SEC NEWS DIGEST Issue 2006-247 December 26, 2006 COMMISSION ANNOUNCEMENTS SEC AMENDS EXECUTIVE COMPENSATION DISCLOSURE TO MORE CLOSELY ALIGN WITH FAS 123R The Commission has adopted, effective upon its publication in the Federal Register, an amendment to its executive and director compensation disclosure rules to more closely conform the reporting of stock and option awards to Financial Accounting Standards Board Statement of Financial Accounting Standards No. 123 (revised 2004) Share-Based Payment (FAS 123R). On July 26, 2006, the Commission adopted enhanced executive compensation disclosure requirements for proxy statements, registration statements, and annual reports filed by public companies. The purpose was to provide investors with more complete and useful disclosure about executive and director compensation. The amendment to these rules that the Commission is announcing today will align the reporting of equity awards in the Summary Compensation Table and the Director Compensation Table to the amounts that are disclosed in the financial statements under FAS 123R. FAS 123R requires recognition of the costs of equity awards over the period in which an employee is required to provide service in exchange for the award. Using this same approach in the executive compensation disclosure will give investors a better idea of the compensation earned by an executive or director during a particular reporting period, consistent with the principles underlying the financial statement disclosure. "The new disclosure requirements will be easier for companies to prepare and for investors to understand," said SEC Chairman Christopher Cox. Under the amendment: * The dollar values required to be reported in the Stock Awards and Option Awards columns of the Summary Compensation Table and the Director Compensation Table are revised to disclose the compensation cost of those awards, before reflecting forfeitures, over the requisite service period, as described in FAS 123R. Forfeitures are required to be described in accompanying footnotes. * The Grants of Plan-Based Awards Table is revised to require disclosure of the grant date fair value of each individual equity award, computed in accordance with FAS 123R, and the Director Compensation Table required under Item 402 of Regulation S-K is revised to require footnote disclosure of the same information. * The Grants of Plan-Based Awards Table is revised to require disclosure of any option or stock appreciation right that was repriced or otherwise materially modified during the last completed fiscal year, including the incremental fair value, computed as of the repricing or modification date in accordance with FAS 123R, and the Director Compensation Table required under Item 402 of Regulation S-K is revised to require footnote disclosure of the same incremental fair value information. The amendment is being made in the form of interim final rules that will be effective upon publication in the Federal Register. The compliance dates for the interim final rules will be the same as the compliance dates for the amendments to Item 402 of Regulations S-K and S-B that were adopted on July 26, 2006. Compliance with the Item 402 amendments is required for proxy statements, information statements and registration statements filed on or after Dec. 15, 2006, that are required to include Item 402 disclosure for fiscal years ending on or after Dec. 15, 2006, and for Forms 10-K and 10-KSB for fiscal years ending on or after Dec. 15, 2006. In the release adopting these interim final rules, the Commission is soliciting comment on the amendments for a period of 30 days following Federal Register publication, and will consider those comments and make changes to the amendments if necessary. (Press Rel. 2006-219) ENFORCEMENT PROCEEDINGS COMMISSION DENIES PHILIP LEHMAN'S MOTION TO RECONSIDER PORTION OF OPINION FINDING THAT LEHMAN HAD NOT DEMONSTRATED AN INABILITY TO PAY A CIVIL PENALTY The Commission has denied Philip A. Lehman's motion to reconsider the portion of the Commission's opinion, issued on Oct. 27, 2006, that found that Lehman had not demonstrated an inability to pay a $55,000 penalty that was imposed for having violated the antifraud provisions of federal securities laws. The Commission rejected the additional evidence that Lehman sought to adduce on the basis that, in accordance with Feeley & Willcox Asset Mgmt. Corp., Order Denying Motion for Reconsideration, Securities Act Rel. No. 8303 (Oct. 9, 2003), 81 SEC Docket 919, 924-925 & n.18, it is "not new evidence that appropriately may be submitted as part of a motion for reconsideration" and also that, even if admitted, it would not change the Commission's determination that he had failed to demonstrate an inability to pay. The Commission stated that, in any event, the Oct. 27, 2006, opinion found that Lehman's recidivism and the egregiousness of his misconduct warranted no reduction in the amount of the penalty, even if he had demonstrated an inability to pay. The Commission also rejected Lehman's claim that the Commission used his failure to list certain items on his sworn financial statement as grounds to find his testimony about the value of other items in his sworn financial statement not credible. (Rel. 34-54991; IA-2574; File No. 3-11972) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 SENDTEC, INC., 727-576-6630 - 0 ($18,810,307.70) Equity, (File 333-139585 - Dec. 22) (BR. 11C) SB-2 ACCELERIZE NEW MEDIA INC, 550 RAMSEY AVE, WHITEFISH, MT, 59937, 406-862-8512 - 16,826,519 ($2,523,978.00) Equity, (File 333-139586 - Dec. 22) (BR. 03) SB-2 TRIMEDYNE INC, 15091 BAKE PARKWAY, IRVINE, CA, 92619, 7145595300 - 2,900,400 ($4,408,608.00) Equity, (File 333-139587 - Dec. 22) (BR. 10C) S-8 REFAC OPTICAL GROUP, 5 HARMON DRIVE, BLACKWOOD, NJ, 08012, 856-228-0077 - 654,397 ($6,600,016.00) Equity, (File 333-139588 - Dec. 22) (BR. 11C) S-8 UNITED RENTALS INC /DE, FOUR GREENWICH OFFICE PARK, GREENWICH, CT, 06830, 2036223131 - 0 ($56,235,728.25) Equity, (File 333-139589 - Dec. 22) (BR. 06B) S-3ASR PRICELINE COM INC, 800 CONNECTICUT AVE, NORWALK, CT, 06854, 2037053000 - 0 ($345,000,000.00) Other, (File 333-139590 - Dec. 22) (BR. 08C) S-1 GUARDIAN TECHNOLOGIES INTERNATIONAL INC, 516 HERNDON PARKWAY, SUITE A, HERNDON, VA, 20170, 703-464-5495 - 0 ($12,100,985.00) Debt Convertible into Equity, (File 333-139591 - Dec. 22) (BR. 03A) S-1 AMTECH SYSTEMS INC, 131 S CLARK DR, TEMPE, AZ, 85281, 6029675146 - 0 ($15,000,000.00) Equity, (File 333-139592 - Dec. 22) (BR. 10A) S-4 Argyle Security Acquisition CORP, 200 CONCORD PLAZA, SUITE 700, SAN ANTONIO, TX, 78216, 2108298779 - 1,180,000 ($8,755,600.00) Equity, (File 333-139594 - Dec. 22) (BR. 09) SB-2 Xenacare Holdings, Inc., 3275 WEST HILLSBORO BOULEVARD, SUITE 300, DEERFIELD BEACH, FL, 33442, 954-363-4507 - 729,000 ($3,645,000.00) Equity, (File 333-139595 - Dec. 22) (BR. 01) S-8 51JOB, INC., BUILDING 3, NO. 1387 ZHANG DONG ROAD, SHANGHAI, F4, 201203, 8621-6160-1888 - 2,000,000 ($16,560,000.00) Equity, (File 333-139596 - Dec. 22) (BR. 08B) S-8 VALUEVISION MEDIA INC, 6740 SHADY OAK RD, MINNEAPOLIS, MN, 55344-3433, 6129475200 - 0 ($25,386,500.00) Equity, (File 333-139597 - Dec. 22) (BR. 02A) S-8 MANHATTAN ASSOCIATES INC, 2300 WINDY RIDGE PARKWAY SUITE 700, ATLANTA, GA, 30339, 7709557070 - 1,047,853 ($31,487,982.65) Equity, (File 333-139598 - Dec. 22) (BR. 03B) S-3 NATIONAL PENN BANCSHARES INC, PHILADELPHIA AND READING AVES, PO BOX 547, BOYERTOWN, PA, 19512, 1-800-822-3321 - 3,000,000 ($60,225,000.00) Equity, (File 333-139599 - Dec. 22) (BR. 07A) S-8 ALEXION PHARMACEUTICALS INC, 352 KNOTTER DRIVE, CHESHIRE, CT, 06511, 2037761790 - 0 ($32,116,000.00) Equity, (File 333-139600 - Dec. 22) (BR. 01C) S-8 Aurora Oil & Gas CORP, 4110 COPPER RIDGE DRIVE, SUITE 100, TRAVERSE CITY, MI, 49684, (231) 941-0073 - 420,000 ($1,060,900.00) Equity, (File 333-139601 - Dec. 22) (BR. 04B) S-1 NOBLE ROMANS INC, ONE VIRGINIA AVE, STE 800, INDIANAPOLIS, IN, 46204, 3176343377 - 204,275 ($684,321.25) Equity, (File 333-139602 - Dec. 22) (BR. 05B) S-8 OCEAN BIO CHEM INC, 4041 SW 47TH AVE, FORT LAUDERDALE, FL, 33314, 9545876280 - 143,000 ($300,300.00) Equity, (File 333-139603 - Dec. 22) (BR. 06C) S-8 Novelis Inc., 3399 PEACHTREE ROAD NE, SUITE 1500, ATLANTA, GA, 30326, 404-814-4210 - 1,030,000 ($27,521,600.00) Equity, (File 333-139604 - Dec. 22) (BR. 06C) N-2 ZWEIG TOTAL RETURN FUND INC, 900 THIRD AVE., 31ST FLOOR, NEW YORK, NY, 10022, 212 451-1100 - 0 ($1,000,000.00) Equity, (File 333-139605 - Dec. 22) (BR. 17) S-8 RBC LIFE SCIENCES, INC., 2301 CROWN COURT, IRVING, TX, 75038, 9728934000 - 0 ($600,000.00) Equity, (File 333-139606 - Dec. 22) (BR. 02C) S-8 BPI Energy Holdings, Inc., 885 WEST GEORGIA ST, SUITE 1500, VANCOUVER BC V6C 3E8, A1, 00000, 604-685-8688 - 2,000,000 ($1,120,000.00) Equity, (File 333-139607 - Dec. 22) (BR. 04B) S-8 CHINA TECHNOLOGY DEVELOPMENT GROUP CORP, 34TH FLOOR, WEST TOWER, SHUNTAK CENTRE, HONG KONG, K3, 00000, 852-2105-6253 - 1,000,000 ($8,100,000.00) Equity, (File 333-139608 - Dec. 22) (BR. 03A) S-3 DRIVE AUTO RECEIVABLES LLC, 8585 NORTH STEMMONS FREEWAY, SUITE 1100-N, DALLAS, TX, 75247, 214-237-3530 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-139609 - Dec. 22) (BR. ) S-8 TESCO CORP, 6204 6A ST SE, CALGARY ALBERTA, CANADA, A0, T2H2B7, 4032330757 - 3,599,436 ($54,503,697.78) Equity, (File 333-139610 - Dec. 22) (BR. 04A) S-4 JOY GLOBAL INC, 100 EAST WISCONSIN AVE SUITE 2780, MILWAUKEE, WI, 53201-0554, 4144866400 - 0 ($400,000,000.00) Debt, (File 333-139611 - Dec. 22) (BR. 10B) S-8 Eagle Rock Energy Partners, L.P., 14950 HEATHROW FOREST PARKWAY, SUITE 111, HOUSTON, TX, 77032, (832) 327-8000 - 1,000,000 ($20,360,000.00) Limited Partnership Interests, (File 333-139612 - Dec. 22) (BR. 04B) S-8 BIRKS & MAYORS INC., 1240 SQUARE PHILLIPS, MONTREAL, A8, H3B 3H4, 5143972511 - 0 ($12,966,388.00) Equity, (File 333-139613 - Dec. 22) (BR. 02C) S-3 ADVANCIS PHARMACEUTICAL CORP, 20425 SENECA MEADOWS PARKWAY, GERMANTOWN, MD, 20878, (301) 944-6600 - 0 ($21,930,000.00) Equity, (File 333-139614 - Dec. 22) (BR. 01C) S-8 IDAHO GENERAL MINES INC, 10 N. POST STREET, SUITE 610, SPOKANE, WA, 99201, 509 838 1213 - 0 ($12,175,450.00) Equity, (File 333-139615 - Dec. 22) (BR. 04C) S-8 Greenville Federal Financial CORP, 690 WAGNER AVENUE, GREENVILLE, OH, 45331, 937-548-4158 - 157,670 ($1,608,234.00) Equity, (File 333-139616 - Dec. 22) (BR. 07B) S-8 IDAHO GENERAL MINES INC, 10 N. POST STREET, SUITE 610, SPOKANE, WA, 99201, 509 838 1213 - 0 ($336,000.00) Equity, (File 333-139617 - Dec. 22) (BR. 04C) S-1 TORRENT ENERGY CORP, 600-666 BURRARD STREET, VANCOUVER, A1, V6C 2X8, 604-639-3118 - 16,299,000 ($33,901,920.00) Equity, (File 333-139618 - Dec. 22) (BR. 04B) SB-2 Silver Reserve Corp., 1226 WHITE OAKS BLVD., SUITE 10A, OAKVILLE, A6, L6H 2B9, 905-845-1073 - 33,946,787 ($14,186,434.00) Equity, (File 333-139619 - Dec. 22) (BR. ) SB-2 Golden Century Technologies CORP, 1027 PANDORA AVENUE, VICTORIA, A1, V8V 3P6, (250) 413-3268 - 2,833,000 ($566,600.00) Equity, (File 333-139620 - Dec. 22) (BR. 06) S-3 DECODE GENETICS INC, 8 STURLUGATA, IS 101, REYJKAVIK, K6, 00000, 011 354 570 1900 - 0 ($80,000,000.00) Debt Convertible into Equity, (File 333-139621 - Dec. 22) (BR. 01A) S-8 DECODE GENETICS INC, 8 STURLUGATA, IS 101, REYJKAVIK, K6, 00000, 011 354 570 1900 - 0 ($18,040,000.00) Equity, (File 333-139622 - Dec. 22) (BR. 01A) S-8 Innophos Holdings, Inc., 259 PROSPECT PLAINS ROAD, CRANBURY, NJ, 08512, (609) 495 2495 - 2,290,512 ($18,879,146.08) Equity, (File 333-139623 - Dec. 22) (BR. 06A) S-8 EPIX Pharmaceuticals, Inc., 4 MAGUIRE ROAD, LEXINGTON, MA, 02421, 6172506000 - 200,000 ($1,399,400.00) Equity, (File 333-139624 - Dec. 22) (BR. 01A) S-3 EPIX Pharmaceuticals, Inc., 4 MAGUIRE ROAD, LEXINGTON, MA, 02421, 6172506000 - 0 ($75,000,000.00) Equity, (File 333-139625 - Dec. 22) (BR. 01A) S-8 UNITED RETAIL GROUP INC/DE, 365 W PASSAIC ST, ROCHELLE PARK, NJ, 07662, 2018450880 - 1,370,000 ($20,189,045.00) Equity, (File 333-139626 - Dec. 22) (BR. 02C) SB-2 CERAGENIX PHARMACEUTICALS, INC., 1444 WAZEE STREET, SUITE 210, DENVER, CO, 80202, 7209466440 - 0 ($3,447,284.00) Equity, (File 333-139627 - Dec. 22) (BR. 01A) S-3 ENCORIUM GROUP INC, ONE GLENHARDIE CORPORATE CENTER, 1275 DRUMMERS LANE STE 100, WAYNE, PA, 19087, 6109759533 - 3,886,926 ($14,770,318.00) Equity, (File 333-139628 - Dec. 22) (BR. 01A) S-8 RAVEN MOON ENTERTAINMENT INC, 2005 TREE FORK LANE, STE 101, LONGWOOD, FL, 32750, 407-774-4462 - 1,000,000,000 ($20,000,000.00) Equity, (File 333-139629 - Dec. 22) (BR. 05C) S-8 WINN DIXIE STORES INC, 5050 EDGEWOOD CT, JACKSONVILLE, FL, 32224, 9047835000 - 0 ($77,382,000.00) Equity, (File 333-139630 - Dec. 22) (BR. 02C) S-3ASR UNITED THERAPEUTICS CORP, 1110 SPRING ST, SILVER SPRING, MD, 20910, 3016089292 - 0 ($250,000,000.00) Other, (File 333-139631 - Dec. 22) (BR. 01C) SB-2 Harbin Electric, Inc, NO. 9, HA PING XI LU, HA PING LU JI ZHONG QU HARBIN KAI FA QU, HARBIN, F4, 150001, 86 45182621768 - 3,487,368 ($28,073,312.40) Equity, (File 333-139635 - Dec. 22) (BR. 10B) S-3 EAGLE BROADBAND INC, 101 COURAGEOUS DRIVE, LEAGUE CITY, TX, 77573, 2815386000 - 754,717 ($392,453.00) Equity, (File 333-139636 - Dec. 22) (BR. 11C) S-3 GENEREX BIOTECHNOLOGY CORP, 33 HARBOUR SQ, STE 202, TORONTO ONTARIO CANADA, A1, M5J 2G2, 4163642551 - 150,000,000 ($150,000,000.00) Equity, (File 333-139637 - Dec. 22) (BR. 01A) S-8 LECROY CORP, 700 CHESTNUT RIDGE RD, CHESTNUT RIDGE, NY, 10977, 9144252000 - 163,826 ($1,513,295.56) Equity, (File 333-139638 - Dec. 22) (BR. 10B) S-8 INTELLIGROUP INC, 499 THORNALL STREET, EDISON, NJ, 08837, 7325901600 - 618,350 ($680,000.00) Equity, (File 333-139639 - Dec. 22) (BR. 03C) SB-2 ASSOCIATED MEDIA HOLDINGS INC, 5150 EAST PACIFIC COAST HIGHWAY, PARK TOWER, LONG BEACH, CA, 90804, 562-986-4800 - 10,945,250 ($5,472,625.00) Equity, (File 333-139640 - Dec. 22) (BR. ) S-3 INFINITY PHARMACEUTICALS, INC., 780 MEMORIAL DRIVE, CAMBRIDGE, MA, 02139, 6174531000 - 0 ($150,000,000.00) Equity, (File 333-139641 - Dec. 22) (BR. 01A) S-4 LSI LOGIC CORP, 1621 BARBER LANE, MILPITAS, CA, 95035, 4084338000 - 0 ($3,909,164,640.00) Equity, (File 333-139642 - Dec. 22) (BR. 10B) SB-2 WIZZARD SOFTWARE CORP /CO, 5001 BAUM BOULEVARD, SUITE 770, PITTSBURGH, PA, 15213, 4126210902 - 3,622,500 ($7,608,475.00) Equity, (File 333-139643 - Dec. 22) (BR. 03B) S-3 ANALYTICAL SURVEYS INC, 8610 N. NEW BRAUNFELS SUITE 205, ., SAN ANTONIO, TX, 78217, 210-657-1500 - 0 ($4,012,468.00) Equity, (File 333-139644 - Dec. 22) (BR. 08A) S-3 JAMBA, INC., 1700 17TH STREET, SAN FRANCISCO, CA, 94103, (415) 865-1100 - 0 ($312,814,390.00) Equity, (File 333-139645 - Dec. 22) (BR. 09B) S-3ASR VORNADO REALTY TRUST, 888 SEVENTH AVE, NEW YORK, NY, 10019, 212-894-7000 - 0 ($91,760,246.90) Other, (File 333-139646 - Dec. 22) (BR. 08C) S-3 XCORPOREAL, INC., 11400 W. OLYMPIC BLVD., SUITE 200, LOS ANGELES, CA, 90064, 310-7-3107385138 - 0 ($29,400,350.00) Equity, (File 333-139647 - Dec. 22) (BR. 10A) S-3 AMERICAN OIL & GAS INC, 1050 17TH STREET, SUITE 1850, DENVER, CO, 80265, 3039910173 - 0 ($14,760,060.00) Equity, (File 333-139648 - Dec. 22) (BR. 04B) SB-2 Pacific Goldrim Resources, Inc., 1445 PENDRELL STREET, SUITE 202, VANCOUVER, A1, V6C 1S3, (604) 773-9474 - 4,049,900 ($1,012,475.00) Equity, (File 333-139649 - Dec. 22) (BR. ) S-8 TRIARC COMPANIES INC, 280 PARK AVENUE, 24TH FLOOR, NEW YORK, NY, 10017, 212-451-3000 - 774,066 ($6,906,343.00) Equity, (File 333-139650 - Dec. 22) (BR. 05C) S-8 INFOTEC BUSINESS SYSTEMS INC, 444 COLUMBIA ST EAST, NEW WESTMINSTER, BRITISH COLUMBIA, CANADA V3L 3W9, A1, 00000, 6047771707 - 3,100,000 ($93,000.00) Equity, (File 333-139651 - Dec. 22) (BR. 08B) S-1 BigBand Networks, Inc., 475 BROADWAY, REDWOOD CITY, CA, 94063, 650-995-5000 - 0 ($140,000,000.00) Equity, (File 333-139652 - Dec. 22) (BR. ) N-2 OLD MUTUAL 21OO EMERGING MANAGERS INSTITUTIONAL FUND, LLC, RIVERVIEW PLAZA, 287 BOWMAN AVENUE, SECOND FLOOR, PURCHASE, NY, 10577, 914 251-1200 - 1 ($1,000,000.00) Equity, (File 333-139653 - Dec. 22) (BR. ) N-2 OLD MUTUAL 2100 ABSOLUTE RETURN INSTITUTIONAL FUND, LLC, RIVERVIEW PLAZA, 287 BOWMAN AVENUE, SECOND FLOOR, PURCHASE, NY, 10577, 914 251-1200 - 1 ($1,000,000.00) Equity, (File 333-139654 - Dec. 22) (BR. ) SB-2 VUBOTICS INC, 1108 OGLETHORPE DRIVE, ATLANTA, GA, 30319, 4048166100 - 0 ($2,811,924.00) Equity, (File 333-139655 - Dec. 22) (BR. 04A) S-4 Western Union CO, 12500 EAST BELFORD AVENUE, ENGLEWOOD, CO, 80112, (720) 332-3361 - 0 ($3,000,000,000.00) Non-Convertible Debt, (File 333-139656 - Dec. 22) (BR. 08B) SB-2 OZARK ETHANOL LLC, 300 WEST KNEELAND ST, LIBERAL, MO, 64762, 417-843-3835 - 0 ($60,000,000.00) Equity, (File 333-139657 - Dec. 22) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT AARON RENTS INC GA 5.02,9.01 12/20/06 ACE Securities Corp. Home Equity Loan DE 1.01,9.01 12/19/06 ACE Securities Corp. Home Equity Loan DE 1.01,9.01 12/19/06 ACE Securities Corp. Home Equity Loan DE 1.01,9.01 12/19/06 ACE Securities Corp. Home Equity Loan DE 1.01,9.01 12/19/06 ACE Securities Corp. Home Equity Loan DE 1.01,9.01 12/19/06 ACE Securities Corp. Home Equity Loan DE 1.01,9.01 12/19/06 ACIES CORP NV 4.01,9.01 12/15/06 AMEND Acquicor Technology Inc DE 1.01,2.03,3.02,3.03,8.01,9.01 12/18/06 AcuNetx, Inc. NV 5.02,9.01 12/20/06 ADESA INC 1.01,5.02,7.01,8.01,9.01 12/21/06 ADSOUTH PARTNERS, INC. NV 5.02 12/18/06 Advanced BioEnergy, LLC DE 1.01,2.01,9.01 11/07/06 AMEND AFFILIATED COMPUTER SERVICES INC DE 1.01,9.01 12/21/06 AFFILIATED MANAGERS GROUP INC DE 7.01,8.01,9.01 12/14/06 AKAMAI TECHNOLOGIES INC DE 5.02 12/19/06 Akeena Solar, Inc. DE 4.01,9.01 12/19/06 ALASKA AIR GROUP INC DE 7.01 12/22/06 ALCAN INC A6 5.02,9.01 12/20/06 Aleris International, Inc. DE 1.01,1.02,2.03,3.01,3.03, 12/22/06 5.01,5.02,5.03,9.01 ALFACELL CORP DE 8.01,9.01 12/20/06 ALLEGHANY CORP /DE DE 5.02,5.03,9.01 12/19/06 Allegiant Travel CO NV 8.01 12/21/06 ALMOST FAMILY INC DE 8.01,9.01 12/22/06 Alon USA Energy, Inc. DE 1.01 12/21/06 ALPINE GROUP INC /DE/ DE 1.01 12/20/06 Alternative Loan Trust 2006-2CB DE 8.01,9.01 12/22/06 Alternative Loan Trust 2006-4CB 8.01,9.01 12/22/06 Alternative Loan Trust 2006-5T2 8.01,9.01 12/22/06 Alternative Loan Trust 2006-8T1 1.01,9.01 12/22/06 Alternative Loan Trust 2006-HY3 8.01,9.01 12/22/06 Alternative Loan Trust 2006-J1 DE 8.01,9.01 12/22/06 Alternative Loan Trust 2006-OA1 1.01,9.01 12/20/06 Alternative Loan Trust 2006-OC1 DE 8.01,9.01 12/22/06 Altus Pharmaceuticals Inc. DE 1.01,3.02 12/19/06 AMDL INC DE 2.01,3.02,3.03,5.01, 09/27/06 AMEND 5.03,7.01,9.01 AMERCO /NV/ NV 5.02 12/19/06 AMERICAN AIRLINES INC DE 8.01 12/22/06 AMERICAN BANK NOTE HOLOGRAPHICS INC DE 5.02,9.01 12/19/06 AMERICAN SCIENCE & ENGINEERING INC MA 1.01,9.01 12/22/06 AMERICAN TECHNICAL CERAMICS CORP DE 1.01 12/22/06 AMERICAN VANGUARD CORP DE 1.01,1.02,2.03,8.01,9.01 12/19/06 AMERICAN WAGERING INC NV 5.02 12/18/06 AMR CORP DE 8.01 12/22/06 AMYLIN PHARMACEUTICALS INC DE 8.01,9.01 12/22/06 ANADYS PHARMACEUTICALS INC 5.02 12/19/06 ANALOG DEVICES INC MA 5.02,9.01 12/20/06 ANGIODYNAMICS INC DE 8.01,9.01 12/22/06 ANSWERTHINK INC FL 2.02,4.02,9.01 12/18/06 Aphton CORP DE 5.02,9.01 12/19/06 API Nanotronics Corp. DE 4.01,9.01 12/19/06 APPLICA INC FL 1.01,7.01,9.01 12/22/06 APPLIED MATERIALS INC /DE DC 7.01 12/21/06 ARCH CAPITAL GROUP LTD. 1.01,2.03,9.01 12/22/06 ARCTIC CAT INC MN 8.01 12/22/06 ARVANA INC NV 3.02,5.02 12/20/06 ASHLAND INC. KY 7.01,9.01 12/22/06 ASPEN INSURANCE HOLDINGS LTD D0 1.01,2.03 12/21/06 ASPEN TECHNOLOGY INC /DE/ DE 8.01,9.01 12/21/06 ATHEROS COMMUNICATIONS INC DE 2.01,3.02,9.01 12/18/06 ATLANTIC AMERICAN CORP GA 1.01,2.03,9.01 12/22/06 Atlas Energy Resources, LLC DE 1.01,2.01,2.03,3.02, 12/18/06 5.02,5.03,9.01 AUDIOVOX CORP DE 9.01 12/21/06 AUTOBYTEL INC DE 1.01 12/19/06 AUTONATION INC /FL DE 5.02 12/18/06 AVISTA CORP WA 8.01,9.01 12/22/06 BALLY TECHNOLOGIES, INC. NV 8.01,9.01 12/21/06 BALLY TECHNOLOGIES, INC. NV 2.02,9.01 12/22/06 BANK OF GRANITE CORP DE 5.02 12/18/06 BARE ESCENTUALS INC DE 1.01,8.01,9.01 12/15/06 BAUSCH & LOMB INC NY 3.01 12/21/06 BAXTER INTERNATIONAL INC DE 1.01,1.02,2.03,9.01 12/20/06 BAXTER INTERNATIONAL INC DE 5.02,9.01 12/20/06 Bayview 2006-B DE 7.01 12/22/06 Bayview Financial Mortgage Pass-Throu 7.01 12/22/06 Bayview Financial Mortgage Pass-Throu DE 8.01 12/22/06 Bayview Financial Mortgage Pass-Throu DE 8.01 12/22/06 BEAZER HOMES USA INC DE 1.01 12/21/06 BED BATH & BEYOND INC NY 2.02,8.01,9.01 12/20/06 BENCHMARK ELECTRONICS INC TX 5.02,9.01 12/21/06 BIO KEY INTERNATIONAL INC MN 8.01,9.01 12/21/06 BIOANALYTICAL SYSTEMS INC IN 2.02,9.01 12/21/06 BIOCRYST PHARMACEUTICALS INC DE 5.03,9.01 12/18/06 BIOJECT MEDICAL TECHNOLOGIES INC OR 5.02 12/21/06 BIOMARIN PHARMACEUTICAL INC DE 8.01,9.01 12/22/06 BISYS GROUP INC DE 8.01 12/21/06 BlackRock Inc. DE 1.01,2.03,9.01 12/19/06 BLUE RIDGE PAPER PRODUCTS INC 8.01,9.01 12/18/06 BLUE VALLEY BAN CORP KS 2.02,7.01,9.01 12/21/06 BlueLinx Holdings Inc. DE 1.01,9.01 12/18/06 BNP RESIDENTIAL PROPERTIES INC MD 8.01,9.01 12/21/06 Boardwalk Bancorp Inc NJ 8.01,9.01 12/22/06 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 9.01 10/13/06 AMEND BPZ ENERGY INC CO 1.01,3.02,7.01,9.01 12/18/06 BRINKS CO VA 1.01,9.01 12/22/06 BROOKS AUTOMATION INC DE 7.01 12/21/06 BROWN FORMAN CORP DE 1.01,2.03,7.01,9.01 12/21/06 BUCKLE INC NE 8.01,9.01 12/21/06 Bunge LTD 1.01,2.03,9.01 12/21/06 CABOT CORP DE 4.01 12/19/06 CABOT CORP DE 4.01 12/19/06 CABOT OIL & GAS CORP DE 5.02,9.01 12/19/06 CAL-BAY INTERNATIONAL INC NV 4.02 12/22/06 CALPINE CORP DE 1.01,8.01 12/20/06 Calpine Generating Company, LLC DE 1.01,8.01 12/20/06 CAMBREX CORP DE 5.02,8.01 12/19/06 Cambridge Display Technology, Inc. DE 1.01,3.02 12/22/06 CANDELA CORP /DE/ DE 1.01 12/22/06 CANTEL MEDICAL CORP DE 1.01,5.02,9.01 12/18/06 CAPSTONE TURBINE CORP DE 5.02 12/22/06 CARRIZO OIL & GAS INC TX 1.01,2.03,9.01 12/20/06 CASEYS GENERAL STORES INC IA 5.05 11/30/06 CASH AMERICA INTERNATIONAL INC TX 1.01,2.03,9.01 12/19/06 CASH SYSTEMS INC DE 7.01,9.01 12/19/06 CB RICHARD ELLIS GROUP INC DE 1.01,2.01,2.03,5.02,9.01 12/20/06 CDOOR CORP DE 1.01,9.01 12/21/06 CDRV Investors, Inc. DE 5.02,9.01 12/20/06 CEF EQUIPMENT HOLDING LLC DE 8.01,9.01 12/14/06 Celanese CORP DE 8.01,9.01 12/22/06 CENTEX CORP NV 1.01,5.02,9.01 12/20/06 CENTRAL FEDERAL CORP DE 8.01,9.01 12/22/06 CEPHEID CA 1.01,5.02 12/18/06 CERIDIAN CORP /DE/ DE 8.01 12/21/06 CHARLOTTE RUSSE HOLDING INC 5.02,9.01 12/19/06 CHINA AGRO SCIENCES CORP. FL 5.03 05/01/06 AMEND CHINA BAK BATTERY INC NV 1.01,2.03,8.01,9.01 11/23/06 CHINA FUND INC MD 7.01,9.01 11/01/06 CHL Mortgage Pass-Through Trust 2006- 1.01,9.01 12/22/06 CHL Mortgage Pass-Through Trust 2006- 1.01,9.01 12/20/06 CHL Mortgage Pass-Through Trust 2006- 1.01,9.01 12/22/06 AMEND CHL Mortgage Pass-Through Trust 2006- 1.01,9.01 12/22/06 CHL Mortgage Pass-Through Trust 2006- 1.01,9.01 12/22/06 AMEND CHL Mortgage Pass-Through Trust 2006- 1.01,9.01 12/22/06 CHL Mortgage Pass-Through Trust 2006- 1.01,9.01 12/22/06 CHL Mortgage Pass-Through Trust 2006- 1.01,9.01 12/22/06 CHL Mortgage Pass-Through Trust 2006- 1.01,9.01 12/22/06 CHL Mortgage Pass-Through Trust 2006- 1.01,9.01 12/20/06 CHL Mortgage-Pass Through Trust 2006- 1.01,9.01 12/22/06 CIMAREX ENERGY CO DE 7.01,9.01 12/22/06 CINEMARK INC DE 2.01,9.01 10/05/06 AMEND CINEMARK USA INC /TX TX 2.01,9.01 10/05/06 AMEND CISCO SYSTEMS INC CA 8.01 12/20/06 CITIGROUP INC DE 8.01,9.01 12/22/06 Cobalis Corp NV 5.02,9.01 12/18/06 COHESANT TECHNOLOGIES INC DE 2.02,9.01 12/22/06 COLE KENNETH PRODUCTIONS INC NY 1.01,2.03 12/22/06 COLLAGENEX PHARMACEUTICALS INC DE 1.01,9.01 12/18/06 COLUMBIA LABORATORIES INC DE 7.01,8.01,9.01 12/22/06 COMMONWEALTH EDISON CO IL 8.01,9.01 12/20/06 COMMUNITY BANCORP /VT VT 8.01,9.01 12/22/06 COMMUNITY BANKS INC /PA/ PA 8.01,9.01 12/22/06 COMMUNITY BANKS INC /PA/ PA 8.01,9.01 12/22/06 COMMUNITY SHORES BANK CORP MI 5.02 12/20/06 COMMUNITY VALLEY BANCORP CA 8.01,9.01 12/22/06 Comtech Group Inc MD 2.03 12/20/06 CONCENTRA OPERATING CORP NV 1.01 12/15/06 AMEND CONCURRENT COMPUTER CORP/DE DE 1.01,2.03 12/22/06 Constellation Energy Partners LLC DE 5.02 12/21/06 CORILLIAN CORP OR 5.02 12/21/06 CORNING INC /NY NY 8.01 12/21/06 CORNING NATURAL GAS CORP NY 5.02 12/19/06 COVENANT TRANSPORT INC NV 1.01,2.03 12/21/06 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 9.01 12/22/06 CSK AUTO CORP DE 5.02,9.01 12/18/06 CT COMMUNICATIONS INC /NC NC 5.03,9.01 12/21/06 CUMULUS MEDIA INC DE 5.02,9.01 12/20/06 CWABS Asset-Backed Certificates Trust 1.01,9.01 12/22/06 CWABS Asset-Backed Certificates Trust 1.01,9.01 12/22/06 CWABS Asset-Backed Certificates Trust 1.01,9.01 12/22/06 CWABS Asset-Backed Certificates Trust DE 8.01,9.01 12/08/06 CYGNE DESIGNS INC DE 8.01 12/22/06 DALECO RESOURCES CORP NV 3.03 12/21/06 DAXOR CORP NY 5.02,9.01 12/21/06 DAYTON SUPERIOR CORP DE 5.05,9.01 12/18/06 DELPHAX TECHNOLOGIES INC MN 1.01,9.01 12/20/06 DEZ, Inc. NV 5.03,9.01 12/21/06 DHB INDUSTRIES INC DE 5.02,8.01,9.01 12/15/06 DIGITAL RIVER INC /DE DE 8.01 12/20/06 DISCOVER CARD MASTER TRUST I DE 8.01,9.01 12/19/06 DONEGAL GROUP INC DE 5.02,5.03,8.01,9.01 12/18/06 Duke Energy CORP DE 1.01,1.02,5.02,9.01 12/19/06 EDEN ENERGY CORP NV 1.01,9.01 12/20/06 EDGE PETROLEUM CORP DE 1.02,7.01,9.01 12/19/06 Embarq CORP DE 5.02,9.01 12/19/06 EMCORE CORP NJ 3.01,9.01 12/18/06 EMPIRE RESORTS INC DE 8.01,9.01 12/21/06 EMTEC INC/NJ UT 8.01 12/18/06 ENDOCARE INC DE 1.01,2.03,9.01 12/22/06 ENTERTAINMENT PROPERTIES TRUST MD 9.01 12/19/06 AMEND ENVIRONMENTAL POWER CORP DE 1.01,5.02,9.01 12/19/06 EPIX Pharmaceuticals, Inc. 9.01 12/22/06 EQUITABLE FINANCIAL CORP 4.01 12/19/06 AMEND EQUITABLE FINANCIAL CORP 4.01,9.01 12/19/06 AMEND EUROBANCSHARES INC 1.02,2.03,7.01,9.01 12/18/06 EVCI Career Colleges Holding Corp DE 8.01 12/21/06 EXIDE TECHNOLOGIES DE 1.01,9.01 12/19/06 FAMILY DOLLAR STORES INC DE 1.01,2.02,8.01,9.01 12/19/06 FARMER BROTHERS CO CA 5.02,9.01 12/19/06 Federal Home Loan Bank of Seattle 5.02,7.01,9.01 12/21/06 FEDERAL NATIONAL MORTGAGE ASSOCIATION 7.01,9.01 12/22/06 FERRO CORP OH 7.01,9.01 12/20/06 FIELDSTONE INVESTMENT CORP 1.01,2.03,9.01 12/19/06 FILTERING ASSOCIATES INC NV 1.01,5.02,9.01 12/18/06 FIRST BANCORP /NC/ NC 5.02,8.01,9.01 12/19/06 FIRST CHARTER CORP /NC/ NC 5.02 12/20/06 FIRST CITIZENS BANC CORP /OH OH 8.01 12/19/06 FIRST CITIZENS BANC CORP /OH OH 5.02 12/19/06 FIRST FINANCIAL CORP /IN/ IN 1.01 12/19/06 FIRST NIAGARA FINANCIAL GROUP INC DE 5.02,5.03,9.01 12/19/06 FIRST PLACE FINANCIAL CORP /DE/ DE 1.01,9.01 12/17/06 FIRST SOLAR, INC. DE 5.02,8.01,9.01 12/18/06 FIRSTGOLD CORP. DE 4.01 12/16/06 FLUSHING FINANCIAL CORP DE 5.02,9.01 12/21/06 FNB United Corp. NC 2.02,4.02,9.01 12/22/06 FOAMEX INTERNATIONAL INC DE 8.01,9.01 12/21/06 FPIC INSURANCE GROUP INC FL 8.01 12/22/06 FRANKLIN RESOURCES INC DE 5.02,8.01,9.01 12/13/06 FRISCHS RESTAURANTS INC OH 1.01,9.01 12/19/06 FULTON FINANCIAL CORP PA 1.01,9.01 12/22/06 GATEWAY ENERGY CORP/NE DE 9.01 12/22/06 GENCO SHIPPING & TRADING LTD 5.02 12/21/06 GENERAL CABLE CORP /DE/ DE 5.02,9.01 12/19/06 GENERAL NUTRITION CENTERS, INC. 8.01 12/18/06 GENESIS MICROCHIP INC /DE DE 1.01,9.01 12/21/06 GENTA INC DE/ DE 8.01,9.01 12/20/06 GILEAD SCIENCES INC DE 8.01 12/22/06 GLACIER BANCORP INC DE 5.02,9.01 12/22/06 GlobalOptions Group, Inc. DE 5.02,9.01 12/19/06 GOTTSCHALKS INC DE 8.01 12/22/06 GREAT PLAINS ENERGY INC MO 8.01 12/21/06 GREAT SOUTHERN BANCORP INC MD 8.01,9.01 12/20/06 GREAT WALL ACQUISITION CORP DE 2.01,3.02,9.01 12/22/06 Green Gold Inc. NV 2.01,5.02 12/22/06 Greenpoint Mortgage Funding Trust 200 DE 8.01,9.01 12/22/06 AMEND GSAMP Trust 2006-FM3 DE 8.01,9.01 12/21/06 GSAMP Trust 2006-FM3 DE 8.01,9.01 12/21/06 GTSI CORP DE 2.02,9.01 12/22/06 HAEMONETICS CORP MA 5.02,9.01 12/21/06 HAMPSHIRE GROUP LTD DE 4.02 12/13/06 AMEND HANCOCK HOLDING CO MS 5.02,8.01,9.01 12/19/06 AMEND Harbin Electric, Inc 1.01,9.01 12/21/06 HarborView 2006-14 DE 8.01,9.01 12/22/06 HARSCO CORP DE 2.03,9.01 12/22/06 HARSCO CORP DE 2.03,9.01 12/22/06 HARTFORD FINANCIAL SERVICES GROUP INC DE 5.02,9.01 12/21/06 HARTFORD FINANCIAL SERVICES GROUP INC DE 1.01,9.01 12/19/06 HARTFORD LIFE INSURANCE CO CT 9.01 12/22/06 HARTFORD LIFE INSURANCE CO CT 9.01 12/22/06 HARTMARX CORP/DE DE 2.02,9.01 12/21/06 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 12/22/06 HAWK CORP DE 8.01,9.01 12/22/06 HEARTLAND FINANCIAL USA INC DE 2.02,9.01 12/22/06 HEICO CORP FL 5.02 12/18/06 HEPALIFE TECHNOLOGIES INC FL 7.01,9.01 12/18/06 HERSHA HOSPITALITY TRUST MD 1.01,9.01 12/18/06 HIGHBURY FINANCIAL INC DE 4.02 12/20/06 AMEND HIGHBURY FINANCIAL INC DE 8.01,9.01 12/18/06 AMEND HIGHBURY FINANCIAL INC DE 8.01,9.01 12/18/06 AMEND Hill International, Inc. DE 1.01,2.03,9.01 12/18/06 HOME DIAGNOSTICS INC DE 1.01,9.01 12/20/06 HONDA AUTO REC 2003-3 OWNER TRUST DE 8.01,9.01 12/21/06 HONDA AUTO REC 2003-4 OWNER TRUST DE 8.01,9.01 12/15/06 HONDA AUTO REC 2003-5 OWNER TRUST DE 8.01,9.01 12/18/06 HONDA AUTO RECEIVABLES 2004-1 OWNER T DE 8.01,9.01 12/21/06 Honda Auto Receivables 2004-2 Owner T 8.01,9.01 12/15/06 Honda Auto Receivables 2004-3 Owner T CA 8.01,9.01 12/18/06 Honda Auto Receivables 2005-1 Owner T CA 8.01,9.01 12/21/06 Honda Auto Receivables 2005-2 Owner T 8.01,9.01 12/15/06 Honda Auto Receivables 2005-3 Owner T CA 8.01,9.01 12/18/06 Honda Auto Receivables 2005-4 Owner T CA 8.01,9.01 12/21/06 Honda Auto Receivables 2005-5 Owner T CA 8.01,9.01 12/15/06 Honda Auto Receivables 2005-6 Owner T CA 8.01,9.01 12/18/06 HONDA RECEIVABLES CORP AUTO REC 2003 DE 8.01,9.01 12/21/06 HORACE MANN EDUCATORS CORP /DE/ DE 1.01 12/19/06 Horizon Lines, Inc. 5.02,9.01 12/20/06 HOTEL OUTSOURCE MANAGEMENT INTERNATIO DE 8.01 12/20/06 HSI Asset Securitization CORP Trust 2 8.01,9.01 12/19/06 AMEND HUNTINGTON BANCSHARES INC/MD MD 1.01,8.01,9.01 12/20/06 I2 TECHNOLOGIES INC DE 5.02,9.01 12/21/06 IA GLOBAL INC DE 2.01,9.01 10/19/06 AMEND IDEX CORP /DE/ DE 2.03,9.01 12/22/06 IMMTECH PHARMACEUTICALS, INC. DE 5.02,9.01 12/20/06 INDEPENDENT BANK CORP MI 8.01 12/20/06 IndyMac Residential Mortgage-Backed T DE 9.01 12/14/06 INFINITY PHARMACEUTICALS, INC. DE 9.01 09/12/06 AMEND INFOCROSSING INC DE 1.01,5.02,9.01 12/22/06 INHIBITEX, INC. 5.02,9.01 12/22/06 INNERWORKINGS INC 9.01 10/11/06 AMEND INPHONIC INC 5.02,9.01 12/20/06 INPHONIC INC 2.01,9.01 04/26/05 AMEND INPHONIC INC 1.01,9.01 09/19/05 AMEND INSPIRE PHARMACEUTICALS INC DE 8.01 12/20/06 Intcomex, Inc. DE 8.01,9.01 12/19/06 INTEGRA LIFESCIENCES HOLDINGS CORP DE 5.02,9.01 12/22/06 INTERLINK ELECTRONICS INC DE 8.01,9.01 12/21/06 INTERLINK ELECTRONICS INC DE 2.02,9.01 12/22/06 INTERMUNE INC DE 8.01,9.01 12/22/06 INTERMUNE INC DE 1.01 12/21/06 INTERNET COMMERCE CORP DE 1.01,9.01 12/20/06 INTERNET COMMERCE CORP DE 2.02,9.01 12/14/06 INTERWOVEN INC CA 1.01,2.03,9.01 12/20/06 INVERTED PARADIGMS CORP DE 4.02 12/21/06 INVESTORS CAPITAL HOLDINGS LTD MA 1.01 12/19/06 IRIDEX CORP DE 4.02 12/18/06 ITC Holdings Corp. MI 2.01,9.01 10/10/06 AMEND ITEC ENVIRONMENTAL GROUP INC DE 5.02,9.01 07/26/06 AMEND ITT EDUCATIONAL SERVICES INC DE 1.02,2.03,9.01 12/22/06 J.P. Morgan Chase Commercial Mortgage DE 8.01,9.01 12/21/06 J2 GLOBAL COMMUNICATIONS INC DE 5.02,8.01 12/18/06 J2 GLOBAL COMMUNICATIONS INC DE 3.01 12/19/06 KAISER GROUP HOLDINGS INC DE 8.01 12/21/06 KBS Real Estate Investment Trust, Inc MD 1.01,2.01,2.03,8.01,9.01 12/18/06 KEY TECHNOLOGY INC OR 8.01,9.01 12/20/06 KILROY REALTY CORP MD 8.01 12/13/06 KNBT BANCORP INC PA 5.02 12/18/06 KNIGHT CAPITAL GROUP, INC. DE 1.01,7.01,9.01 12/21/06 KOSAN BIOSCIENCES INC CA 1.01,5.02,9.01 12/18/06 Kraton Polymers LLC DE 5.02,9.01 12/20/06 L-1 IDENTITY SOLUTIONS, INC. DE 5.02,9.01 12/19/06 LACROSSE FOOTWEAR INC WI 5.02,9.01 12/22/06 LAMAR ADVERTISING CO/NEW DE 8.01,9.01 12/21/06 LASER MASTER INTERNATIONAL INC NY 4.01 11/16/06 LECROY CORP DE 1.01,9.01 12/21/06 Lev Pharmaceuticals Inc DE 1.01,9.01 12/20/06 LEVI STRAUSS & CO DE 5.02,9.01 12/18/06 LEXINGTON CORPORATE PROPERTIES TRUST MD 1.01,3.02,9.01 12/20/06 LHC Group, Inc 8.01,9.01 12/20/06 LIBERTY MEDIA CORP 1.01,9.01 12/22/06 LIBERTY MEDIA LLC 1.01,9.01 12/22/06 LIFE SCIENCES RESEARCH INC MD 3.01,9.01 12/22/06 LIFECORE BIOMEDICAL INC MN 1.01,9.01 12/19/06 LITTLE SIOUX CORN PROCESSORS LLC 5.02 12/19/06 LSB INDUSTRIES INC DE 3.02 12/22/06 LUNA INNOVATIONS INC 5.02,9.01 12/20/06 Macquarie Infrastructure CO Trust DE 1.01 12/21/06 MAGNA ENTERTAINMENT CORP DE 1.01,9.01 12/22/06 MAGNA ENTERTAINMENT CORP DE 1.01,9.01 12/22/06 MAINSTREET FINANCIAL CORP X1 8.01,9.01 12/22/06 MARCUS CORP WI 2.02,9.01 12/19/06 MARSHALL & ILSLEY CORP/WI/ WI 5.02,8.01,9.01 12/21/06 MATRIX SERVICE CO DE 8.01,9.01 12/21/06 MAX RE CAPITAL LTD 1.01,5.02,9.01 12/18/06 MAXIM INTEGRATED PRODUCTS INC DE 5.03,9.01 12/21/06 MAXUS TECHNOLOGY CORP DE 5.02,9.01 12/22/06 MAXXAM INC DE 8.01 12/22/06 MC SHIPPING INC 2.01 12/22/06 MDC PARTNERS INC A6 8.01 12/19/06 MERRILL LYNCH & CO INC DE 8.01,9.01 12/20/06 MERRILL MERCHANTS BANCSHARES INC ME 5.02,8.01,9.01 12/21/06 MESA OFFSHORE TRUST TX 7.01,9.01 12/22/06 MESA ROYALTY TRUST/TX TX 7.01,9.01 12/22/06 METABOLIX, INC. DE 5.02 12/19/06 METALDYNE CORP DE 7.01 12/21/06 METLIFE INC DE 1.01,2.03,3.03,8.01,9.01 12/21/06 MetLife Insurance CO of Connecticut DE 9.01 10/11/06 AMEND MEXICO FUND INC MD 8.01,9.01 12/22/06 MICROMED CARDIOVASCULAR INC DE 4.01,9.01 12/21/06 MICRON ENVIRO SYSTEMS INC NV 8.01,9.01 12/21/06 MIDCAROLINA FINANCIAL CORP NC 9.01 12/22/06 MILACRON INC DE 1.01,1.02,2.03,9.01 12/19/06 Morgan Stanley Capital I Trust 2006-H DE 8.01,9.01 11/09/06 AMEND Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 12/21/06 MOTIVE INC DE 8.01 12/20/06 MSC SOFTWARE CORP DE 1.01,9.01 12/18/06 MULTI FINELINE ELECTRONIX INC 8.01,9.01 12/22/06 Nalco Finance Holdings LLC 8.01,9.01 12/21/06 Nalco Holdings LLC DE 8.01,9.01 12/21/06 NATIONAL DENTEX CORP /MA/ MA 2.01,9.01 10/05/06 AMEND NATIONAL HEALTH REALTY INC MD 1.01,8.01,9.01 12/20/06 NATIONAL HEALTHCARE CORP DE 1.01,8.01,9.01 12/20/06 National Investment Managers Inc. FL 1.01,3.02,9.01 12/20/06 NATIONWIDE FINANCIAL SERVICES INC/ DE 8.01,9.01 12/21/06 NATIONWIDE FINANCIAL SERVICES INC/ DE 1.01,9.01 12/22/06 NATURAL GAS SERVICES GROUP INC 5.02,9.01 12/19/06 Neenah Paper Inc DE 9.01 10/11/06 AMEND NELNET INC NE 2.06,8.01,9.01 12/22/06 NEOPHARM INC DE 2.05 12/21/06 NeoStem, Inc. DE 8.01 12/15/06 NETGURU INC DE 1.01,2.01,3.02,9.01 12/15/06 NETWORK 1 SECURITY SOLUTIONS INC DE 1.01,9.01 12/20/06 NEUROCRINE BIOSCIENCES INC CA 5.02,9.01 12/21/06 NEUTRON ENTERPRISES INC NV 1.01,3.02,9.01 12/22/06 New Era Marketing Inc 4.01,9.01 12/08/06 AMEND NEW RIVER PHARMACEUTICALS INC VA 8.01,9.01 12/21/06 NewGen Technologies, Inc NV 1.01,2.03,3.02 12/11/06 NOBLE INTERNATIONAL, LTD. DE 9.01 12/22/06 AMEND NORTEK INC DE 5.02,9.01 12/19/06 NORTHEAST BANCORP /ME/ ME 8.01,9.01 12/22/06 NOTIFY TECHNOLOGY CORP CA 1.01 02/27/06 NOVACEA INC DE 1.01,9.01 12/18/06 NTK Holdings, Inc. DE 5.02,9.01 12/19/06 NUCRYST Pharmaceuticals Corp. A0 1.01,9.01 12/20/06 NUTRITION 21 INC NY 1.01,9.01 12/18/06 NUTRITION MANAGEMENT SERVICES CO/PA PA 8.01 12/18/06 NVR INC VA 5.02,9.01 12/21/06 O A K FINANCIAL CORP MI 8.01,9.01 12/22/06 OAK HILL FINANCIAL INC OH 8.01,9.01 12/21/06 OAKLEY INC WA 1.01,9.01 12/20/06 ODYSSEY HEALTHCARE INC DE 5.02,9.01 12/20/06 OLIN CORP VA 5.02,9.01 12/21/06 OMEGA PROTEIN CORP NV 5.02,9.01 12/22/06 ON ASSIGNMENT INC DE 1.01,9.01 12/20/06 ONEOK INC /NEW/ OK 1.02,5.02,9.01 12/22/06 ONEOK INC /NEW/ OK 5.02,9.01 12/22/06 AMEND ONEOK Partners LP DE 5.02,9.01 12/22/06 OPENWAVE SYSTEMS INC DE 2.02,9.01 12/22/06 OREGON PACIFIC BANCORP OR 1.01,9.01 12/21/06 Ottawa Savings Bancorp, Inc. X1 8.01,9.01 12/21/06 OTTER TAIL CORP MN 5.02,5.03 12/19/06 OVERLAND STORAGE INC CA 5.02 12/20/06 OWENS & MINOR INC/VA/ VA 5.02 12/19/06 PACIFIC FINANCIAL CORP WA 8.01 12/21/06 PACIFIC GAS & ELECTRIC CO CA 5.02,5.03,8.01,9.01 12/20/06 PACIFICORP /OR/ OR 5.02 12/22/06 PAPA JOHNS INTERNATIONAL INC DE 8.01,9.01 12/22/06 Paramount Acquisition Corp DE 8.01,9.01 12/21/06 PC CONNECTION INC DE 5.02 12/21/06 Peninsula Gaming, LLC DE 1.01 12/21/06 PENN OCTANE CORP DE 1.01 12/19/06 PENN VIRGINIA CORP VA 5.02 12/22/06 PERKINELMER INC MA 5.02 12/20/06 PEROT SYSTEMS CORP DE 1.01,9.01 12/18/06 PG&E CORP CA 5.02,5.03,8.01,9.01 12/20/06 PHARMACYCLICS INC DE 8.01,9.01 12/22/06 PINNACLE AIRLINES CORP DE 1.01,7.01,9.01 12/20/06 PLIANT CORPORORATION DE 5.02,9.01 12/21/06 PLM EQUIPMENT GROWTH & INCOME FUND VI CA 8.01 12/22/06 PLM EQUIPMENT GROWTH FUND V CA 1.01 12/21/06 PLM EQUIPMENT GROWTH FUND VI CA 1.01 12/21/06 PLM EQUIPMENT GROWTH FUND VI CA 8.01 12/22/06 POCAHONTAS BANCORP INC DE 4.02,9.01 12/22/06 POLARIS INDUSTRIES INC/MN MN 1.01,1.02,7.01,9.01 12/22/06 POLYMER GROUP INC DE 5.02 12/20/06 PORTLAND GENERAL ELECTRIC CO /OR/ OR 2.03,9.01 12/19/06 POWERCOLD CORP NV 4.01,9.01 12/18/06 PPG INDUSTRIES INC PA 8.01,9.01 12/21/06 Prestige Brands Holdings, Inc. 5.02,7.01,9.01 12/22/06 PRG SCHULTZ INTERNATIONAL INC GA 3.02 12/19/06 PRG SCHULTZ INTERNATIONAL INC GA 3.02 12/19/06 AMEND PRIDE INTERNATIONAL INC DE 5.02,9.01 12/18/06 PRIMEGEN ENERGY CORP 1.01,9.01 12/01/06 PRO PHARMACEUTICALS INC NV 8.01,9.01 12/22/06 PROFESSIONAL LEASE MANAGEMENT INCOME DE 8.01 12/22/06 PROGRESS SOFTWARE CORP /MA MA 5.02 12/17/06 PROLOGIS MD 5.02,9.01 12/21/06 PROTEIN POLYMER TECHNOLOGIES INC DE 4.01,9.01 11/29/06 AMEND PROTEO INC NV 1.01,3.02,9.01 12/22/06 QLT INC/BC A1 8.01,9.01 12/22/06 QUICKLOGIC CORPORATION CA 3.01,9.01 12/22/06 QUIKSILVER INC DE 5.02 12/20/06 QUOTESMITH COM INC DE 7.01,9.01 12/22/06 RADIATION THERAPY SERVICES INC FL 8.01 12/22/06 RANCHER ENERGY CORP. NV 1.01,7.01,9.01 12/15/06 RAND CAPITAL CORP NY 7.01,9.01 12/20/06 RAYTHEON CO/ DE 1.01,9.01 12/20/06 RBC LIFE SCIENCES, INC. DE 5.02,9.01 12/18/06 REGENERON PHARMACEUTICALS INC NY 1.01,5.03,8.01,9.01 12/20/06 REPROS THERAPEUTICS INC. DE 8.01,9.01 12/22/06 REPTRON ELECTRONICS INC FL 8.01,9.01 12/22/06 RESIDENTIAL FUNDING MORTGAGE SECURITI DE 8.01,9.01 12/22/06 REWARDS NETWORK INC DE 1.01,9.01 12/21/06 ROBBINS & MYERS INC OH 1.01,2.03,9.01 12/19/06 Rocketinfo Inc. DE 5.02 12/22/06 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 4.02 12/20/06 RR Donnelley & Sons Co DE 8.01,9.01 12/22/06 RURAL CELLULAR CORP MN 3.02 12/19/06 Ruths Chris Steak House, Inc. DE 2.01,9.01 12/19/06 SAMSONITE CORP/FL DE 1.01,5.02,5.03,8.01,9.01 12/20/06 SAN JOAQUIN BANCORP CA 5.02 12/19/06 SANDSTON CORP MI 3.02,5.02,9.01 12/20/06 SCICLONE PHARMACEUTICALS INC DE 1.01,3.03,9.01 12/18/06 SENSE HOLDINGS INC FL 8.01 12/22/06 SHUFFLE MASTER INC MN 2.02,9.01 12/21/06 SIGA TECHNOLOGIES INC DE 8.01 12/20/06 SILGAN HOLDINGS INC DE 8.01,9.01 12/20/06 SILVERADO GOLD MINES LTD A1 8.01,9.01 12/22/06 SINGING MACHINE CO INC DE 1.01,5.02,9.01 12/22/06 Sirion Holdings, Inc. DE 1.01,9.01 12/20/06 SIRNA THERAPEUTICS INC DE 8.01,9.01 12/22/06 SJW CORP CA 5.02 12/22/06 SKY FINANCIAL GROUP INC OH 1.01,9.01 12/20/06 SLADES FERRY BANCORP MA 1.01,9.01 12/19/06 Solar Power, Inc. NV 1.01,9.01 12/21/06 SONIC FOUNDRY INC MD 1.01,8.01,9.01 12/20/06 SOURCE INTERLINK COMPANIES INC DE 5.03,8.01,9.01 12/22/06 SPEAKING ROSES INTERNATIONAL INC NV 1.01,2.02,2.03,3.02,5.02,9.01 10/30/06 Spectra Energy Corp. DE 5.02,9.01 12/19/06 SPECTRUM PHARMACEUTICALS INC DE 8.01,9.01 12/21/06 SRS LABS INC DE 4.01,9.01 12/05/06 AMEND ST PAUL TRAVELERS COMPANIES INC MN 7.01 12/21/06 ST. BERNARD SOFTWARE, INC. CA 1.01,9.01 12/18/06 STAPLES INC DE 5.02 12/20/06 STARTEK INC DE 5.02 12/22/06 STATE BANCORP INC NY 3.02,9.01 12/21/06 STATE STREET CORP MA 5.02,9.01 12/21/06 STATION CASINOS INC NV 8.01 12/22/06 STELLAR PHARMACEUTICALS INC 1.01 12/18/06 STEPAN CO DE 2.02,9.01 12/21/06 STERLING GROUP VENTURES INC NV 8.01 12/22/06 STONE ENERGY CORP DE 5.02 12/21/06 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01,9.01 12/15/06 STRATS SM TRUST FOR DOMINION RESOURCE DE 8.01,9.01 12/15/06 STRATS SM TRUST FOR Goldman Sachs Cap 8.01,9.01 12/15/06 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 12/15/06 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 12/15/06 STRATS SM TRUST FOR U S CELL CORP SEC 8.01,9.01 12/15/06 STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 12/15/06 STRATS(SM) TRUST FOR DOMINION RESOURC 8.01,9.01 12/15/06 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 12/15/06 STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 12/15/06 STREICHER MOBILE FUELING INC FL 8.01,9.01 12/22/06 STRUCTURED PRODUCTS CORP TRUST SERIES DE 8.01,9.01 12/08/06 STUDENT LOAN CORP DE 5.02 12/20/06 SUNAIR SERVICES CORP FL 2.02 12/22/06 SUNPOWER CORP CA 1.01,9.01 12/21/06 SUPERIOR GALLERIES INC DE 1.01,2.01 12/19/06 AMEND SUPERTEL HOSPITALITY INC VA 8.01,9.01 12/22/06 SWIFT ENERGY CO 1.01,9.01 12/21/06 SWIFT TRANSPORTATION CO INC NV 1.01,9.01 12/20/06 SYNTEL INC MI 5.02,9.01 12/21/06 SYS CA 9.01 10/18/06 AMEND TASKER PRODUCTS CORP NV 5.02,9.01 12/18/06 TECUMSEH PRODUCTS CO MI 2.02,5.03,9.01 12/20/06 TENFOLD CORP /UT DE 1.01,3.02,3.03,9.01 12/18/06 TENNANT CO MN 5.02 12/19/06 THOMAS GROUP INC DE 1.01,2.03,9.01 12/15/06 THOR INDUSTRIES INC DE 5.02,9.01 12/05/06 TJX COMPANIES INC /DE/ DE 5.02 12/18/06 TOREADOR RESOURCES CORP DE 7.01,9.01 12/21/06 TOREADOR RESOURCES CORP DE 2.03 11/27/06 TORVEC INC NY 3.02 12/18/06 TOWER AUTOMOTIVE INC DE 7.01,9.01 12/22/06 TOYS R US INC DE 5.02,7.01,9.01 12/22/06 TRANSCEND SERVICES INC DE 5.02 12/15/06 TRANSCOMMUNITY FINANCIAL CORP VA 5.02 12/22/06 TRANSGENOMIC INC DE 1.01 12/15/06 TRIBEWORKS INC DE 4.02 11/17/06 TRIBEWORKS INC DE 4.02 12/17/06 AMEND Trilliant, Inc. NV 5.02,5.03,8.01 12/20/06 TRINITY CAPITAL CORP 5.02,8.01,9.01 12/21/06 TRULITE INC DE 4.02,5.02 12/14/06 TWL CORP UT 8.01,9.01 12/19/06 TXP CORP NV 4.01,9.01 05/22/06 AMEND TYSON FOODS INC DE 5.02,9.01 12/19/06 U S GOLD CORP CO 7.01,9.01 12/21/06 U.S. Helicopter CORP DE 5.02 12/21/06 UIL HOLDINGS CORP CT 8.01 12/22/06 UNION BANKSHARES INC VT 5.02 12/18/06 UNISOURCE ENERGY CORP AZ 1.01,5.02,9.01 12/19/06 United Development Funding III, LP DE 1.01 12/19/06 UNITED SECURITY BANCSHARES INC DE 5.02 12/22/06 UPFC Auto Receivables Trust 2006-B 1.01,9.01 12/14/06 US BANCORP \DE\ DE 5.03,8.01,9.01 12/21/06 US LEC CORP DE 1.01,9.01 12/22/06 UTSTARCOM INC DE 8.01,9.01 12/18/06 UTSTARCOM INC DE 8.01,9.01 12/22/06 VAIL RESORTS INC DE 8.01,9.01 12/21/06 VALERO GP HOLDINGS LLC DE 1.01,1.02,5.02,7.01,9.01 12/18/06 VALERO L P DE 1.01,1.02,9.01 12/22/06 VALIDIAN CORP NV 1.01,1.02,5.02 12/18/06 VENDINGDATA CORP NV 5.02,9.01 12/18/06 Visiphor CORP A1 7.01,9.01 12/21/06 Vistula Communications Services, Inc. DE 2.01,9.01 10/11/06 AMEND VOLT INFORMATION SCIENCES, INC. NY 1.01,2.01,9.01 12/20/06 VUBOTICS INC NV 5.02,8.01 12/14/06 VWR International, Inc. 5.02,9.01 12/20/06 Washington Mutual Asset-Backed Certif DE 9.01 12/07/06 WATERFORD GAMING LLC DE 8.01 12/22/06 WEBMETHODS INC DE 5.02 12/18/06 WEBSTER FINANCIAL CORP DE 5.02,9.01 12/19/06 WELLMAN INC DE 5.02 12/18/06 WESBANCO INC WV 5.04,9.01 12/18/06 WESTBOROUGH FINANCIAL SERVICES INC MA 1.01,9.01 12/18/06 WET SEAL INC DE 1.01,8.01,9.01 12/21/06 WGL HOLDINGS INC VA 8.01,9.01 12/21/06 WILLIAMS INDUSTRIES INC VA 8.01 12/22/06 WINSONIC DIGITAL MEDIA GROUP LTD NV 1.01,2.01,3.02,9.01 11/20/06 WORLD HEART CORP A6 3.02,5.02,8.01,9.01 12/20/06 Wornick CO DE 5.02 12/19/06 WORTHINGTON INDUSTRIES INC OH 2.02,7.01,9.01 12/21/06 XERIUM TECHNOLOGIES INC DE 1.01,7.01,9.01 12/22/06 XETA TECHNOLOGIES INC OK 5.02 12/20/06 XSTREAM BEVERAGE NETWORK, INC. NV 3.02,5.03,9.01 12/07/06 Y-TEL INTERNATIONAL INC DE 5.02 12/22/06