01 02/09/06 TUPPERWARE BRANDS CORP DE 2.01,5.03,9.01 12/05/05 AMEND U.S. Helicopter CORP DE 5.02 02/08/06 ULTRA CLEAN HOLDINGS INC 2.02,9.01 02/06/06 UNICA CORP 2.01,9.01 12/20/05 AMEND UNISOURCE ENERGY CORP AZ 8.01 01/30/06 UNITED AMERICAN CORP FL 4.01,9.01 02/06/06 UNITED FIRE & CASUALTY CO IA 2.02,9.01 02/13/06 UNITED ONLINE INC DE 1.01 02/07/06 UNITED STATES STEEL CORP DE 1.01,9.01 02/09/06 UNIVERSAL AMERICAN FINANCIAL CORP NY 2.02,7.01 02/13/06 UNIZAN FINANCIAL CORP OH 8.01,9.01 02/13/06 US HOME SYSTEMS INC DE 8.01 02/06/06 USG CORP DE 1.01 02/13/06 VALSPAR CORP DE 2.02,9.01 02/13/06 VEECO INSTRUMENTS INC DE 2.02,9.01 02/13/06 VENTURE CATALYST INC UT 2.02,9.01 02/10/06 VERTEX PHARMACEUTICALS INC / MA MA 2.02,8.01,9.01 02/07/06 AMEND VERTIS INC DE 5.02,9.01 02/09/06 VISTACARE, INC. DE 2.02,9.01 02/08/06 Volcom Inc 1.01 02/09/06 WaMu Asset Acceptance Corp. DE 9.01 02/13/06 Warner Music Group Corp. DE 1.01,1.02,9.01 02/10/06 Warrior Energy Services CORP DE 5.03,8.01,9.01 02/08/06 Warrior Energy Services CORP DE 7.01,9.01 02/13/06 Washington Mutual Mortgage Pass-Throu DE 9.01 01/27/06 WASTE CONNECTIONS INC/DE DE 2.02,7.01,9.01 02/13/06 WEBEX COMMUNICATIONS INC 1.01 02/07/06 WELLCARE HEALTH PLANS, INC. DE 9.01 02/10/06 WESTCORP /CA/ CA 8.01,9.01 02/13/06 WESTERN SIERRA BANCORP CA 1.01,9.01 02/13/06 WFS FINANCIAL INC CA 8.01,9.01 02/13/06 WILD OATS MARKETS INC DE 1.01 02/08/06 WNC CALIFORNIA HOUSING TAX CREDITS II CA 7.01,9.01 02/13/06 WNC CALIFORNIA HOUSING TAX CREDITS II CA 7.01,9.01 02/13/06 WNC CALIFORNIA HOUSING TAX CREDITS LP CA 7.01,9.01 02/13/06 WNC HOUSING TAX CREDIT FUND II LP CA 7.01,9.01 02/13/06 WNC HOUSING TAX CREDIT FUND III L P CA 7.01,9.01 02/13/06 WPS RESOURCES CORP WI 1.01 02/08/06 WPT ENTERPRISES INC 2.02,9.01 02/13/06 WQN, Inc. 2.06,3.01,5.02 02/10/06 WRIGHT MEDICAL GROUP INC DE 1.01 02/07/06 XCYTE THERAPIES INC WA 8.01 02/07/06 XENOGEN CORP DE 1.01,9.01 02/10/06 XENOMICS INC FL 4.02 10/14/05 XENOMICS INC FL 4.02 12/15/05 XENOMICS INC FL 4.02 02/08/06 XILINX INC DE 8.01,9.01 02/13/06 XOMA LTD /DE/ DE 1.01,9.01 02/10/06 YOUBET COM INC DE 1.01,2.01,2.03,3.02,9.01 02/10/06 YRC WORLDWIDE INC DE 2.02,9.01 02/13/06 Yukon Resources Corp. NV 1.01,9.01 02/10/06 ZOLTEK COMPANIES INC DE 2.02,9.01 02/09/06