SEC NEWS DIGEST Issue 2006-09 January 13, 2006 ENFORCEMENT PROCEEDINGS COMMISSION VACATES IN PART ADMINISTRATIVE BAR ORDER AGAINST WILLIAM MASUCCI William F. Masucci, formerly associated with a broker-dealer, has petitioned to vacate those portions of a Jan. 22, 1999, Commission consent order that bar him from association with any investment company or investment adviser. The Commission has determined to grant Masucci's motion, and has vacated those portions of the 1999 order that prohibit Masucci from associating with any investment company or investment advisor. (Rel. 34-53121; File No. 3-9816) ROGER HOUSEHOLDER, CPA, AND FORMER RESIDENT OF PARK RIDGE, ILLINOIS, SENTENCED TO 52 MONTHS IN PRISON FOR MAIL FRAUD FOR DEFRAUDING HIS ADVISORY CLIENTS The Commission announced that on Dec. 29, 2005, the U.S. Attorney for the Northern District of Illinois filed criminal charges against former investment adviser Roger A. Householder, a resident of Park Ridge, Illinois. The indictment charged Householder with three counts of mail fraud for defrauding his investment advisory clients. According to the indictment, Householder devised and conducted a scheme to defraud his advisory clients by making false and fraudulent representations and material omissions to them concerning, among other things, his use of the funds they invested with him, the risks involved in the investments he proposed, and the expected return on these investments. According to the indictment, Householder then converted advisory client funds to his own benefit, resulting in losses to his clients of approximately $1.5 million. In June 2002, the Commission filed a civil complaint against Householder and four related entities in connection with the conduct alleged in the indictment. In its complaint, filed in U.S. District Court for the Northern District of Illinois, the Commission alleged that Householder and the other defendants violated the antifraud provisions of the federal securities laws and requested, among other relief, that the Court enter an order enjoining the defendants from further violations of the federal securities laws, disgorgement of misappropriated funds and appropriate civil penalties. [U.S. v. Roger A. Householder, (USDC, Northern District of Illinois, Eastern Division, Criminal Action No. 04-CR-282)] (LR-19530) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The Commission issued notice of immediate effectiveness of a proposed rule change (SR-CBOE-2006-03) filed by the Chicago Board Options Exchange to expand the matching algorithm possibilities for equity options to match those available for index options. Publication of the proposal is expected in the Federal Register during the week of January 16. (Rel. 34-53101) A proposed rule change (SR-ISE-2006-02) filed by the International Securities Exchange relating to a change in the directed orders system has become effective under Section 19(b)(3)(A) under the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of January 16. (Rel. 34-53104) APPROVAL OF PROPOSED RULE CHANGE The Commission granted approval to a proposed rule change and Amendment No. 1 thereto (SR-BSE-2005-48) submitted by the Boston Stock Exchange requiring its members to provide electronic mail addresses to the exchange. Publication of the proposal is expected in the Federal Register during the week of January 16. (Rel. 34-53102) PROPOSED RULE CHANGE The International Securities Exchange filed a proposed rule change (SR-ISE-2006-01) to amend ISE's rule governing directed orders. Publication of the proposal is expected in the Federal Register during the week of January 16. (Rel. 34-53103) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval of a proposed rule change (SR-Amex-2005-059) and Amendment Nos. 1 and 2 thereto, and issued notice and granted accelerated approval of Amendment Nos. 3 and 4 thereto, filed by the American Stock Exchange relating to the listing and trading of the DB Commodity Index Tracking Fund. Publication of the proposal is expected in the Federal Register during the week of January 16. (Rel. 34-53105) WITHDRAWAL SOUGHT A notice has been issued giving interested persons until Feb. 8, 2006, to comment on the application of Cash Systems, Inc. to withdraw its common stock, $.001 par value, from listing and registration on the American Stock Exchange. (Rel. 34-53107) DELISTINGS GRANTED An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the common stock, no par value, and 6.5% senior secured convertible notes (due June 1, 2009) of Silicon Graphics, Inc., effective at the opening of business on January 13. (Rel. 34-53108) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the common stock, $.001 par value, of Whitehall Jewellers, Inc., effective at the opening of business on January 13. (Rel. 34-53109) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the 14% senior subordinated secured notes (due Dec. 15, 2014) of Qwest Services Corporation, effective at the opening of business on January 13. (Rel. 34-53110) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 HYPERDYNAMICS CORP, 9700 BISSONNET SUITE 1700, HOUSTON, TX, 77036, 7136609771 - 4,888,000 ($10,101,600.00) Equity, (File 333-130976 - Jan. 12) (BR. 04C) S-3 MICROVISION INC, 19910 NORTH CREEK PARKWAY, BOTHELL, WA, 98011-3008, 4254156847 - 0 ($2,518,481.00) Equity, (File 333-130977 - Jan. 12) (BR. 10B) S-3 PRECIS INC, 2040 NORTH HIGHWAY 360, GRAND PRAIRIE, TX, 75050, 9725222008 - 0 ($7,605,292.00) Equity, (File 333-130978 - Jan. 12) (BR. 08C) S-1 HYPERDYNAMICS CORP, 9700 BISSONNET SUITE 1700, HOUSTON, TX, 77036, 7136609771 - 8,400,000 ($17,388,000.00) Equity, (File 333-130979 - Jan. 12) (BR. 04C) SB-2 Safeguard Security Holdings, Inc., 3601 DAIRY ASHFORD STREET, SUITE 350, HOUSTON, TX, 77077, (713)463-5559 - 5,400,000 ($13,575,000.00) Equity, (File 333-130981 - Jan. 12) (BR. 09) S-8 AtriCure, Inc., 6033 SCHUMACHER PARK DRIVE, WEST CHESTER, OH, 45069, 513-755-4107 - 3,313,154 ($28,607,530.37) Equity, (File 333-130983 - Jan. 12) (BR. 10A) SB-2 Cascade Energy, Inc., SUITE 323, 595 HOWE STREET, VANCOUVER, A1, V6C 2T5, 604-682-8468 - 107,512,130 ($24,727,789.90) Equity, (File 333-130984 - Jan. 12) (BR. 04A) S-8 FACEPRINT GLOBAL SOLUTIONS INC, 1111 W HERNDON, STE 115, FRESNO, CA, 96815, 5594361000 - 3,000,000 ($300,000.00) Equity, (File 333-130985 - Jan. 12) (BR. 03B) S-8 US DATAWORKS INC, 5301 HOLLISTER ROAD, SUITE 250, HOUSTON, TX, 77040, 713-934-3856 - 2,900,000 ($1,421,000.00) Equity, (File 333-130986 - Jan. 12) (BR. 03A) S-8 Smart Energy Solutions, Inc., 887 WEST CENTER STREET, OREM, UT, 84057, 801-229-1288 - 1,360,000 ($1,101,600.00) Equity, (File 333-130987 - Jan. 12) (BR. 11C) S-8 NOVAVAX INC, 508 LAPP ROAD, MALVERN, PA, 19355, 4849131200 - 0 ($10,237,238.00) Equity, (File 333-130990 - Jan. 12) (BR. 01B) S-8 ABERDENE MINES LTD, 101 CONVENTION CENTER, SUITE 700, LAS VEGAS, NV, 89109, (800) 430-4034 - 5,000,000 ($2,450,000.00) Equity, (File 333-130991 - Jan. 12) (BR. 04B) S-1 USA TECHNOLOGIES INC, 100 DEERFIELD LANE, SUITE 140, MALVERN, PA, 19355, 6109890340 - 114,099,634 ($18,475,998.00) Equity, (File 333-130992 - Jan. 12) (BR. 03B) S-3ASR MACERICH CO, 401 WILSHIRE BLVD, STE 700, SANTA MONICA, CA, 90401, 3103946000 - 0 ($0.00) Equity, (File 333-130993 - Jan. 12) (BR. 08B) S-8 CAVALIER HOMES INC, 32 WILSON BLVD. 100, P O BOX 540, ADDISON, AL, 35540, 2567479800 - 500,000 ($3,345,000.00) Equity, (File 333-130994 - Jan. 12) (BR. 06A) S-3 KITTY HAWK INC, P O BOX 612787, 1515 W 20TH ST, DALLAS/FT WORTH INTN, TX, 75261, 9724562200 - 0 ($28,831,983.00) Equity, (File 333-130995 - Jan. 12) (BR. 05B) S-8 PROTALEX INC, 145 UNION SQUARE DRIVE, NEW HOPE, PA, 18938, 215-862-9720 - 3,000,000 ($9,000,000.00) Equity, (File 333-130997 - Jan. 12) (BR. 01B) S-8 PROTALEX INC, 145 UNION SQUARE DRIVE, NEW HOPE, PA, 18938, 215-862-9720 - 50,000 ($125,000.00) Equity, (File 333-130998 - Jan. 12) (BR. 01B) S-1 Atlas Pipeline Holdings, L.P., 311 ROUSER ROAD, MOON TOWNSHIP, PA, 15108, 4122622830 - 3,600,000 ($103,500,000.00) Limited Partnership Interests, (File 333-130999 - Jan. 12) (BR. ) S-3 CORAUTUS GENETICS INC, 75 FIFTH STREET, NW, SUITE 313, ATLANTA, GA, 30308, 404-526-6200 - 0 ($50,000,000.00) Equity, (File 333-131000 - Jan. 12) (BR. 01A) S-1 GIANT MOTORSPORTS INC, 13134 STATE ROUTE 62, ., SALEM, OH, 44460, 330-332-8534 - 32,670,000 ($20,167,000.00) Equity, (File 333-131001 - Jan. 12) (BR. 02) S-1 RIATA ENERGY INC, 701 S TAYLOR, SUITE 390, AMARILLO, TX, 79101, 806-376-7904 - 0 ($200,000,000.00) Equity, (File 333-131002 - Jan. 12) (BR. ) S-3 FORD CREDIT AUTO RECEIVABLES TWO LLC, ONE AMERICAN ROAD, DEARBORN, MI, 48126, 3135947765 - 0 ($30,000,000,000.00) Asset-Backed Securities, (File 333-131003 - Jan. 12) (BR. 05D) S-4 RESTAURANT CO, 6075 POPLAR AVE, SUITE 800, MEMPHIS, TN, 38119, 9017666400 - 0 ($190,000,000.00) Debt Convertible into Equity, (File 333-131004 - Jan. 12) (BR. 05C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- ACADIA REALTY TRUST MD 8.01,9.01 01/04/06 ACADIA REALTY TRUST MD 1.01 01/06/06 ADOLOR CORP 1.01 01/06/06 Advanced BioPhotonics Inc. DE 5.02,9.01 01/09/06 ADVANCED MICRO DEVICES INC DE 2.04,8.01,9.01 01/12/06 ADVENT SOFTWARE INC /DE/ DE 1.01,9.01 01/06/06 AEGIS ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 12/27/05 AMEND ALCOA INC PA 2.02,9.01 01/09/06 ALEXANDERS INC DE 1.01,9.01 01/10/06 ALICO INC FL 5.02 01/06/06 Alon USA Energy, Inc. DE 2.04 01/11/06 Alternative Loan Trust 2005-60T1 8.01,9.01 10/28/05 Alternative Loan Trust 2005-74T1 8.01,9.01 11/30/05 Alternative Loan Trust 2005-IM1 9.01 12/09/05 AMC ENTERTAINMENT INC DE 8.01 01/10/06 AMERICA ONLINE LATIN AMERICA INC DE 7.01,9.01 01/06/06 AMERICAN ACCESS TECHNOLOGIES INC FL 2.02,9.01 01/10/06 AMERICAN AMMUNITION INC/FL NV 8.01,9.01 01/09/06 AMERICAN AXLE & MANUFACTURING HOLDING DE 7.01,9.01 01/12/06 American Home Mortgage Assets Trust 2 DE 9.01 12/28/05 American Home Mortgage Assets Trust 2 DE 9.01 12/28/05 American Home Mortgage Assets Trust 2 DE 9.01 12/28/05 AMERICAN LEISURE HOLDINGS, INC. NV 1.01,2.03,3.02,5.02,9.01 12/29/05 AMEND American Media Systems Co. NV 5.02 01/12/06 American Reprographics CO DE 8.01 01/12/06 AMERICAN SPECTRUM REALTY INC MD 2.01,9.01 01/06/06 AMERICAN VANGUARD CORP DE 8.01,9.01 01/11/06 AMERICANA PUBLISHING INC CO 1.01,9.01 12/23/05 Ameriprint International Ltd. NV 5.01 01/12/06 AMERON INTERNATIONAL CORP DE 8.01 01/12/06 AMICAS, Inc. DE 1.01 01/12/06 AMLI RESIDENTIAL PROPERTIES TRUST MD 8.01 01/12/06 ANGELICA CORP /NEW/ MO 7.01,9.01 01/12/06 ANIMAS CORP DE 1.01,9.01 01/09/06 ANSWERTHINK INC FL 5.02 01/10/06 APOLLO GROUP INC AZ 1.01,2.02,5.02,9.01 01/11/06 ARBOR REALTY TRUST INC MD 1.01,2.03,8.01,9.01 01/12/06 ARGENT SECURITIES INC., ASSET-BACKED 8.01,9.01 12/28/05 ARGENT SECURITIES INC., ASSET-BACKED 2.01,9.01 12/28/05 ARK RESTAURANTS CORP NY 8.01 01/12/06 ARRIS GROUP INC DE 2.02,7.01,9.01 01/12/06 ARTISOFT INC DE 5.02 01/10/06 ASTRO MED INC /NEW/ RI 7.01,9.01 01/12/06 ATLANTIC EXPRESS TRANSPORTATION CORP NY 2.01,2.03,9.01 01/12/06 AVANIR PHARMACEUTICALS CA 1.01,9.01 01/06/06 AXESSTEL INC NV 1.01,1.02,9.01 12/21/05 B&G Foods, Inc. DE 2.03,3.01,5.02,8.01,9.01 01/06/06 Banc of America Commercial Mortgage I DE 8.01,9.01 01/10/06 Banc of America Commercial Mortgage I DE 8.01,9.01 01/10/06 BASSETT FURNITURE INDUSTRIES INC VA 2.02,9.01 01/10/06 BB&T CORP NC 8.01,9.01 01/12/06 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 12/28/05 BFC FINANCIAL CORP FL 1.01 01/09/06 BKF CAPITAL GROUP INC DE 5.02,8.01,9.01 01/10/06 BNCCORP INC DE 5.03,9.01 01/11/06 Brooklyn Cheesecake & Desert Com NY 8.01 12/23/05 BULLDOG TECHNOLOGIES INC NV 7.01,9.01 01/12/06 C-COR INC PA 7.01,9.01 01/12/06 CAMDEN NATIONAL CORP ME 7.01,9.01 01/12/06 CANDELA CORP /DE/ DE 1.01 01/10/06 CANO PETROLEUM, INC 1.01,9.01 01/06/06 CARPENTER TECHNOLOGY CORP DE 5.02,7.01,9.01 01/11/06 CASCADE BANCORP OR 2.02,7.01,9.01 01/12/06 CECO ENVIRONMENTAL CORP DE 1.01 01/06/06 Cell Wireless CORP NV 1.01,2.01,3.02,9.01 11/17/04 AMEND CELLEGY PHARMACEUTICALS INC CA 8.01,9.01 01/09/06 CENTRAL COAST BANCORP CA 8.01 01/06/06 CEPHALON INC DE 1.01,8.01,9.01 01/09/06 CHAMPION ENTERPRISES INC MI 1.01,9.01 01/06/06 CHIEF CONSOLIDATED MINING CO AZ 3.02,8.01 01/09/06 CHILCO RIVER HOLDINGS INC 1.01,4.01,9.01 12/29/05 AMEND China Natural Gas, Inc. DE 1.01,3.02,9.01 01/06/06 CHL Mortgage Pass-Through Trust 2005- DE 8.01,9.01 11/29/05 CHL Mortgage Pass-Through Trust 2005- DE 8.01,9.01 11/29/05 COLLEGIATE FUNDING SERVICES INC DE 1.01,1.02 01/06/06 COMMERCE BANCSHARES INC /MO/ MO 2.02 01/12/06 COMMUNITY SHORES BANK CORP MI 5.02 01/09/06 COMPOSITE TECHNOLOGY CORP NV 1.01,5.02,5.03,9.01 01/12/06 COMPREHENSIVE CARE CORP DE 8.01,9.01 01/12/06 COMPUTER ASSOCIATES INTERNATIONAL INC DE 1.01,9.01 01/05/06 CONSUMER PORTFOLIO SERVICES INC CA 7.01,9.01 01/12/06 Cooper-Standard Holdings Inc. DE 5.02 01/06/06 COVENTRY HEALTH CARE INC DE 1.01,9.01 01/12/06 CRA INTERNATIONAL, INC. MA 2.02,9.01 01/12/06 CRDENTIA CORP DE 1.01,5.02,9.01 01/07/06 CWABS Asset-Backed Certificates Trust DE 8.01,9.01 12/28/05 CWABS TRUST 2005-HYB9 DE 2.01,9.01 11/30/05 CWALT Inc Mortgage Pass-Through Certi 8.01,9.01 11/29/05 CWALT Inc Mortgage Pass-Through Certi 8.01,9.01 11/29/05 CWALT, Inc. Alternative Loan Trust 20 8.01,9.01 11/30/05 DAVI SKIN, INC. NV 4.01 01/01/06 AMEND DECORIZE INC DE 3.02,9.01 01/09/06 DELTA PETROLEUM CORP/CO CO 1.01,9.01 01/11/06 DELTA PETROLEUM CORP/CO CO 2.02,9.01 01/10/06 DENIM APPAREL GROUP INC NV 8.01 01/11/06 DIODES INC /DEL/ DE 1.01,2.01,9.01 01/10/06 DSLA Mortgage Loan Trust 2005-AR6 DE 8.01,9.01 01/12/06 DSLA Mortgage Loan Trust 2005-AR6 DE 8.01,9.01 01/12/06 DTS, INC. DE 8.01 01/12/06 DUKE CAPITAL LLC DE 1.01,7.01 01/08/06 DUKE ENERGY CORP NC 1.01,7.01 01/08/06 DYNAMIC MATERIALS CORP DE 1.01,9.01 01/09/06 ECC Capital CORP 1.01,2.05,2.06,5.02,9.01 01/06/06 EDGEWATER TECHNOLOGY INC/DE/ DE 7.01,9.01 01/12/06 Education Realty Trust, Inc. MD 1.01,2.01,2.03,3.02,7.01,9.01 01/06/06 EDUCATIONAL DEVELOPMENT CORP DE 2.02,9.01 01/12/06 EFOODSAFETY COM INC NV 8.01 12/27/05 EGPI FIRECREEK, INC. NV 3.02 01/12/06 ELINE ENTERTAINMENT GROUP INC NV 4.01 01/07/06 Emergency Medical Services CORP DE 8.01,9.01 01/10/06 ENDOCARE INC DE 1.01,9.01 01/11/06 ENER1 INC FL 5.02 01/06/06 ESSENTIAL GROUP INC DE 5.02 01/05/06 EURASIA ENERGY LTD NV 8.01 01/11/06 EVANS BOB FARMS INC DE 7.01,9.01 01/10/06 EVEREST RE GROUP LTD D0 7.01,9.01 12/31/05 FAVRILLE INC DE 7.01,9.01 01/12/06 Federal Home Loan Bank of Boston X1 2.03 01/10/06 Federal Home Loan Bank of New York X1 2.03,9.01 01/09/06 Federal Home Loan Bank of San Francis X1 2.03 01/12/06 FIDELIS ENERGY INC NV 3.02 11/28/05 Financial Media Group, Inc. NV 2.01,3.02,9.01 01/06/06 FIRST CASH FINANCIAL SERVICES INC DE 8.01,9.01 01/11/06 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 01/12/06 FIRST FRANKLIN MORTGAGE LOAN TRUST SE DE 8.01,9.01 12/28/05 FIRST SOUTH BANCORP INC /VA/ VA 8.01,9.01 01/11/06 FORD MOTOR CO DE 8.01 01/11/06 FORD MOTOR CREDIT CO DE 8.01 01/11/06 FORTUNE DIVERSIFIED INDUSTRIES INC DE 2.02,9.01 01/12/06 FORTUNE OIL & GAS INC 8.01,9.01 01/06/06 FRANKLIN BANK CORP 7.01,9.01 01/12/06 FREEDOM FINANCIAL GROUP INC DE 7.01 01/12/06 FTI CONSULTING INC MD 1.01,5.02,9.01 01/09/06 FTS GROUP, INC. CO 5.02,9.01 01/11/06 GATEWAY TAX CREDIT FUND II LTD FL 4.01,9.01 01/12/06 GATEWAY TAX CREDIT FUND III LTD FL 4.01,9.01 01/12/06 GATEWAY TAX CREDIT FUND LTD FL 4.01,9.01 01/12/06 GCO Education Loan Funding Trust-I DE 8.01 01/12/06 GENERAL KINETICS INC VA 4.01 01/06/06 GENEREX BIOTECHNOLOGY CORP DE 4.01,9.01 01/06/06 GLOBAL PAYMENT TECHNOLOGIES INC DE 1.01 01/11/06 GREATER BAY BANCORP CA 8.01 12/01/05 GREENBRIER COMPANIES INC DE 5.02,9.01 01/10/06 GSAMP Trust 2005-AHL2 DE 8.01,9.01 12/28/05 GSAMP Trust 2005-WMC3 DE 8.01,9.01 12/28/05 GUIDANT CORP IN 8.01,9.01 01/11/06 GUITAR CENTER INC DE 2.02 01/11/06 HALOZYME THERAPEUTICS INC NV 1.01,9.01 01/09/06 HAMPTON ROADS BANKSHARES INC VA 9.01 01/11/06 HARDINGE INC NY 1.01,9.01 01/06/06 HARMONIC INC DE 1.01 01/09/06 HAWK CORP DE 7.01,9.01 01/12/06 HEARTLAND FINANCIAL USA INC DE 8.01,9.01 01/12/06 HEARTLAND FINANCIAL USA INC DE 8.01,9.01 01/12/06 AMEND HERITAGE OAKS BANCORP CA 2.02,9.01 01/12/06 HIGH GRADE MINING CORP WA 5.02 01/05/06 HIGHLANDS BANKSHARES INC /WV/ WV 4.01,9.01 01/10/06 HM PUBLISHING CORP DE 1.01 01/12/06 HOKU SCIENTIFIC INC DE 8.01,9.01 01/09/06 HOME EQUITY ASSET TRUST 2005-6 DE 8.01,9.01 12/25/05 AMEND I2 TELECOM INTERNATIONAL INC WA 1.01,3.02,9.01 01/09/06 IHS Inc. DE 2.02,9.01 01/12/06 IMPART MEDIA GROUP INC NV 1.02,3.02 12/30/05 IMPLANT SCIENCES CORP MA 8.01,9.01 01/11/06 INERGY L P DE 7.01 01/11/06 INSITUFORM TECHNOLOGIES INC DE 7.01,9.01 01/12/06 INSPIRE PHARMACEUTICALS INC DE 8.01 01/12/06 INTEGRATED SILICON SOLUTION INC DE 5.02 01/09/06 INTERNATIONAL BUSINESS MACHINES CORP NY 8.01 01/12/06 INTUITIVE SURGICAL INC DE 8.01,9.01 01/11/06 Irwin Whole Loan Home Equity Trust 20 DE 8.01,9.01 03/25/05 AMEND ITC DELTACOM INC DE 5.04,9.01 01/12/06 JAGGED PEAK, INC. NV 3.02 01/11/06 JANEL WORLD TRADE LTD NV 7.01,9.01 01/11/06 JOHNSON & JOHNSON NJ 1.01,9.01 01/11/06 KAMAN CORP CT 8.01,9.01 01/12/06 KERR MCGEE CORP /DE DE 7.01,9.01 01/12/06 KMG America CORP VA 1.01 01/09/06 KNOLL INC DE 8.01,9.01 01/12/06 KORN FERRY INTERNATIONAL DE 1.01,9.01 01/09/06 LA JOLLA PHARMACEUTICAL CO DE 8.01,9.01 01/12/06 LA QUINTA CORP DE 1.01,3.03,8.01,9.01 01/06/06 LEAP WIRELESS INTERNATIONAL INC DE 1.01,9.01 01/09/06 LEAR CORP DE 7.01,9.01 01/12/06 LEHMAN ABS CORP BACKED TR CERT FED EX DE 8.01,9.01 01/01/06 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 01/01/06 LEVI STRAUSS & CO DE 8.01 01/12/06 LIGHTPATH TECHNOLOGIES INC DE 1.01 01/12/06 LITFUNDING CORP NV 1.01,8.01,9.01 12/21/05 LODGENET ENTERTAINMENT CORP DE 1.01 01/09/06 MAAX Holdings, Inc. DE 2.02,9.01 01/12/06 MACERICH CO MD 8.01,9.01 01/12/06 MAF BANCORP INC DE 8.01 01/12/06 MAIN STREET BANKS INC /NEW/ GA 8.01,9.01 01/11/06 MANOR CARE INC DE 5.02,9.01 01/12/06 Marquee Holdings Inc. DE 8.01 01/10/06 MARSH SUPERMARKETS INC IN 1.01,2.03,9.01 01/06/06 MARSHALL & ILSLEY CORP/WI/ WI 2.02,9.01 01/12/06 MARTEK BIOSCIENCES CORP DE 5.02,9.01 01/06/06 MEDCOM USA INC DE 4.01 01/11/06 AMEND MEDIWARE INFORMATION SYSTEMS INC NY 5.02,9.01 01/10/06 MELLON BANK N A MA 8.01,9.01 01/10/06 MENDOCINO BREWING CO INC CA 4.01 01/09/06 MERITAGE HOSPITALITY GROUP INC MI 1.01,2.02,8.01,9.01 01/12/06 MERITAGE HOSPITALITY GROUP INC MI 9.01 11/11/05 AMEND Merrill Lynch Mortgage Investors Trus DE 2.01,9.01 01/12/06 MGIC INVESTMENT CORP WI 2.02,9.01 01/12/06 MICROFINANCIAL INC MA 3.01,9.01 01/12/06 MICRUS ENDOVASCULAR CORP 1.01,9.01 01/06/06 MID PENN BANCORP INC PA 5.02,9.01 12/21/05 AMEND MILLS CORP DE 1.01,8.01 01/06/06 MIRANT AMERICAS GENERATING LLC DE 8.01,9.01 01/12/06 MIRANT CORP DE 8.01,9.01 01/11/06 MIRANT MID ATLANTIC LLC DE 8.01,9.01 01/12/06 MOHAWK INDUSTRIES INC DE 1.01,9.01 01/11/06 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 01/12/06 MONOLITHIC POWER SYSTEMS INC CA 2.02,9.01 01/06/06 MortgageIT Holdings, Inc. MD 2.02,7.01,9.01 01/11/06 Mosaic Nutraceuticals Corp. NV 8.01,9.01 01/11/06 MOSCOW CABLECOM CORP DE 1.01,9.01 01/12/05 MRV COMMUNICATIONS INC DE 1.01 01/09/06 MS STRUCTURED TILES SERIES 2005-1 DE 9.01 01/06/06 MURPHY OIL CORP /DE DE 2.02,7.01,9.01 01/12/06 MYLAN LABORATORIES INC PA 8.01,9.01 01/11/06 NASDAQ STOCK MARKET INC DE 7.01,8.01,9.01 01/12/06 National Investment Managers Inc. FL 1.01,2.01,3.02,9.01 01/04/06 NATIONAL RURAL UTILITIES COOPERATIVE DC 5.02 01/10/06 NATIONAL RURAL UTILITIES COOPERATIVE DC 4.02 01/06/05 NATUS MEDICAL INC DE 2.05 01/09/06 NBTY INC DE 4.01,9.01 01/09/06 NEORX CORP WA 3.01,9.01 01/10/06 NEOWARE INC DE 2.02,7.01 01/12/06 NET 1 UEPS TECHNOLOGIES INC FL 1.01,9.01 01/09/06 NewPage CORP DE 1.01 01/07/06 NEXMED INC NV 5.02,9.01 01/12/06 NITROMED INC DE 1.01,9.01 01/06/06 NNN 2002 VALUE FUND LLC 7.01,9.01 01/11/06 NOBLE INTERNATIONAL, LTD. DE 1.01,5.02,9.01 01/12/06 NOVASTAR FINANCIAL INC MD 7.01,9.01 01/11/06 OMTOOL LTD DE 1.01,9.01 01/06/06 ON THE GO HEALTHCARE INC DE 1.01,2.03 01/06/06 ON THE GO HEALTHCARE INC DE 1.01,2.01,2.03,9.01 01/10/06 ORAGENICS INC FL 1.01,5.02,8.01,9.01 01/06/06 ORBIMAGE INC DE 1.01,2.01,2.03,3.02, 01/10/06 5.03,8.01,9.01 ORBIMAGE INC DE 1.01,3.02,8.01 01/10/06 AMEND OWNIT MORTGAGE LOAN TRUST, SERIES 200 DE 8.01,9.01 01/12/06 PAC-WEST TELECOMM INC 7.01,9.01 01/12/06 PACIFICORP /OR/ OR 5.02 01/12/06 Patient Safety Technologies, Inc DE 5.02 01/07/06 Pavo Royal, Inc. NV 5.03,9.01 01/09/06 PeopleSupport, Inc. DE 1.01,2.01,9.01 01/09/06 PER SE TECHNOLOGIES INC DE 1.01,2.01,2.03,5.02,9.01 01/06/06 PETROLEUM DEVELOPMENT CORP NV 8.01,9.01 01/12/06 PHOENIX COMPANIES INC/DE DE 1.01,8.01,9.01 10/10/05 AMEND PHOENIX FOOTWEAR GROUP INC DE 1.01 01/08/06 POSSIS MEDICAL INC MN 8.01,9.01 01/11/06 POWERHOUSE TECHNOLOGIES GROUP INC DE 1.01,5.02,5.03 01/09/06 PRECISION CASTPARTS CORP OR 8.01 01/06/06 PRICESMART INC DE 8.01,9.01 01/11/06 PROXYMED INC /FT LAUDERDALE/ FL 1.01,1.02 01/07/06 PSB Holdings, Inc. 8.01,9.01 01/09/06 QEP CO INC DE 2.02,9.01 01/12/06 QUESTCOR PHARMACEUTICALS INC CA 3.01,5.02 01/09/06 RADIOSHACK CORP DE 2.02 01/12/06 RAE SYSTEMS INC DE 5.02 01/09/06 RALI Series 2005-QO4 Trust DE 8.01,9.01 01/12/06 AMEND RAMBUS INC DE 1.01 01/06/06 RC2 CORP DE 2.02,9.01 01/12/06 REYNOLDS & REYNOLDS CO OH 7.01,9.01 01/12/06 ROWE COMPANIES NV 1.01,1.02,2.03,9.01 01/06/06 S.E. ASIA TRADING COMPANY, INC. 3.03,5.03,9.01 01/12/06 SCHAWK INC DE 2.02 01/12/06 SCHIFF NUTRITION INTERNATIONAL, INC. DE 2.02,9.01 01/12/06 Securitized Asset Backed Receivables 8.01,9.01 12/28/05 SECURITY NATIONAL FINANCIAL CORP UT 1.01,9.01 12/31/05 SELECTICA INC DE 1.01,9.01 01/07/06 SENTO CORP UT 7.01,9.01 01/11/06 SFSB, Inc. X1 5.02 01/06/05 Shire plc 8.01,9.01 01/12/06 SIEBEL SYSTEMS INC DE 2.02,9.01 01/12/06 SIERRA PACIFIC RESOURCES /NV/ NV 8.01,9.01 01/11/06 SIGMA DESIGNS INC CA 1.01,9.01 01/12/06 SINA CORP 5.02,9.01 01/06/06 Siouxland Ethanol, LLC NE 1.01 01/06/06 SIZELER PROPERTY INVESTORS INC DE 8.01,9.01 01/10/06 SKYTERRA COMMUNICATIONS INC DE 7.01,9.01 01/11/06 SPANISH BROADCASTING SYSTEM INC DE 1.01,9.01 01/12/06 SPARTECH CORP DE 2.02,9.01 01/12/06 SPATIALIZER AUDIO LABORATORIES INC DE 1.01,8.01,9.01 01/06/06 SPECTRUM CONTROL INC PA 2.02,9.01 01/12/06 STEN CORP MN 1.01,2.01,9.01 01/11/06 STONERIDGE INC OH 1.01,5.02 01/06/06 STRATUS SERVICES GROUP INC DE 4.01 01/12/06 STRIDE RITE CORP MA 2.02 12/02/05 SUBURBAN PROPANE PARTNERS LP DE 7.01,8.01,9.01 01/12/06 SUNAIR SERVICES CORP FL 5.02 01/10/06 SunTrust Alternative Loan Trust, Seri 8.01,9.01 12/28/05 SUNTRUST BANKS INC GA 1.01,9.01 12/30/05 AMEND SUPERIOR ENERGY SERVICES INC DE 7.01,9.01 01/12/06 SYMYX TECHNOLOGIES INC DE 8.01,9.01 01/12/06 SYNTROLEUM CORP DE 1.01 08/15/05 AMEND TAKE TWO INTERACTIVE SOFTWARE INC DE 2.02,9.01 01/05/06 TAYLOR CALVIN B BANKSHARES INC MD 5.02 01/12/06 TECHLABS INC FL 4.01 01/07/06 Telecomm Sales Network Inc 1.01,2.01,3.02,5.01, 01/10/06 5.02,5.06,8.01,9.01 TENET HEALTHCARE CORP NV 8.01 01/12/06 TITANIUM METALS CORP DE 5.02,9.01 01/11/06 TRAMMELL CROW CO DE 8.01 01/12/06 TRANSAX INTERNATIONAL LTD CO 2.02,9.01 01/12/06 TRANSCEND SERVICES INC DE 9.01 12/30/05 AMEND TRANSMERIDIAN EXPLORATION INC DE 1.01,2.01,3.02 01/09/06 Triad Automobile Receivables Trust 20 CA 8.01,9.01 01/12/06 Triad Automobile Receivables Trust 20 8.01,9.01 01/12/06 TTM TECHNOLOGIES INC WA 7.01,9.01 01/12/06 TXU CORP /TX/ TX 1.01,8.01 01/06/06 UCBH HOLDINGS INC DE 8.01,9.01 01/06/06 ULTRALIFE BATTERIES INC DE 7.01,9.01 01/12/06 ULTRALIFE BATTERIES INC DE 7.01,9.01 01/12/06 UNION NATIONAL FINANCIAL CORP / PA PA 5.02 12/22/05 UNITED AMERICA INDEMNITY, LTD E9 1.01,1.02,9.01 01/06/06 UNITED BANCORP INC /MI/ MI 1.01,9.01 01/11/06 UNITED THERAPEUTICS CORP DE 8.01,9.01 01/10/06 UpSnap, Inc. 1.01,2.01,3.02,9.01 01/06/06 USA VIDEO INTERACTIVE CORP WY 8.01,9.01 01/09/06 VAALCO ENERGY INC /DE/ DE 8.01,9.01 01/11/06 VALENTIS INC DE 8.01,9.01 01/10/06 VALLEY FINANCIAL CORP /VA/ VA 1.01 01/12/06 VAXGEN INC DE 9.01 11/04/04 AMEND VERILINK CORP DE 2.01,2.04,3.01 01/12/06 VERIZON COMMUNICATIONS INC DE 2.01,9.01 01/06/06 VERTEX PHARMACEUTICALS INC / MA MA 1.01 01/06/06 VICAL INC DE 1.01 01/06/06 VION PHARMACEUTICALS INC DE 1.01,9.01 01/10/06 VIRGINIA ELECTRIC & POWER CO VA 8.01,9.01 01/10/06 VOIP INC 3.01,3.03,9.01 01/06/06 VOLT INFORMATION SCIENCES, INC. NY 2.02,9.01 01/12/06 VSB BANCORP INC NY 2.02,9.01 01/11/06 WADDELL & REED FINANCIAL INC DE 1.02,8.01,9.01 01/10/06 Washington Mutual Mortgage Pass-Throu DE 9.01 12/28/05 WASTE MANAGEMENT INC DE 8.01,9.01 01/12/06 WEST PHARMACEUTICAL SERVICES INC PA 7.01,9.01 01/11/06 WESTELL TECHNOLOGIES INC DE 1.01,9.01 01/12/06 WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE 8.01,9.01 01/12/06 WESTMORELAND COAL CO DE 5.02 01/06/06 WILLIAMS COMPANIES INC DE 8.01,9.01 01/12/06 WILLIAMS SONOMA INC CA 1.01,7.01,9.01 01/06/06 WILSON BROTHERS USA INC IL 1.01 01/06/06 WILSONS THE LEATHER EXPERTS INC MN 5.02,9.01 01/09/06 WISCONSIN ENERGY CORP WI 8.01 01/12/06 WORLD HEALTH ALTERNATIVES INC FL 1.01,9.01 01/06/06 Wright Express CORP 1.01,8.01,9.01 01/09/06 XFONE INC NV 1.01,9.01 10/12/05 AMEND XPENTION GENETICS INC 8.01,9.01 12/01/05 XPONENTIAL INC DE 1.01,2.03,9.01 01/06/06 XSUNX INC CO 8.01,9.01 01/11/06 YP CORP NV 5.02 01/08/06 Zumiez Inc 7.01,9.01 01/12/06