SEC NEWS DIGEST Issue 2006-249 December 28, 2006 COMMISSION ANNOUNCEMENTS IN THE MATTER OF DIGITAL CONCEPTS INTERNATIONAL, INC., INTEGRATED HOMES, INC., LIGHTHOUSE FAST FERRY, INC. AND WANNIGAN CAPITAL CORP. The Commission issued an Order of Suspension of Trading (Order) pursuant to Section 12(k) of the Securities Exchange Act of 1934 against Digital Concepts International, Inc., Integrated Homes, Inc., Lighthouse Fast Ferry, Inc. and Wannigan Capital Corp. The Order finds that each Respondent is delinquent in its periodic filings with the Commission. Based on the above, the Order suspends trading in the above-listed companies for the period of 9:30 a.m. EST on Dec. 28, 2006, through 11:59 p.m. EST on Jan. 11, 2007. (Rel. 34-55013) CLOSED MEETING - THURSDAY, JANUARY 4, 2007 - 2:00 P.M. The subject matter of the closed meeting scheduled for Thursday, Jan. 4, 2007, will be: formal orders of investigation; institution and settlement of injunctive actions; institution and settlement of administrative proceedings of an enforcement nature; an adjudicatory matter; regulatory matters regarding financial institutions; and other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. FEDERAL IDENTITY THEFT TASK FORCE SEEKS PUBLIC COMMENT The President's Identity Theft Task Force announced that it is seeking public comment on various possible recommendations to improve the effectiveness and efficiency of the federal government's efforts to reduce identity theft. The Task Force is chaired by Attorney General Alberto R. Gonzales and co-chaired by Federal Trade Commission Chairman Deborah Platt Majoras and participants include the Securities and Exchange Commission and other federal agencies. In preparing to produce a final strategic plan to the President, the Task Force is considering, among other things, various ways to improve the coordination and effectiveness of criminal prosecution of identity theft, to enhance data protection for sensitive consumer information maintained by the public sector, private sector, and the consumer himself or herself, and to provide more comprehensive and effective guidance for consumers and the business community. The Task Force also is considering ways to improve recovery and assistance for consumers following a breach or misuse of their information. For a summary of issues being considered by the Task Force and instructions on how to submit comments, please visit the Department of Justice's web site at www.usdoj.gov/ittf/ or the Federal Trade Commission's website at: www.ftc.gov/bcp/edu/microsites/ idtheft/task force.htm. The Task Force has been working diligently since its inception in May 2006 to develop a comprehensive strategy for steps the federal government can take to combat identity theft (http://www.usdoj.gov/ittf/). In September 2006, the Task Force issued interim recommendations to the President which will improve the ability of the government and the private sector to bring identity thieves to justice, to mitigate the risks of identity theft for individuals and companies, and to assist identity-theft victims in recovering from the effects of this pernicious crime. Although there is no legal requirement that the Task Force solicit public comment on its recommendations, the Task Force agencies believe that seeking comment on these issues will supplement the research and analysis already conducted, provide further information about the proposals it is considering, and identify areas where additional recommendations may be warranted. Comments must be filed on or before Friday, Jan. 19, 2007. Additional materials: Department of Justice's Identity Theft Task Force website (www.usdoj.gov/ittf/); Federal Trade Commission's Identify Theft Task Force website (www.ftc.gov/bcp/edu/microsites/idtheft/taskforce.htm). (Press Rel. 2006-220) ADMINISTRATIVE LAW JUDGE LILLIAN MCEWEN TO RETIRE FROM SEC Administrative Law Judge Lillian A. McEwen has announced that she is retiring from her position with the SEC, effective Jan. 3, 2007. Since her appointment in September 1995, Judge McEwen has presided over, and issued initial decisions in, scores of administrative proceedings brought by the SEC's Division of Enforcement. She also served on multiple occasions as the SEC delegate to the Federal Administrative Law Judges Conference and was a founding member of Judicial Council, which is affiliated with the Washington Bar Association. Prior to her appointment to the SEC, Judge McEwen served as an administrative law judge with the Social Security Administration in Fresno, California, from July 1994 to March 1995, at which time she was promoted to Hearing Office Chief Administrative Law Judge in New Haven, Connecticut. Judge McEwen began her legal career in 1975 as an Assistant United States Attorney in Washington, D.C. From 1979 to 1982, she was counsel to the U.S. Senate Judiciary Committee, where she worked extensively with Senator Joseph R. Biden, Jr., on criminal forfeiture and racketeering legislation. Judge McEwen then practiced criminal law privately from 1983 to 1989 and 1993 to 1994. During 1989 through 1992, she was an Assistant Professor of Law at the District of Columbia School of Law. Judge McEwen received her J.D. from Howard University School of Law, serving on the staff of the Howard University Law Journal, and her B.S. at D.C. Teachers' College. (Press Rel. 2006-221) ENFORCEMENT PROCEEDINGS IN THE MATTER OF CMERUN CORP., COMBINE CORP., DIGITAL CONCEPTS INTERNATIONAL, INC., INTEGRATED HOMES, INC., LIGHTHOUSE FAST FERRY, INC. AND WANNIGAN CAPITAL CORP. On December 28, the Commission issued an Order Instituting Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Exchange Act (Order) against CMERUN Corp., Combine Corp., Digital Concepts International, Inc., Integrated Homes, Inc., Lighthouse Fast Ferry, Inc. and Wannigan Capital Corp. The Order alleges that each of the Respondents is delinquent in their periodic filings with the Commission. A hearing will be scheduled before an Administrative Law Judge to determine whether the allegations contained in the Order are true, to provide the Respondents an opportunity to dispute these allegations, and to determine whether, pursuant to Section 12(j) of the Exchange Act, it is appropriate for the protection of investors to suspend for a period not exceeding twelve months, or revoke the registration of each class of securities of the Respondents. The order requires the Administrative Law Judge to issue an initial decision no later than 120 days from the date of service of this Order, pursuant to Rule 360(a)(2) of the Commission's Rules of Practice. (Rel. 34-55014; File No. 3-12517) SEC CHARGES FORMER REGISTERED REPRESENTATIVE AND HEDGE FUND MANAGER JOHN MANGAN, JR. WITH UNLAWFUL INSIDER TRADING AND UNREGISTERED SALES OF SECURITIES IN CONNECTION WITH COMPUDYNE PIPE OFFERING The Commission announced today that it has filed a complaint against John F. Mangan, Jr. (Mangan) in the U.S..District Court for the Western District of North Carolina alleging that Mangan committed unlawful insider trading by short selling securities of CompuDyne Corporation prior to the public announcement of a private investment in public equity (PIPE) offering. The complaint also alleges that Mangan engaged in unregistered sales of securities. At the time of the relevant conduct, Mangan was a registered representative of Friedman, Billings, Ramsey & Co., Inc. (FBR), a registered broker-dealer and the placement agent for the PIPE offering. Mangan executed his alleged illegal trades through the account of HLM Securities, LLC (HLM), which was an account of his business partner, Hugh L. McColl, III (McColl III). The Commission's complaint alleges that in the fall of 2001, Mangan, on the basis of material, nonpublic information concerning the PIPE offering, and in breach of duties of trust and confidence, traded in CompuDyne stock in advance of the public announcement of the CompuDyne PIPE offering and its terms. As a result of his unlawful insider trading, Mangan reaped $56,937 in ill-gotten gains. The complaint further alleges that after the public announcement of the PIPE offering, Mangan continued short selling CompuDyne stock. After the resale registration statement became effective, Mangan used the shares that HLM obtained in the PIPE offering to cover all of the short sales. By short selling CompuDyne securities before the effective date of the resale registration statement for the CompuDyne PIPE shares, and covering the short sales with the shares HLM received from the PIPE offering, Mangan effectively sold HLM's PIPE shares prior to their registration. As a result of Mangan's unregistered sales of CompuDyne stock, he obtained an additional $121,933 in ill- gotten gains. Mangan split the profits he earned from his improper trading with McColl III. The Commission's complaint alleges that Mangan's short selling of CompuDyne shares prior to the public announcement of the PIPE offering violated Section 17(a) of the Securities Act of 1933 (Securities Act) and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder. The complaint further alleges that Mangan violated Sections 5(a) and 5(c) of the Securities Act by short selling CompuDyne shares prior to the effective date of the resale registration statement for the PIPE shares and covering those short sales with the shares HLM purchased in the PIPE offering. The complaint also alleges that the Commission has named McColl III solely as a relief defendant in that action, in connection with his receipt of trading profits from Mangan. Without admitting or denying the allegations in the complaint, McColl III has consented to the entry of a final order, subject to the court's approval, requiring McColl III, solely as a relief defendant, to pay a total of $115,643. The Commission acknowledges the assistance of the NASD with respect to this matter. [SEC v. John F. Mangan, Jr., Civil Action No. 06-CV-531, WDNC] (LR-19955) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-CBOE-2006-108) filed by the Chicago Board Options Exchange to amend CBOE Rules in connection with CBOE's determination to trade certain option classes on Hybrid has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 25. (Rel. 34-54990) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 Guinness Exploration, Inc, 844 REDDINGTON COURT, COQUITLAM, A1, V3C 4P7, 604 944 8133 - 5,525,000 ($276,250.00) Equity, (File 333-139683 - Dec. 27) (BR. ) S-3 KINTERA INC, 0 ($7,132,471.00) Equity, (File 333-139684 - Dec. 27) (BR. 03C) SB-2 Harcom Productions, Inc., 7401 E. 46TH PLACE, TULSA, OK, 74145, 918-664-9933 - 1,487,500 ($1,487,500.00) Equity, (File 333-139685 - Dec. 27) (BR. ) S-8 POLYMEDIX INC, C/O POLYMEDIX INC, 3701 MARKET STREET STE 442, PHILADELPHIA, PA, 19104, 2159666199 - 5,423,000 ($10,087,500.00) Equity, (File 333-139686 - Dec. 27) (BR. 02) S-8 PROTOCALL TECHNOLOGIES INC, 47 MALL DRIVE, COMMACK, NY, 11725, 6315433655 - 21,075,651 ($2,529,078.12) Equity, (File 333-139687 - Dec. 27) (BR. 08C) S-8 OPTIBASE LTD, P O BOX 2170, HERZLIYA ISRAEL, L3, H6120, 97299709288 - 221,000 ($825,550.00) Equity, (File 333-139688 - Dec. 27) (BR. 03B) SB-2 US DRY CLEANING CORP, 3200 BRIDGE PARKWAY SUITE 202, REDWOOD CITY, CA, 94065, 650 801 6500 - 6,000,000 ($17,250,000.00) Equity, (File 333-139689 - Dec. 27) (BR. 03B) S-8 YRC WORLDWIDE INC, ATTN: FINANCIAL REPORTING MANAGER - A415, 10990 ROE AVENUE, OVERLAND PARK, KS, 66211, 9136966100 - 0 ($26,348,000.00) Equity, (File 333-139691 - Dec. 27) (BR. 05C) S-3ASR AKAMAI TECHNOLOGIES INC, 8 CAMBRIDGE CENTER, CAMBRIDGE, MA, 02142, 6174443000 - 0 ($143,013,590.28) Equity, (File 333-139692 - Dec. 27) (BR. 08A) S-3 STRUCTURED ASSET SECURITIES CORP, 745 7TH AVENUE, NEW YORK, NY, 10019, 2125267000 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-139693 - Dec. 27) (BR. 05D) SB-2 MMC ENERGY, INC., 26 BROADWAY,, SUITE 907, NEW YORK, NY, 10004, (212) 977-0900 - 12,000,968 ($13,021,051.00) Equity, (File 333-139694 - Dec. 27) (BR. 04A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 3COM CORP DE 1.01 12/20/06 ADVANCED MICRO DEVICES INC DE 1.01,9.01 12/22/06 AKAMAI TECHNOLOGIES INC DE 9.01 06/10/05 AMEND Akeena Solar, Inc. DE 1.01,9.01 12/20/06 Alberto-Culver CO DE 1.01 12/21/06 ALICO INC FL 1.01,9.01 12/27/06 ALLEGRO BIODIESEL CORP DE 1.01,4.02,9.01 12/27/06 ALLIANCE BANCORP INC OF PENNSYLVANIA X1 8.01,9.01 12/20/06 ALLIANCE BANCORP INC OF PENNSYLVANIA X1 5.04,9.01 12/27/06 ALLIANCE BANKSHARES CORP 2.05,9.01 12/27/06 ALPHARX INC DE 2.02,9.01 12/21/06 American Home Mortgage Investment Tru DE 8.01,9.01 12/27/06 AMERICAN LOCKER GROUP INC DE 8.01 12/13/06 AMERICAN PACIFIC CORP DE 2.02,9.01 12/26/06 AMERICAN TONERSERV CORP. DE 1.01,2.01,9.01 12/20/06 AMERICHIP INTERNATIONAL INC 5.03 12/12/06 ANALYTICAL SURVEYS INC CO 2.02,9.01 12/27/06 Andover Medical, Inc. DE 3.02,5.02,9.01 12/20/06 APOLLO GROUP INC AZ 3.01,9.01 12/20/06 APPLICA INC FL 1.01,7.01,9.01 12/27/06 ARTISTDIRECT INC DE 4.02,7.01,9.01 12/20/06 ASIA GLOBAL HOLDINGS CORP. NV 2.01,5.02,9.01 12/22/06 ATLANTIS PLASTICS INC FL 1.01,2.03,9.01 12/20/06 AVATECH SOLUTIONS INC DE 8.01,9.01 12/20/06 AXESSTEL INC NV 8.01 12/26/06 BALDWIN TECHNOLOGY CO INC DE 2.05,8.01,9.01 12/20/06 BCAP 2006-RR1 8.01,9.01 11/30/06 Behringer Harvard Opportunity REIT I, MD 2.01,7.01,9.01 12/20/06 BILL BARRETT CORP 7.01,9.01 12/22/06 BIOVERIS CORP DE 8.01 12/26/06 BISYS GROUP INC DE 1.01,9.01 12/20/06 BLUEGREEN CORP MA 2.03 12/27/06 BMW Vehicle Owner Trust 2004-A 9.01 12/26/06 BMW Vehicle Owner Trust 2005-A 9.01 12/26/06 BOSTON RESTAURANT ASSOCIATES INC DE 2.01,5.01 12/22/06 BRISTOL MYERS SQUIBB CO DE 1.01,1.02,2.02,2.03,8.01,9.01 12/21/06 BROADCOM CORP CA 5.02 12/20/06 BROOKLINE BANCORP INC DE 5.02,9.01 12/21/06 BUILDING MATERIALS CORP OF AMERICA DE 8.01,9.01 12/20/06 CADMUS COMMUNICATIONS CORP/NEW VA 1.01,8.01,9.01 12/26/06 CALLISTO PHARMACEUTICALS INC DE 1.01,3.01,5.03,9.01 12/20/06 Cambridge Display Technology, Inc. DE 5.02,8.01,9.01 12/19/06 CAPITAL BANCORP INC TN 1.01,9.01 12/20/06 CAPITALSOURCE INC DE 1.01,2.03,9.01 12/20/06 CBL & ASSOCIATES PROPERTIES INC DE 9.01 12/27/06 CDEX INC NV 5.02,8.01,9.01 12/26/06 CENTRA FINANCIAL HOLDINGS INC WV 5.03,9.01 12/21/06 CENTRAL VALLEY COMMUNITY BANCORP CA 5.02,8.01 12/20/06 CENVEO, INC CO 1.01,8.01,9.01 12/26/06 China Direct, Inc DE 1.01,2.01,9.01 12/26/06 China VoIP & Digital Telecom Inc. NV 8.01,9.01 12/26/06 CITIZENS BANCORP OF VIRGINIA INC VA 8.01,9.01 12/20/06 COASTAL FINANCIAL CORP /DE DE 1.01,9.01 12/20/06 Cobalis Corp NV 1.01,2.03,3.02,8.01,9.01 12/20/06 COLDWATER CREEK INC DE 5.02,9.01 12/20/06 COMMERCE GROUP INC /MA MA 8.01,9.01 12/22/06 COMVERSE TECHNOLOGY INC/NY/ NY 8.01 12/20/06 CONSUMER PORTFOLIO SERVICES INC CA 1.01,2.03,9.01 12/20/06 CORCEPT THERAPEUTICS INC 3.01,9.01 12/20/06 CORPORATE OFFICE PROPERTIES TRUST MD 1.01,3.02,7.01 12/21/06 COVER ALL TECHNOLOGIES INC DE 1.01,9.01 12/26/06 CPAC INC NY 1.01,3.03,8.01,9.01 12/21/06 CVB FINANCIAL CORP CA 5.02 12/22/06 CWHEQ Home Equity Loan Trust, Series 8.01,9.01 12/27/06 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 12/27/06 CYPRESS SEMICONDUCTOR CORP /DE/ DE 2.03 12/20/06 DCP Midstream Partners, LP DE 5.02 12/20/06 DELTA & PINE LAND CO DE 2.02,9.01 11/30/06 DIGITAL ANGEL CORP DE 7.01 12/20/06 DOCUMENT SECURITY SYSTEMS INC NY 1.01,3.02,9.01 12/26/06 DOCUMENT SECURITY SYSTEMS INC NY 1.01,3.02,9.01 12/26/01 AMEND Duke Energy Carolinas, LLC NC 1.01,9.01 12/20/06 Duke Energy CORP DE 8.01,9.01 12/27/06 EAST PENN FINANCIAL CORP 8.01 12/21/06 Emergent BioSolutions Inc. DE 1.01,2.03 12/27/06 EMTEC INC/NJ UT 1.01,8.01,9.01 12/20/06 EPICEPT CORP 1.01,3.02,9.01 12/21/06 EQUITY OFFICE PROPERTIES TRUST MD 8.01,9.01 12/26/06 ESS TECHNOLOGY INC CA 5.02 12/18/06 ev3 Inc. DE 7.01 12/27/06 EVERGREEN ENERGY INC DE 7.01,9.01 12/27/06 EXELIXIS INC DE 1.01,2.03,9.01 12/21/06 Expedia, Inc. 1.01,9.01 12/21/06 FARNSWORTH BANCORP INC NJ 2.02,9.01 12/27/06 Federal Home Loan Bank of Atlanta X1 2.03 12/20/06 Federal Home Loan Bank of Boston X1 2.03 12/20/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 12/20/06 Federal Home Loan Bank of Dallas 2.03,5.02 12/20/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 12/22/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 12/22/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 12/22/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 12/22/06 FIRST IPSWICH BANCORP /MA MA 2.02,2.06 12/20/06 FIRST KEYSTONE CORP PA 5.02 12/27/06 FIRST KEYSTONE CORP PA 8.01 12/27/06 FIRST LITCHFIELD FINANCIAL CORP DE 8.01,9.01 12/26/06 FIRST MONTAUK FINANCIAL CORP NJ 8.01,9.01 12/21/06 AMEND FOG CUTTER CAPITAL GROUP INC MD 4.01,7.01,9.01 12/20/06 FORCE PROTECTION INC NV 5.02 12/26/06 FOREFRONT HOLDINGS, INC. FL 2.01,3.02,5.03,8.01,9.01 12/20/06 FORTUNE INDUSTRIES, INC. DE 5.03,9.01 12/20/06 FOSSIL INC DE 1.01,9.01 12/21/06 FRMO CORP DE 5.02 12/26/06 GENERAL ELECTRIC CAPITAL CORP DE 3.03,9.01 12/20/06 GENWORTH FINANCIAL INC DE 2.02,9.01 12/27/06 GEOTEC THERMAL GENERATORS INC FL 8.01 12/26/06 GEOTEC THERMAL GENERATORS INC FL 4.01 12/26/06 AMEND GLOBAL EPOINT INC NV 4.01 12/21/06 GLOBAL POWER EQUIPMENT GROUP INC/ DE 5.02 12/20/06 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 12/22/06 GREAT LAKES AVIATION LTD IA 1.01,9.01 12/20/06 GREATER COMMUNITY BANCORP NJ 5.02,9.01 12/20/06 GSAMP Trust 2006-HE8 DE 8.01,9.01 12/27/06 HarborView 2006-12 DE 8.01,9.01 12/13/06 HARRIS & HARRIS GROUP INC /NY/ NY 8.01 12/26/06 HAWAIIAN HOLDINGS INC DE 1.01,8.01,9.01 12/27/06 HCC INSURANCE HOLDINGS INC/DE/ DE 2.02,2.04,9.01 12/27/06 Health Fitness Corp /MN/ MN 5.02 12/21/06 HealthSpring, Inc. DE 5.02,9.01 12/20/06 HI SHEAR TECHNOLOGY CORP DE 8.01 12/27/06 HINES REAL ESTATE INVESTMENT TRUST IN 2.01,8.01 12/20/06 Houston Wire & Cable CO 5.02,9.01 12/20/06 HSI ASSET SECURITIZATION CORP 8.01,9.01 12/27/06 HydroGen CORP NV 5.02,9.01 12/22/06 I/OMAGIC CORP NV 4.01,9.01 12/12/06 AMEND IN TOUCH MEDIA GROUP, INC. FL 5.02,9.01 12/26/06 INNERWORKINGS INC 5.02,9.01 12/20/06 InPlay Technologies, Inc. NV 5.02,9.01 12/26/06 INTEGRATED ALARM SERVICES GROUP INC DE 5.02 12/20/06 INTRALASE CORP 1.01,9.01 12/20/06 IONATRON, INC. DE 5.02 12/20/06 ITC Holdings Corp. MI 8.01,9.01 12/21/06 J P MORGAN CHASE & CO DE 9.01 12/22/06 JMAR TECHNOLOGIES INC DE 3.01,9.01 12/21/06 Kansas City Southern de Mexico, S. de O5 8.01,9.01 12/20/06 KIWA BIO-TECH PRODUCTS GROUP CORP DE 1.01,9.01 12/26/06 KLA TENCOR CORP DE 5.02 12/21/06 KMG America CORP VA 1.01,1.02,2.03,9.01 12/21/06 KYPHON INC DE 1.01,7.01,9.01 12/20/06 LAKES ENTERTAINMENT INC MN 8.01,9.01 12/21/06 LANTRONIX INC DE 7.01 12/11/06 LCC INTERNATIONAL INC DE 5.01 12/22/06 LEAP WIRELESS INTERNATIONAL INC DE 5.02 12/20/06 LEHMAN BROTHERS HOLDINGS INC DE 5.03,8.01,9.01 12/27/06 LEVEL 3 COMMUNICATIONS INC DE 7.01,8.01,9.01 12/23/06 Lifevantage Corp CO 5.02,9.01 12/20/06 Lightstone Value Plus Real Estate Inv MD 2.01,2.03,9.01 12/21/06 LL&E ROYALTY TRUST TX 7.01,9.01 12/27/06 LoopNet, Inc. CA 8.01 12/27/06 Luminent Mortgage Trust 2006-7 DE 8.01,9.01 12/27/06 MACDERMID INC CT 5.02 12/22/06 MAF BANCORP INC DE 7.01 12/27/06 MARTEK BIOSCIENCES CORP DE 5.02 12/21/06 MAXUS REALTY TRUST INC. 1.01,8.01 12/27/06 MCCLATCHY CO DE 1.01,8.01,9.01 12/26/06 MEADE INSTRUMENTS CORP DE 1.01,9.01 12/20/06 MERCHANTS GROUP INC DE 1.01,7.01,9.01 12/27/06 MERRILL LYNCH DEPOSITOR INC INDEXPLUS DE 8.01,9.01 12/20/06 Merrill Lynch Mortgage Investors Trus DE 8.01,9.01 12/27/06 MESA AIR GROUP INC NV 1.01,9.01 12/21/06 MID WISCONSIN FINANCIAL SERVICES INC WI 5.03,9.01 12/20/06 MIDDLEFIELD BANC CORP OH 1.01,2.03,9.01 12/21/06 MIDWEST AIR GROUP INC WI 1.01,8.01,9.01 12/20/06 MOBILEPRO CORP DE 8.01,9.01 12/20/06 NATIONAL BANK OF INDIANAPOLIS CORP IN 5.02,5.03,9.01 12/21/06 NATIONAL ENERGY GROUP INC DE 5.02 12/20/06 NATIONAL FUEL GAS CO NJ 5.02 12/20/06 NATIONAL HOUSING PARTNERSHIP REALTY F MD 8.01 12/20/06 NATIONAL LAMPOON INC CA 2.02,9.01 12/21/06 NATIONAL LAMPOON INC CA 5.02,9.01 12/22/06 NATIONAL RV HOLDINGS INC DE 1.01,1.02 12/20/06 NCT GROUP INC DE 5.02 12/20/06 nFinanSe Inc. NV 5.03,7.01,9.01 12/26/06 NIKE INC OR 2.02,9.01 12/26/06 NOBILITY HOMES INC FL 2.02,9.01 12/21/06 NORTH VALLEY BANCORP CA 1.01,9.01 12/21/06 Nuance Communications, Inc. DE 5.02 12/15/06 AMEND PARKWAY PROPERTIES INC MD 5.03,9.01 12/21/06 PENN TREATY AMERICAN CORP PA 2.02,9.01 12/20/06 Penn Virginia GP Holdings, L.P. 5.02,8.01,9.01 12/22/06 PEOPLES BANCTRUST CO INC AL 5.02,9.01 12/20/06 PHH CORP MD 8.01,9.01 12/21/06 PRESIDENT CASINOS INC DE 2.01,9.01 12/20/06 PRIMUS GUARANTY LTD 8.01,9.01 12/27/06 PURE BIOFUELS CORP NV 3.02 12/19/06 QUEST RESOURCE CORP NV 8.01,9.01 12/26/06 R&G FINANCIAL CORP PR 7.01,8.01,9.01 12/27/06 RADIOSHACK CORP DE 5.02,9.01 12/21/06 RANCHER ENERGY CORP. NV 1.01,3.02,7.01,9.01 12/21/06 RANCHER ENERGY CORP. NV 1.01,2.01,7.01,9.01 12/22/06 RELIANT ENERGY INC DE 3.02,5.02,9.01 12/21/06 REPROS THERAPEUTICS INC. DE 8.01,9.01 12/27/06 ROWE COMPANIES NV 1.01,7.01,9.01 12/20/06 RUBIOS RESTAURANTS INC DE 5.02 12/21/06 SANTANDER BANCORP 2.03,9.01 12/21/06 SATCON TECHNOLOGY CORP DE 7.01 12/12/06 SATCON TECHNOLOGY CORP DE 1.01,1.02,2.05,3.02,9.01 12/20/06 SEAENA INC. 2.03,5.02,9.01 12/12/06 Security Capital Assurance Ltd D0 5.02 12/21/06 SEMPRA ENERGY CA 2.05,2.06 12/21/06 SENTO CORP UT 2.02,9.01 12/27/06 SEQUA CORP /DE/ DE 5.02,8.01,9.01 12/26/06 Shire plc 8.01,9.01 12/21/06 SILGAN HOLDINGS INC DE 1.01,2.03,9.01 12/20/06 SILVERADO GOLD MINES LTD A1 8.01,9.01 12/22/06 SKYWEST INC UT 1.01,9.01 12/20/06 Small Cap Strategies Inc NV 3.03,5.02,9.01 12/04/06 SONIC CORP DE 1.01 12/20/06 SONTRA MEDICAL CORP MN 3.01,5.02,8.01,9.01 12/21/06 SOVEREIGN BANCORP INC PA 5.02,8.01 12/20/06 SOYO GROUP INC NV 1.01,9.01 10/19/06 STERLING FINANCIAL CORP /PA/ PA 2.05,9.01 12/26/06 STEWART ENTERPRISES INC LA 8.01,9.01 12/22/06 TAPESTRY PHARMACEUTICALS, INC DE 5.02,8.01,9.01 12/19/06 TARGACEPT INC 8.01,9.01 12/27/06 TEMECULA VALLEY BANCORP INC CA 1.01,5.02,9.01 12/20/06 TEXAS UNITED BANCSHARES INC TX 5.02,9.01 12/20/06 THEATER XTREME ENTERTAINMENT GROUP, I FL 1.01,9.01 12/26/06 Timberline Resources Corp 3.02,8.01,9.01 12/27/06 TOTAL IDENTITY CORP FL 5.03,8.01 12/21/06 TRUMP ENTERTAINMENT RESORTS, INC. DE 1.02,7.01,9.01 12/20/06 TXU CORP /TX/ TX 5.03,9.01 12/20/06 U S GOLD CORP CO 8.01 12/14/06 U S GOLD CORP CO 8.01 12/14/06 U S GOLD CORP CO 8.01 12/14/06 U S GOLD CORP CO 8.01 12/14/06 ULTRALIFE BATTERIES INC DE 7.01,9.01 12/27/06 United States Oil Fund, LP DE 9.01 11/30/06 US AIRWAYS GROUP INC DE 7.01,9.01 12/27/06 US Oncology Holdings, Inc. DE 1.01,3.02,5.02,9.01 12/21/06 US REALTY PARTNERS LTD PARTNERSHIP DE 2.01,9.01 12/20/06 Valera Pharmaceuticals Inc 1.01,9.01 12/21/06 VAXGEN INC DE 1.01,9.01 12/22/06 VCA ANTECH INC DE 8.01,9.01 12/27/06 VELOCITY EXPRESS CORP DE 1.01,2.03,9.01 12/27/06 VISTA GOLD CORP 1.01,8.01,9.01 12/22/06 VOICE MOBILITY INTERNATIONAL INC NV 1.01,3.02,9.01 12/19/06 Wachovia Mortgage Loan Trust, Series DE 8.01,9.01 12/27/06 WALGREEN CO IL 2.02,9.01 12/22/06 WALTER INDUSTRIES INC /NEW/ DE 4.01,5.02,9.01 12/20/06 WaMu Asset Acceptance Corp. DE 6.01 12/27/06 WARRANTECH CORP DE 8.01,9.01 12/26/06 Washington Mutual Mortgage Pass-Throu DE 6.01 12/27/06 WAUSAU PAPER CORP. WI 1.01,2.03,9.01 12/22/06 WEBSENSE INC DE 1.01 12/20/06 WELLCO ENTERPRISES INC NC 5.02,8.01 12/27/06 WESTBANK CORP MA 1.01,9.01 12/20/06 WESTERN RESERVE BANCORP INC 5.02 12/21/06 WHX CORP DE 4.02 12/26/06 WIRELESS RONIN TECHNOLOGIES INC MN 5.02 12/27/06 WOLVERINE TUBE INC DE 3.01,9.01 12/26/06 YADKIN VALLEY FINANCIAL CORP NC 8.01,9.01 12/26/06 ZILA INC DE 5.02 12/22/06 ZOOM TECHNOLOGIES INC DE 1.01,2.01 12/22/06